Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CFC SECURITIES, INC. CRD: 44748 | — | 0 | 0 | A | INACTIVE |
| CFCI CRD: 128257 | — | 0 | 0 | A | Unknown |
| CFD INVESTMENTS, INC. CRD: 25427 | IN | 9 | 1 | F | Active |
| CFE FINANCIAL CRD: 116117 | — | 0 | 0 | A | Unknown |
| CFF CAPITAL LLC CRD: 144808 | — | 0 | 0 | A | Unknown |
| CFG FUNDING CORPORATION CRD: 35268 | — | 0 | 0 | A | INACTIVE |
| CFG RETIREMENT CRD: 179516 | — | 0 | 0 | A | Unknown |
| CFG SECURITIES CORP. CRD: 10815 | — | 0 | 0 | A | INACTIVE |
| CFG, INC. CRD: 24964 | — | 0 | 0 | A | INACTIVE |
| CFI PARTNERS CRD: 139531 | — | 0 | 0 | A | Unknown |
| CFIC (US) INC CRD: 171519 | — | 0 | 0 | A | Unknown |
| CFL TRADING, LLC CRD: 138862 | — | 0 | 0 | A | INACTIVE |
| CFLER CO., LTD. CRD: 338017 | — | 0 | 0 | A | Unknown |
| CFM TRADING, L.P. CRD: 142692 | — | 0 | 0 | A | INACTIVE |
| CFO SOLUTIONS LLC CRD: 115898 | — | 0 | 0 | A | Unknown |
| CFP III G.P. CRD: 301902 | — | 0 | 0 | A | Unknown |
| CFR-INC. CRD: 148109 | — | 0 | 0 | A | INACTIVE |
| CFS FINANCIAL, LLC CRD: 173972 | — | 0 | 0 | A | Unknown |
| CFS SECURITIES, INC. CRD: 46201 | CT | 0 | 1 | A | Active |
| CFS WEALTH MANAGEMENT CRD: 135579 | — | 0 | 0 | A | Unknown |
| CFS, LLC CRD: 118321 | — | 0 | 0 | A | Unknown |
| CFT SECURITIES, LLC CRD: 46226 | — | 2 | 0 | F | INACTIVE |
| CFWP SECURITIES, LLC CRD: 170228 | — | 0 | 0 | A | INACTIVE |
| CG ADVISORY SERVICES CRD: 110929 | — | 0 | 0 | A | Unknown |
| CG BROKERAGE L.L.C. CRD: 112033 | — | 0 | 0 | A | INACTIVE |
| CG COMPASS (USA) LLC CRD: 129837 | NY | 1 | 1 | F | Active |
| CG MATON ADVISORY, INC. CRD: 127277 | — | 0 | 0 | A | Unknown |
| CG PARTNERS (GP) INC. CRD: 332567 | — | 0 | 0 | A | Unknown |
| CGA SECURITIES, LLC CRD: 32301 | MD | 0 | 1 | A | Active |
| CGAA CRD: 331075 | — | 0 | 0 | A | Unknown |
| CGAM CRD: 322813 | — | 0 | 0 | A | Unknown |
| CGC INVESTMENTS CORP. CRD: 15793 | — | 0 | 0 | A | INACTIVE |
| CGI CAPITAL, INC. CRD: 42133 | — | 3 | 0 | F | INACTIVE |
| CGIS SECURITIES LLC CRD: 155984 | FL | 0 | 1 | A | Active |
| CGN ADVISORS, LLC CRD: 159359 | — | 0 | 0 | A | Unknown |
| CGO CONSULTING LLC CRD: 166104 | — | 0 | 0 | A | Unknown |
| CGR FINANCIAL CRD: 299833 | — | 0 | 0 | A | Unknown |
| CGS FINANCIAL INC. CRD: 43125 | — | 2 | 0 | F | INACTIVE |
| CGS MANAGEMENT AG CRD: 166379 | — | 0 | 0 | A | Unknown |
| CH CAPITAL MANAGEMENT CRD: 154748 | — | 0 | 0 | A | Unknown |
| CHA PARTNERS LLC CRD: 173535 | — | 0 | 0 | A | Unknown |
| CHA SECURITIES, INC. CRD: 32236 | — | 0 | 0 | A | INACTIVE |
| CHACON DIAZ & DI VIRGILIO WEALTH MANAGEMENT, LLC CRD: 154242 | — | 0 | 0 | A | Unknown |
| CHADSEL LLC CRD: 296857 | — | 0 | 0 | A | Unknown |
| CHADWICK FINANCIAL CRD: 337228 | — | 0 | 0 | A | Unknown |
| CHAIN REALTY, INC. CRD: 17899 | — | 0 | 0 | A | INACTIVE |
| CHAINVIEW CAPITAL CRD: 298478 | — | 0 | 0 | A | Unknown |
| CHAKKAL GROUP CRD: 284196 | — | 0 | 0 | A | Unknown |
| CHALEM, TODD A CRD: 104184 | — | 0 | 0 | A | INACTIVE |
| CHAMBERS & CHASE, INC. CRD: 7240 | — | 0 | 0 | A | INACTIVE |