Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Olive Hospitality Group LLC CRD: 334597 | - | 0 | 1 | - | Unknown |
| Olive Invest CRD: 313384 | - | 0 | 0 | - | Unknown |
| Olive Partners Management CRD: 335855 | - | 0 | 0 | - | Unknown |
| Olive Ridley Private Client Services LLC CRD: 325430 | - | 0 | 0 | - | Unknown |
| Olive Rock Partners Limited CRD: 316076 | - | 0 | 0 | - | Unknown |
| Olive Street Capital Partners LLC CRD: 300115 | - | 0 | 1 | - | Unknown |
| Olive Street Investment Advisers, LLC CRD: 166710 | - | 0 | 1 | - | Unknown |
| Olive Technology Ventures Management, LLC CRD: 289384 | - | 0 | 1 | - | Unknown |
| Olive Tree Asset Management CRD: 311825 | - | 0 | 1 | - | Unknown |
| Olive Tree Ridge Investment Advisors CRD: 305098 | - | 0 | 3 | - | Unknown |
| Olive Wealth Management CRD: 284132 | - | 0 | 1 | - | Unknown |
| Olivehurst Advisors LLC CRD: 328287 | - | 0 | 1 | - | Unknown |
| Oliveira Wealth CRD: 315326 | - | 0 | 1 | - | Unknown |
| Oliver Capital Management CRD: 127606 | - | 0 | 1 | - | Unknown |
| Oliver Financial Planning LLC CRD: 135430 | - | 0 | 1 | - | Unknown |
| Oliver Investments CRD: 173769 | - | 0 | 1 | - | Unknown |
| Oliver Investments, Inc. CRD: 7558 | - | 0 | 0 | A | INACTIVE |
| Oliver Lagore Vanvalin Investment Group, Inc. CRD: 312989 | - | 0 | 0 | - | Unknown |
| Oliver Luxxe Assets LLC CRD: 169588 | - | 0 | 2 | - | Unknown |
| Oliver Regan Advisors, LLC CRD: 282887 | - | 0 | 1 | - | Unknown |
| Oliver Rose Securities, Inc. CRD: 13695 | - | 0 | 0 | A | INACTIVE |
| Oliver Wealth Management CRD: 314867 | - | 0 | 3 | - | Unknown |
| Olivet Capital CRD: 167482 | - | 0 | 0 | - | Unknown |
| Olivetree Financial, LLC CRD: 154026 | - | 1 | 0 | B | INACTIVE |
| Olivetti Capital Management, LLC CRD: 123825 | - | 0 | 0 | - | Unknown |
| Oller Advisors LLC CRD: 315112 | - | 0 | 0 | - | Unknown |
| Ollert, George Gregory CRD: 122228 | - | 0 | 0 | A | INACTIVE |
| Ollie Grant Private Wealth CRD: 332010 | - | 0 | 3 | - | Unknown |
| Olliv CRD: 324079 | - | 0 | 0 | - | Unknown |
| Olma Advisors CRD: 306220 | - | 0 | 2 | - | Unknown |
| Olmsted & Mulhall, Inc. CRD: 2948 | - | 0 | 0 | A | INACTIVE |
| OLP Capital Management Limited CRD: 289120 | - | 0 | 0 | - | Unknown |
| Olsem Asset Management Inc CRD: 339947 | - | 0 | 1 | - | Unknown |
| Olsen & Company CRD: 5623 | - | 0 | 0 | A | INACTIVE |
| Olsen Capital Management, LLC CRD: 119263 | - | 0 | 0 | - | Unknown |
| Olsen Family Financial, LLC CRD: 282627 | - | 0 | 3 | - | Unknown |
| Olsen Financial Group, LLC CRD: 115793 | - | 0 | 0 | - | Unknown |
| Olsen Palmer LLC CRD: 166536 | DC | 0 | 8 | A | Active |
| Olsen Payne & Company CRD: 15607 | - | 17 | 0 | F | INACTIVE |
| Olsen Securities Corp. CRD: 33072 | - | 0 | 0 | A | INACTIVE |
| Olshansky, Theodore LEE CRD: 33701 | - | 3 | 0 | C | INACTIVE |
| Olson Asset MGT., Inc. CRD: 126439 | - | 0 | 0 | - | Unknown |
| Olson Consulting LLC CRD: 300445 | - | 0 | 2 | - | Unknown |
| Olson Economics, LLC CRD: 156609 | - | 0 | 1 | - | Unknown |
| Olson Investment Advisors, LLC CRD: 104890 | - | 0 | 0 | - | Unknown |
| Olson Management CRD: 112298 | - | 0 | 0 | - | Unknown |
| Olson TAX & Financial Planning CRD: 147799 | - | 0 | 1 | - | Unknown |
| Olson Wealth Management CRD: 299426 | - | 0 | 1 | - | Unknown |
| Olson Wealth Management, Inc. CRD: 169452 | - | 0 | 2 | - | Unknown |
| Olson, Cross & Alamo Advisors LLC CRD: 157960 | - | 0 | 1 | - | Unknown |