Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CENTENNIAL MANAGEMENT CRD: 113252 | — | 0 | 0 | A | Unknown |
| CENTER COAST CAPITAL ADVISORS, LP CRD: 144128 | — | 0 | 0 | A | Unknown |
| CENTER FOR FINANCIAL DESIGN, INC. CRD: 166598 | — | 0 | 0 | A | Unknown |
| CENTER FOR FINANCIAL PLANNING INC CRD: 109599 | — | 0 | 0 | A | Unknown |
| CENTER POND MANAGEMENT, L.P. CRD: 175332 | — | 0 | 0 | A | Unknown |
| CENTER15 CAPITAL LLC CRD: 338877 | — | 0 | 0 | A | Unknown |
| CENTERBRIDGE PARTNERS, L.P. CRD: 157359 | — | 0 | 0 | A | Unknown |
| CENTERED FINANCIAL CRD: 304535 | — | 0 | 0 | A | Unknown |
| CENTERFIN CAPITAL CRD: 306461 | — | 0 | 0 | A | Unknown |
| CENTERGATE CAPITAL CRD: 281685 | — | 0 | 0 | A | Unknown |
| CENTERRE CAPITAL LLC CRD: 148091 | — | 0 | 0 | A | INACTIVE |
| CENTIVA CAPITAL, LP CRD: 286299 | — | 0 | 0 | A | Unknown |
| CENTRADE SECURITIES CORP. CRD: 131914 | — | 2 | 0 | F | INACTIVE |
| CENTRAL WEALTH, LLC CRD: 283266 | — | 0 | 0 | A | Unknown |
| CENTURA WEALTH ADVISORY CRD: 296985 | — | 0 | 0 | A | Unknown |
| CENTURION ADVISORY GROUP, INC CRD: 140605 | — | 0 | 0 | A | Unknown |
| CENTURIUM CAPITAL CRD: 298409 | — | 0 | 0 | A | Unknown |
| CENTURY ADVISORY GROUP, LLC CRD: 282808 | — | 0 | 0 | A | Unknown |
| CENTURY CAPITAL CORP. OF SOUTH CAROLINA CRD: 15780 | — | 5 | 0 | F | INACTIVE |
| CENTURY INVESTMENTS CRD: 305829 | — | 0 | 0 | A | Unknown |
| CENTURY PARK CAPITAL PARTNERS CRD: 158129 | — | 0 | 0 | A | Unknown |
| CENTURY PARK CAPITAL PARTNERS CRD: 331368 | — | 0 | 0 | A | Unknown |
| CENTURYLINK INVESTMENT MANAGEMENT COMPANY CRD: 107084 | — | 0 | 0 | A | Unknown |
| CEP FINANCIAL, LLC CRD: 136034 | — | 0 | 0 | A | Unknown |
| CEPHEI CAPITAL CRD: 163621 | — | 0 | 0 | A | Unknown |
| CERBERUS SUB-ADVISORY I, LLC CRD: 168018 | — | 0 | 0 | A | Unknown |
| CEREBELLUM CAPITAL CRD: 152478 | — | 0 | 0 | A | Unknown |
| CERELI INC. CRD: 141872 | — | 0 | 0 | A | Unknown |
| CERES GLOBAL ADVISORY CRD: 299865 | — | 0 | 0 | A | Unknown |
| CERES GROUP HOLDINGS CRD: 298778 | — | 0 | 0 | A | Unknown |
| CERES PARTNERS, LLC CRD: 290937 | — | 0 | 0 | A | Unknown |
| CERITY PARTNERS LLC CRD: 151559 | — | 0 | 0 | A | Unknown |
| CERRACAP CARES, INC. CRD: 323299 | — | 0 | 0 | A | Unknown |
| CERRACAP, LLC CRD: 317506 | — | 0 | 0 | A | Unknown |
| CERRANO CAPITAL CRD: 289447 | — | 0 | 0 | A | Unknown |
| CERTA CAPITAL, LLC CRD: 317682 | — | 0 | 0 | A | Unknown |
| CERTARE INVESTMENTS, INC. CRD: 14615 | — | 0 | 0 | A | INACTIVE |
| CERTIFIED ADVISORY CORP CRD: 120990 | — | 0 | 0 | A | Unknown |
| CERTIFIED CAPITAL CORPORATION CRD: 14917 | — | 0 | 0 | A | INACTIVE |
| CERTIGROUP, INC CRD: 14196 | — | 0 | 0 | A | INACTIVE |
| CERTUITY, LLC CRD: 129505 | — | 0 | 0 | A | Unknown |
| CERTUM GROUP CRD: 321759 | — | 0 | 0 | A | Unknown |
| CERTUS INCOME FUNDS INC. CRD: 340085 | — | 0 | 0 | A | Unknown |
| CESARONE, JEFFREY CRD: 103859 | — | 0 | 0 | A | INACTIVE |
| CESTA CAPITAL CRD: 338246 | TX | 0 | 1 | A | Active |
| CF FINANCIAL CRD: 311964 | — | 0 | 0 | A | Unknown |
| CFA FINANCIAL LLC CRD: 151730 | — | 0 | 0 | A | INACTIVE |
| CFBD I, L.L.C. CRD: 43228 | — | 0 | 0 | A | INACTIVE |
| CFBDS, INC. CRD: 15648 | — | 1 | 0 | F | INACTIVE |
| CFC EQUITIES, LLC CRD: 3736 | — | 1 | 0 | F | INACTIVE |