Broker-Dealer Firms
27,152 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
Composite registration-status share across all firms
Active firms accept new client business and file annual Form ADV updates. Terminated firms have surrendered registration but remain searchable for historical disclosures.
Suspended registrations are typically pending an SEC or state-securities-commission review. Cancelled firms are administratively closed.
| Firm Name ↕ | State | Disclosures ↕ | Advisors ↕ | Grade | Status |
|---|---|---|---|---|---|
| CAVU SECURITIES LLC CRD: 6906 | NY | 0 | 1 | A | Active |
| CAVU SECURITIES, INC. CRD: 31450 | — | 0 | 0 | A | INACTIVE |
| CAXTON (MONACO) S.A.M. CRD: 313868 | — | 0 | 0 | A | Unknown |
| CAXTON ASSOCIATES (USA) LLC CRD: 132823 | — | 0 | 0 | A | Unknown |
| CAYMUS CAPITAL PARTNERS, L.P. CRD: 133110 | — | 0 | 0 | A | Unknown |
| CAYSIDE PARTNERS CRD: 306090 | — | 0 | 0 | A | Unknown |
| CAZ INVESTMENTS L.P. CRD: 113931 | — | 0 | 0 | A | Unknown |
| CAZENAVE AND CO., INC. CRD: 20721 | — | 0 | 0 | A | INACTIVE |
| CB CAPITAL LLC CRD: 300200 | — | 0 | 0 | A | Unknown |
| CB FINANCIAL GROUP LLC CRD: 136701 | — | 0 | 0 | A | Unknown |
| CB SECURITIES CORP. CRD: 42280 | — | 0 | 0 | A | INACTIVE |
| CBA SECURITIES LLC CRD: 33149 | — | 0 | 0 | A | INACTIVE |
| CBAM PARTNERS, LLC CRD: 284627 | — | 0 | 0 | A | Unknown |
| CBC GLOBAL INC CRD: 309547 | — | 0 | 0 | A | Unknown |
| CBC PARTNERS, LLC CRD: 171943 | — | 0 | 0 | A | Unknown |
| CBC SECURITIES, INC. CRD: 46153 | MA | 0 | 1 | A | Active |
| CBG & COMPANY, INC. CRD: 149225 | — | 0 | 0 | A | Unknown |
| CBL EQUITIES, INC. CRD: 13999 | — | 0 | 0 | A | INACTIVE |
| CBL WEALTH MANAGEMENT CRD: 289564 | — | 0 | 0 | A | Unknown |
| CBLUE CAPITAL, LLC CRD: 169953 | — | 0 | 0 | A | Unknown |
| CBP ADVISORY, LLC CRD: 319580 | — | 0 | 0 | A | Unknown |
| CBPE CAPITAL CRD: 160901 | — | 0 | 0 | A | Unknown |
| CBRE SECURITIES, LLC CRD: 151592 | — | 1 | 0 | F | INACTIVE |
| CBS FUNDING, INC. CRD: 158408 | — | 0 | 0 | A | Unknown |
| CBW SECURITIES, LLC CRD: 132023 | — | 0 | 0 | A | INACTIVE |
| CC INVESTMENTS CRD: 142842 | — | 0 | 0 | A | Unknown |
| CC SECURITIES LDC CRD: 43069 | — | 0 | 0 | A | INACTIVE |
| CC SECURITIES, LLC CRD: 153523 | CT | 0 | 1 | A | Active |
| CC&Q INVESTORS DIVERSIFIED, INC. CRD: 26644 | — | 0 | 0 | A | INACTIVE |
| CCA CAPITAL LLC CRD: 154837 | MA | 0 | 1 | A | Active |
| CCA SECURITIES, INC. CRD: 14726 | — | 0 | 0 | A | INACTIVE |
| CCF INVESTMENTS, INC. CRD: 136571 | — | 0 | 0 | A | INACTIVE |
| CCL PARTNERS, LP CRD: 106115 | — | 0 | 0 | A | INACTIVE |
| CCL TRADING, INC. CRD: 43762 | — | 0 | 0 | A | INACTIVE |
| CCM CORE IM LLC CRD: 340365 | — | 0 | 0 | A | Unknown |
| CCM EQUITIES, LLC CRD: 149084 | — | 1 | 0 | F | INACTIVE |
| CCM INVESTMENT COUNSEL CRD: 121174 | — | 0 | 0 | A | Unknown |
| CCM MANAGEMENT GROUP CRD: 170116 | — | 0 | 0 | A | Unknown |
| CCM SECURITIES, LLC CRD: 104457 | IL | 2 | 1 | F | Active |
| CCMP CAPITAL CRD: 140121 | — | 0 | 0 | A | Unknown |
| CCMP GROWTH, LP CRD: 322926 | — | 0 | 0 | A | Unknown |
| CCO CAPITAL, LLC CRD: 31147 | AZ | 0 | 1 | A | Active |
| CCP ADVISORY LTD. CRD: 162131 | — | 0 | 0 | A | Unknown |
| CCP BH MANAGEMENT, LLC CRD: 284409 | — | 0 | 0 | A | Unknown |
| CCP GP LTD. CRD: 162135 | — | 0 | 0 | A | Unknown |
| CCP GROUP INC. CRD: 42206 | — | 0 | 0 | A | INACTIVE |
| CCP II ADVISORY LTD. CRD: 162132 | — | 0 | 0 | A | Unknown |
| CCP II GP LTD. CRD: 162136 | — | 0 | 0 | A | Unknown |
| CCP, INC CRD: 109692 | — | 0 | 0 | A | Unknown |
| CCS FUNDS, LLC CRD: 163761 | — | 0 | 0 | A | Unknown |