Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CHAMBERS CAPITAL, LLC CRD: 282225 | — | 0 | 0 | A | Unknown |
| CHAMBERS WEALTH ADVISORY CRD: 298228 | — | 0 | 0 | A | Unknown |
| CHAMP VENTURES CRD: 307800 | — | 0 | 0 | A | Unknown |
| CHAMPION CAPITAL CORPORATION CRD: 10125 | — | 0 | 0 | A | INACTIVE |
| CHAMPION SECURITIES COMPANY L.L.C. CRD: 25892 | — | 1 | 0 | F | INACTIVE |
| CHAMPION, JESSICA CRD: 339413 | — | 0 | 0 | A | Unknown |
| CHANCELLOR CAPITAL CORPORATION CRD: 15233 | — | 0 | 0 | A | INACTIVE |
| CHANGES, LLC CRD: 46811 | — | 0 | 0 | A | INACTIVE |
| CHANIN CAPITAL LLC CRD: 42026 | — | 1 | 0 | F | INACTIVE |
| CHANNEL ISLANDS GROUP CRD: 168868 | — | 0 | 0 | A | Unknown |
| CHANNEL POINT PARTNERS CRD: 120283 | — | 1 | 0 | F | INACTIVE |
| CHANNEL WEALTH, LLC CRD: 323461 | — | 0 | 0 | A | Unknown |
| CHANOS & COMPANY L.P. CRD: 137563 | — | 0 | 0 | A | Unknown |
| CHAPEL & COLLINS, LLC CRD: 109117 | — | 0 | 0 | A | Unknown |
| CHAPIN, DAVIS CRD: 28116 | MD | 11 | 1 | F | Active |
| CHAPMAN ON-LINE, INC CRD: 18446 | — | 2 | 0 | F | INACTIVE |
| CHAPPO & CO. CRD: 28077 | — | 0 | 0 | A | INACTIVE |
| CHAPS LIFESTYLE LLC CRD: 333806 | — | 0 | 0 | A | Unknown |
| CHAPTER IV INVESTORS, LLC CRD: 155435 | — | 0 | 0 | A | Unknown |
| CHAPTER ONE, PAGE ONE LLC CRD: 304251 | — | 0 | 0 | A | Unknown |
| CHAPTER ONE, PAGE ONE LLC CRD: 321028 | — | 0 | 0 | A | Unknown |
| CHARIOT CAPITAL LLC CRD: 314612 | — | 0 | 0 | A | Unknown |
| CHARIS ADVISORS GROUP CRD: 309758 | — | 0 | 0 | A | Unknown |
| CHARLES C. JORDAN AND CO. CRD: 6860 | — | 0 | 0 | A | INACTIVE |
| CHARLES CAPITAL CRD: 313224 | — | 0 | 0 | A | Unknown |
| CHARLES DAVID WARD CRD: 10017 | — | 0 | 0 | A | INACTIVE |
| CHARLES H. ROSS, INC. CRD: 31365 | — | 0 | 0 | A | INACTIVE |
| CHARLES J. MEANS & CO., LLC CRD: 120178 | — | 0 | 0 | A | Unknown |
| CHARLES JORDAN & CO., LLC CRD: 30303 | — | 2 | 0 | F | INACTIVE |
| CHARLES NORTH CRD: 116596 | — | 0 | 0 | A | Unknown |
| CHARLES PRATT & COMPANY, L.L.C. CRD: 104864 | — | 0 | 0 | A | Unknown |
| CHARLES R. LLOYD, CFA CRD: 167938 | — | 0 | 0 | A | Unknown |
| CHARLES SCHWAB & CO., INC. CRD: 5393 | TX | 314 | 1 | F | Active |
| CHARLES VISTA LLC CRD: 132650 | — | 5 | 0 | F | INACTIVE |
| CHARLES WEBB & COMPANY CRD: 27174 | — | 0 | 0 | A | INACTIVE |
| CHARLES WILLIAM ZIEGLER III CRD: 5466 | — | 0 | 0 | A | INACTIVE |
| CHARLOTTE S. COHEN & COMPANY, INC. CRD: 6401 | — | 0 | 0 | A | INACTIVE |
| CHARM CITY CAPITAL CRD: 324353 | — | 0 | 0 | A | Unknown |
| CHARTER ADVISORY GROUP CRD: 283795 | — | 0 | 0 | A | Unknown |
| CHARTER FACILITY FUNDING, LLC CRD: 289272 | — | 0 | 0 | A | Unknown |
| CHARTERED ADVISORY GROUP CRD: 116517 | — | 0 | 0 | A | Unknown |
| CHARTWELL CONSULTING USA LLC CRD: 106500 | — | 0 | 0 | A | Unknown |
| CHATFIELD DEAN & CO., INC. CRD: 14714 | — | 0 | 0 | A | INACTIVE |
| CHATHAM CAPITAL CRD: 160961 | — | 0 | 0 | A | Unknown |
| CHAYKA & LOEB INC. CRD: 2571 | — | 0 | 0 | A | INACTIVE |
| CHAYTON CAPITAL LLP CRD: 161158 | — | 0 | 0 | A | Unknown |
| CHB CAPITAL PARTNERS CRD: 161195 | — | 0 | 0 | A | Unknown |
| CHB SECURITIES CORP. CRD: 41557 | — | 0 | 0 | A | INACTIVE |
| CHEEVERS & COMPANY, LLC CRD: 31312 | — | 5 | 0 | F | INACTIVE |
| CHELDAN CAPITAL MANAGEMENT, L.L.C. CRD: 292748 | — | 0 | 0 | A | Unknown |