Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Olson, Cross & Alamo LLC CRD: 157249 | - | 0 | 0 | A | INACTIVE |
| Olstein Capital Management, L.P. CRD: 38474 | - | 1 | 1 | B | INACTIVE |
| Oltarion Capital LLC CRD: 341445 | - | 0 | 2 | - | Unknown |
| Olympia Advisors LLC CRD: 330035 | - | 0 | 1 | - | Unknown |
| Olympia Investments CRD: 301101 | - | 0 | 0 | - | Unknown |
| Olympia Ridge, LLC CRD: 283892 | - | 0 | 0 | - | Unknown |
| Olympia Wealth Management CRD: 300261 | - | 0 | 1 | - | Unknown |
| Olympiad Research LP CRD: 304420 | - | 0 | 1 | - | Unknown |
| Olympian Capital Growth Management, LLC CRD: 291116 | - | 0 | 0 | - | Unknown |
| Olympian Investment Management, LLC CRD: 151690 | - | 0 | 0 | - | Unknown |
| Olympian Securities LLC CRD: 148054 | - | 0 | 0 | A | INACTIVE |
| Olympian Securities of Arizona, Inc. CRD: 18333 | - | 0 | 0 | A | INACTIVE |
| Olympic Capital Partners Securities L.L.C. CRD: 38704 | - | 0 | 0 | A | INACTIVE |
| Olympic Financial Advisors, LLC CRD: 283975 | - | 0 | 1 | - | Unknown |
| Olympic Financial, LLC CRD: 123138 | - | 0 | 1 | - | Unknown |
| Olympic Maritime Management LLC CRD: 329093 | - | 0 | 1 | - | Unknown |
| Olympic Securities, Inc. CRD: 15999 | - | 0 | 0 | A | INACTIVE |
| Olympic Securities, Inc. CRD: 30843 | - | 0 | 0 | A | INACTIVE |
| Olympic Wealth Management LLC CRD: 154934 | - | 0 | 0 | - | Unknown |
| Olympus Advisors L.L.C CRD: 151227 | - | 0 | 0 | - | Unknown |
| Olympus Advisors, LLC CRD: 160851 | - | 0 | 1 | - | Unknown |
| Olympus Capital Holdings Asia LLC CRD: 157522 | - | 0 | 1 | - | Unknown |
| Olympus Capital Management, LLC CRD: 296853 | - | 0 | 0 | - | Unknown |
| Olympus Capital, LLC CRD: 310659 | - | 0 | 1 | - | Unknown |
| Olympus Peak Asset Management LP CRD: 299460 | - | 0 | 1 | - | Unknown |
| Olympus Peaks Financial, LLC CRD: 283040 | - | 0 | 1 | - | Unknown |
| Olympus Securities, LLC CRD: 114050 | - | 4 | 0 | C | INACTIVE |
| Olympus Wealth Management, LLC CRD: 173715 | - | 0 | 0 | - | Unknown |
| OM Advisers LP CRD: 309024 | - | 0 | 1 | - | Unknown |
| OM Investments CRD: 324256 | - | 0 | 1 | - | Unknown |
| OM Pacific Capital LLC CRD: 269970 | - | 0 | 1 | - | Unknown |
| OM Partners, LLC CRD: 323351 | TN | 0 | 1 | A | Active |
| OM/Realteam Equities Company CRD: 16219 | - | 0 | 0 | A | INACTIVE |
| Omac Beverage Securities LLC CRD: 164334 | - | 0 | 0 | A | INACTIVE |
| Omaha Advisors, Inc. CRD: 142513 | - | 0 | 0 | - | Unknown |
| Omaha Beach Capital, LLC CRD: 285065 | - | 0 | 1 | - | Unknown |
| Omaha Capital Management Limited CRD: 167946 | - | 0 | 0 | - | Unknown |
| Omaha Wealth Management, LLC CRD: 284329 | - | 0 | 0 | - | Unknown |
| Omar Bailey Financial Services, LLC CRD: 313901 | - | 0 | 0 | - | Unknown |
| Omaris Financial, LLC CRD: 315577 | - | 0 | 0 | - | Unknown |
| Omaris Financial, LLC CRD: 342792 | - | 0 | 1 | - | Unknown |
| OMC Financial Services Ltd CRD: 110528 | - | 0 | 1 | - | Unknown |
| Omega Advisers, LLC. CRD: 291076 | - | 0 | 0 | - | Unknown |
| Omega Advisors,Inc. CRD: 106867 | - | 0 | 0 | - | Unknown |
| Omega Advisory LLC CRD: 287459 | - | 0 | 1 | - | Unknown |
| Omega Capital CRD: 169868 | - | 0 | 1 | - | Unknown |
| Omega Capital Management LLC CRD: 332533 | - | 0 | 1 | - | Unknown |
| Omega Capital Management, LLC CRD: 129167 | - | 0 | 1 | - | Unknown |
| Omega Financial Group, Inc. CRD: 3565 | - | 0 | 0 | A | INACTIVE |
| Omega Financial Group, LLC CRD: 164147 | - | 0 | 5 | - | Unknown |