CRD #167645 · FINRA BrokerCheck + SEC IAPD

Applied Fundamental Research, LLC

Applied Fundamental Research, LLC has not yet been reviewed by PlainAdvisorCheck. Check FINRA BrokerCheck directly for its current disclosure record.

Not yet reviewed
Safety grade
2
branch offices

PlainAdvisorCheck rating n/a - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

2 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 2 offices

Firm Details

Firm Size
Small
CRD Number
167645

Mid-pack disclosure profile

What the record shows for Applied Fundamental Research, LLC

Applied Fundamental Research, LLC (broker-dealer, CRD# 167645) operates 2 branch offices with 0 disclosures as of July 2026.

Applied Fundamental Research, LLC carries 0 disclosures across 2 offices (clean record, Grade N/A). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational data summary for informational purposes - not financial advice. Review Applied Fundamental Research, LLC's underlying FINRA BrokerCheck detail before engaging.

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

What does a grade of N/A mean for Applied Fundamental Research, LLC?
Applied Fundamental Research, LLC has not yet been graded by PlainAdvisorCheck. Grades are size-normalized against FINRA BrokerCheck disclosure records once a firm's detail record has been reviewed -- check back soon, or view the live record on FINRA BrokerCheck.
How many FINRA disclosures does Applied Fundamental Research, LLC have?
PlainAdvisorCheck has not yet pulled Applied Fundamental Research, LLC's detailed disclosure record from FINRA BrokerCheck. View the live record directly on FINRA BrokerCheck at brokercheck.finra.org using CRD number 167645.
How big is Applied Fundamental Research, LLC?
Applied Fundamental Research, LLC operates 2 branch offices and is classified by FINRA as a small firm (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Applied Fundamental Research, LLC's disciplinary record?
You can verify Applied Fundamental Research, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 167645. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Applied Fundamental Research, LLC's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Applied Fundamental Research, LLC's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Applied Fundamental Research, LLC's 0.00
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade N/A firm like Applied Fundamental Research, LLC.
  • Reading BrokerCheck Reports - How Applied Fundamental Research, LLC's 0.00 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Applied Fundamental Research, LLC.
  • Compare firms - put Applied Fundamental Research, LLC next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.