Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CCS PARTNERS LLC CRD: 329876 | — | 0 | 0 | A | Unknown |
| CCSJ ADVISORY SERVICES, LLC CRD: 285139 | — | 0 | 0 | A | Unknown |
| CCSZF MANAGEMENT LLC CRD: 283954 | — | 0 | 0 | A | Unknown |
| CCV LLC CRD: 281876 | — | 0 | 0 | A | Unknown |
| CD CAPITAL (UK) LIMITED CRD: 163060 | — | 0 | 0 | A | Unknown |
| CDA GROUP CRD: 151838 | — | 0 | 0 | A | Unknown |
| CDA SECURITIES, INC. CRD: 14115 | — | 0 | 0 | A | INACTIVE |
| CDAM (UK) LTD CRD: 169319 | — | 0 | 0 | A | Unknown |
| CDB ADVISORY & CONSULTING CRD: 314797 | — | 0 | 0 | A | Unknown |
| CDH CAPITAL CORPORATION CRD: 44786 | — | 1 | 0 | F | INACTIVE |
| CDH MID MARKET MANAGEMENT COMPANY LIMITED CRD: 285756 | — | 0 | 0 | A | Unknown |
| CDR CAPITAL LTD CRD: 305654 | — | 0 | 0 | A | Unknown |
| CE FINTECH CORPORATION CRD: 300963 | — | 0 | 0 | A | Unknown |
| CEA ATLANTIC ADVISORS, LLC CRD: 127146 | FL | 0 | 1 | A | Active |
| CEA, INC. CRD: 19808 | — | 0 | 0 | A | INACTIVE |
| CEBILE CAPITAL LLC CRD: 292240 | — | 0 | 0 | A | INACTIVE |
| CECIL WEALTH CRD: 338245 | — | 0 | 0 | A | Unknown |
| CECROPIA CAPITAL LLC CRD: 169202 | — | 0 | 0 | A | Unknown |
| CEDAR BROOK GROUP CRD: 290670 | — | 0 | 0 | A | Unknown |
| CEDAR CAPITAL GROUP LP CRD: 325369 | — | 0 | 0 | A | Unknown |
| CEDAR CAPITAL, LLC CRD: 174020 | — | 0 | 0 | A | Unknown |
| CEDAR COVE CAPITAL, LLC CRD: 160989 | — | 0 | 0 | A | Unknown |
| CEDAR CREEK CAPITAL MANAGEMENT, LLC CRD: 301511 | — | 0 | 0 | A | Unknown |
| CEDAR LEGACY LLC CRD: 306454 | — | 0 | 0 | A | Unknown |
| CEDAR PARTNERS, LTD CRD: 145055 | — | 0 | 0 | A | Unknown |
| CEDAR ROWE PARTNERS CRD: 108747 | — | 0 | 0 | A | Unknown |
| CEDAR STREET SECURITIES CORP. CRD: 26600 | — | 0 | 0 | A | INACTIVE |
| CEDARLINE CAPITAL CRD: 324033 | — | 0 | 0 | A | Unknown |
| CEDARWOOD WEALTH CRD: 334756 | — | 0 | 0 | A | Unknown |
| CEDRUS WEALTH GROUP CRD: 334995 | — | 0 | 0 | A | Unknown |
| CEERA INVESTMENTS, LLC CRD: 135179 | — | 0 | 0 | A | Unknown |
| CEFF GP LLC CRD: 319458 | — | 0 | 0 | A | Unknown |
| CEFI CAPITAL, LLC CRD: 304204 | — | 0 | 0 | A | Unknown |
| CEI VENTURES, INC. CRD: 316300 | — | 0 | 0 | A | Unknown |
| CEIBA MANAGEMENT, LLC CRD: 319590 | — | 0 | 0 | A | Unknown |
| CELENIAN CAPITAL, LLC CRD: 139568 | — | 0 | 0 | A | Unknown |
| CELIA MANN BAEHR, CFP CRD: 172152 | — | 0 | 0 | A | Unknown |
| CELTIC CAPITAL CORPORATION CRD: 116707 | — | 0 | 0 | A | Unknown |
| CELTIC HOUSE ASIA PARTNERS HEALTH, LLC CRD: 322299 | — | 0 | 0 | A | Unknown |
| CELVUM CAPITAL GP, LLC CRD: 282045 | — | 0 | 0 | A | Unknown |
| CENACLE PARTNERS CRD: 152228 | — | 0 | 0 | A | Unknown |
| CENATAR ADVISORY GROUP, L.L.C. CRD: 112040 | — | 0 | 0 | A | INACTIVE |
| CENDANA CAPITAL CRD: 165555 | — | 0 | 0 | A | Unknown |
| CENPAC SECURITIES CORP. CRD: 16089 | — | 0 | 0 | A | INACTIVE |
| CENT CAPITAL, LLC CRD: 311440 | — | 0 | 0 | A | Unknown |
| CENT WEALTH MANAGEMENT CRD: 112207 | — | 0 | 0 | A | Unknown |
| CENTAUR CAPITAL PARTNERS, L.P. CRD: 132117 | — | 0 | 0 | A | Unknown |
| CENTAUR INVESTMENTS, INC. CRD: 10790 | — | 0 | 0 | A | INACTIVE |
| CENTAURI ADVISORY GROUP, INC. CRD: 158999 | — | 0 | 0 | A | Unknown |
| CENTENNIAL CAPITAL CORPORATION CRD: 24728 | — | 0 | 0 | A | INACTIVE |