Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| AP Business Services LLC CRD: 166417 | - | 0 | 0 | - | Unknown |
| AP Capital Corp. CRD: 37582 | - | 0 | 0 | A | INACTIVE |
| AP Capital Delaware LLC CRD: 315796 | - | 0 | 1 | - | Unknown |
| AP Investment Management CRD: 334805 | - | 0 | 1 | - | Unknown |
| AP Management Associates, LLC CRD: 162828 | - | 0 | 0 | - | Unknown |
| AP Ventures LLP CRD: 332479 | - | 0 | 0 | - | Unknown |
| AP Wealth Management CRD: 310556 | - | 0 | 0 | - | Unknown |
| AP Wealth Management CRD: 156417 | - | 0 | 1 | - | Unknown |
| AP24 Capital CRD: 324864 | - | 0 | 2 | - | Unknown |
| APA Group LLC CRD: 337516 | - | 0 | 1 | - | Unknown |
| APA Resource Securities, Inc. CRD: 10738 | - | 0 | 0 | A | INACTIVE |
| APA Securities, LLC CRD: 133615 | NJ | 0 | 2 | A | Active |
| APA VP Management Company, LLC CRD: 317670 | - | 0 | 1 | - | Unknown |
| Apache Bridge LLC CRD: 296109 | - | 0 | 1 | - | Unknown |
| Apache Programs, Inc. CRD: 50 | - | 0 | 0 | A | INACTIVE |
| Apache Trading LLC CRD: 143686 | - | 0 | 0 | A | INACTIVE |
| Apai Corporation CRD: 26618 | - | 0 | 0 | A | INACTIVE |
| Aparti Asset Management CRD: 316110 | - | 0 | 0 | - | Unknown |
| Apax Partners LLP CRD: 157111 | - | 0 | 0 | - | Unknown |
| Apax Partners US, LLC CRD: 157110 | - | 0 | 1 | - | Unknown |
| APB Financial Group, LLC CRD: 38235 | - | 2 | 0 | B | INACTIVE |
| APB Wealthcare Advisors, LLP CRD: 121233 | - | 0 | 0 | - | Unknown |
| APC Asset Development I, LP CRD: 328513 | - | 0 | 1 | - | Unknown |
| APC Asset Development II, LP CRD: 328587 | - | 0 | 1 | - | Unknown |
| Apco Financial Corporation CRD: 20871 | - | 0 | 0 | A | INACTIVE |
| APD Financial CRD: 114452 | - | 0 | 0 | - | Unknown |
| APD Fund Manager LLC CRD: 339891 | - | 0 | 1 | - | Unknown |
| Apeira Capital Advisors LLC CRD: 311141 | - | 0 | 1 | - | Unknown |
| Apeiron CRD: 289273 | - | 0 | 2 | - | Unknown |
| Apella Wealth CRD: 171106 | - | 0 | 79 | - | Unknown |
| Apepa Advisors LLC CRD: 338944 | - | 0 | 1 | - | Unknown |
| Apera Asset Management LLP CRD: 296984 | - | 0 | 0 | - | Unknown |
| Aperiamventures CRD: 340349 | - | 0 | 1 | - | Unknown |
| Aperimus Capital, LLC CRD: 159883 | - | 0 | 0 | - | Unknown |
| Aperio Group, LLC CRD: 111616 | - | 0 | 1 | - | Unknown |
| Aperio Wealth Management, LLC CRD: 160824 | - | 0 | 0 | - | Unknown |
| Aperte Capital, LLC CRD: 296935 | - | 0 | 0 | - | Unknown |
| Apertu Capital GP I, LLC CRD: 323331 | - | 0 | 0 | - | Unknown |
| Apertum Asset Management, LLC CRD: 142067 | - | 0 | 0 | - | Unknown |
| Apertura Capital, LLC CRD: 174300 | - | 0 | 0 | - | Unknown |
| Aperture Advisors LLC CRD: 327627 | - | 0 | 1 | - | Unknown |
| Aperture Equity Partners LLC CRD: 317146 | - | 0 | 0 | - | Unknown |
| Aperture Financial CRD: 329481 | - | 0 | 1 | - | Unknown |
| Aperture Financial CRD: 308771 | - | 0 | 0 | - | Unknown |
| Aperture Management LLC CRD: 162665 | - | 0 | 1 | - | Unknown |
| Aperture Planning LLC CRD: 290700 | - | 0 | 0 | - | Unknown |
| Apex Advisory Group, Inc. CRD: 117183 | - | 0 | 2 | - | Unknown |
| Apex Advisory Services, Inc. CRD: 120503 | - | 0 | 0 | - | Unknown |
| Apex Capital Ltda. CRD: 291735 | - | 0 | 0 | - | Unknown |
| Apex Capital Management (NEW York) LLC CRD: 150682 | - | 0 | 1 | - | Unknown |