Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Omega Financial Investments & Insurance CRD: 125381 | - | 0 | 2 | - | Unknown |
| Omega Fund Management, LLC CRD: 157753 | - | 0 | 1 | - | Unknown |
| Omega Global Investors PTY Ltd CRD: 170812 | - | 0 | 0 | - | Unknown |
| Omega Global Investors PTY Ltd CRD: 311091 | - | 0 | 0 | - | Unknown |
| Omega Investment Management CRD: 287651 | - | 0 | 0 | - | Unknown |
| Omega Northwest, Inc. CRD: 8630 | - | 0 | 0 | A | INACTIVE |
| Omega Point Securities LLC CRD: 168935 | GA | 0 | 2 | A | Active |
| Omega Research Corporation CRD: 43068 | - | 1 | 0 | B | INACTIVE |
| Omega Securities, Inc. CRD: 7164 | - | 0 | 0 | A | INACTIVE |
| Omega Venture Partners CRD: 313339 | - | 0 | 1 | - | Unknown |
| Omega Wealth Management Group LLC CRD: 174976 | - | 0 | 0 | - | Unknown |
| Omega Wealth Management LLC CRD: 132580 | - | 0 | 4 | - | Unknown |
| Omega Wealth Management, LLC CRD: 330209 | - | 0 | 1 | - | Unknown |
| Omega Wealth Management, LLC CRD: 313671 | - | 0 | 0 | - | Unknown |
| Omega Wealth Partners, Inc. CRD: 152919 | - | 0 | 0 | - | Unknown |
| Omega Wealth, LLC CRD: 156838 | - | 0 | 0 | - | Unknown |
| Omelina Group Wealth Management Inc. CRD: 169334 | - | 0 | 1 | - | Unknown |
| Omen Advisory, LLC CRD: 337532 | - | 0 | 1 | - | Unknown |
| Omers Infrastructure and Omers Infrastructure US CRD: 170309 | - | 0 | 1 | - | Unknown |
| Omers Ventures Management Inc. CRD: 219511 | - | 0 | 0 | - | Unknown |
| OMI Advisors LLC CRD: 301773 | - | 0 | 0 | - | Unknown |
| Omicron Advisors, LLC CRD: 165250 | - | 0 | 1 | - | Unknown |
| Omicron Group, Ltd. CRD: 104611 | - | 0 | 0 | - | Unknown |
| Omicron Systems LLC CRD: 281753 | - | 0 | 0 | - | Unknown |
| Omkara Capital LLC CRD: 172570 | - | 0 | 1 | - | Unknown |
| Omnes Wealth Management LLC CRD: 339936 | - | 0 | 1 | - | Unknown |
| Omni 360 Wealth, Inc. CRD: 124878 | - | 0 | 2 | - | Unknown |
| Omni Advisory Limited CRD: 325492 | - | 0 | 0 | - | Unknown |
| Omni Bridgeway Management (USA) LLC CRD: 298001 | - | 0 | 1 | - | Unknown |
| Omni Brokerage, Inc. CRD: 16878 | - | 6 | 0 | D | INACTIVE |
| Omni Capital Management LLC CRD: 290669 | - | 0 | 0 | - | Unknown |
| Omni Capital Markets, Incorporated CRD: 23583 | - | 0 | 0 | A | INACTIVE |
| Omni Financial Group, L.L.C. CRD: 38060 | - | 3 | 0 | C | INACTIVE |
| Omni Financial LLC CRD: 314670 | - | 0 | 2 | - | Unknown |
| Omni Financial Securities, Inc. CRD: 29320 | OH | 1 | 2 | B | Active |
| Omni Hospitality, Inc. CRD: 285790 | - | 0 | 0 | - | Unknown |
| Omni Investment Solutions LLC CRD: 329893 | - | 0 | 1 | - | Unknown |
| Omni Mutual, Inc. CRD: 10243 | - | 0 | 0 | A | INACTIVE |
| Omni Partners LLP CRD: 157256 | - | 0 | 0 | - | Unknown |
| Omni Partners US LLC CRD: 284118 | - | 0 | 0 | - | Unknown |
| Omni Securities Corp. CRD: 15392 | - | 0 | 0 | A | INACTIVE |
| Omni Securities, Inc. CRD: 21310 | - | 0 | 0 | A | INACTIVE |
| Omni Wealth Advisors, Inc. CRD: 142404 | - | 0 | 0 | - | Unknown |
| Omni Wealth Management CRD: 307591 | - | 0 | 1 | - | Unknown |
| Omni Wealth Planning, LLC CRD: 334906 | - | 0 | 1 | - | Unknown |
| Omnia Capital Management, Inc. CRD: 151504 | - | 0 | 0 | - | Unknown |
| Omnia Family Wealth, LLC CRD: 170909 | - | 0 | 1 | - | Unknown |
| Omnia Finance, LLC CRD: 159820 | - | 0 | 1 | - | Unknown |
| Omnicap Group LLC CRD: 133387 | - | 0 | 3 | - | Unknown |
| Omnicap Wealth Partners LLC CRD: 336182 | - | 0 | 1 | - | Unknown |