Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Omnicap, LLC CRD: 137353 | NY | 0 | 2 | A | Active |
| Omnicapital Group CRD: 162588 | - | 0 | 0 | - | Unknown |
| Omnidivitia Wealth Management, Inc. CRD: 172108 | - | 0 | 1 | - | Unknown |
| Omnikey Investment Advisors CRD: 327041 | - | 0 | 1 | - | Unknown |
| Omnimed Capital LLC CRD: 326628 | - | 0 | 1 | - | Unknown |
| Omninet Real Estate Fund 2012 GP, LLC CRD: 165911 | - | 0 | 0 | - | Unknown |
| Omnipath Financial, Inc. CRD: 290258 | - | 0 | 0 | - | Unknown |
| Omniquest Capital, LLC CRD: 124393 | - | 0 | 0 | - | Unknown |
| Omnistar Financial Group, Inc. CRD: 138515 | - | 0 | 2 | - | Unknown |
| Omnitrust Wealth Management, Inc. CRD: 298025 | - | 0 | 1 | - | Unknown |
| Omnivest CRD: 342139 | - | 0 | 1 | - | Unknown |
| Omnivest Group LLC CRD: 141057 | - | 0 | 0 | - | Unknown |
| Omnivest, Inc. CRD: 13396 | - | 6 | 0 | D | INACTIVE |
| Omnivore Capital Management Advisors Private Limit… CRD: 325424 | - | 0 | 0 | - | Unknown |
| Omniwealth Investments LLC CRD: 305142 | - | 0 | 1 | - | Unknown |
| OMP Capital CRD: 277102 | - | 0 | 0 | - | Unknown |
| Omphalos Partners, LLC CRD: 172202 | - | 0 | 0 | - | Unknown |
| Omsai COM LLC CRD: 317800 | - | 0 | 2 | - | Unknown |
| Omvest LLC CRD: 293242 | - | 0 | 0 | - | Unknown |
| OMX Ventures, LLC CRD: 313397 | - | 0 | 1 | - | Unknown |
| ON Course Financial Planning CRD: 132172 | - | 0 | 2 | - | Unknown |
| ON Deck Investment Holdings, LLC CRD: 319706 | - | 0 | 1 | - | Unknown |
| ON Field Investment Research CRD: 297627 | - | 0 | 0 | - | Unknown |
| ON Investment Management Co CRD: 105662 | - | 0 | 205 | - | Unknown |
| ON Keel Capital CRD: 311185 | - | 0 | 2 | - | Unknown |
| ON Keel Capital, LLC CRD: 146079 | - | 0 | 0 | - | Unknown |
| ON PAR Trading, LLC CRD: 112216 | - | 0 | 0 | A | INACTIVE |
| ON Point Crna CRD: 312142 | - | 0 | 2 | - | Unknown |
| ON Point Developments, Incorporated CRD: 28949 | - | 0 | 0 | A | INACTIVE |
| ON Point Executions, LLC CRD: 132390 | - | 0 | 0 | A | INACTIVE |
| ON Point Financial Planning CRD: 313146 | - | 0 | 0 | - | Unknown |
| ON Point Wealth Strategies LLC CRD: 312213 | - | 0 | 0 | - | Unknown |
| ON Target Financial Planning CRD: 300306 | - | 0 | 1 | - | Unknown |
| ON Target Wealth Partners, LLC CRD: 147594 | - | 0 | 1 | - | Unknown |
| ON the Pulse Investing, LLC CRD: 159287 | - | 0 | 0 | - | Unknown |
| ON the Trail Financial Planning, LLC CRD: 297393 | - | 0 | 1 | - | Unknown |
| ON Track Financial LLC CRD: 120542 | - | 0 | 2 | - | Unknown |
| ON Track to Retire LLC CRD: 305302 | - | 0 | 1 | - | Unknown |
| ON-Chain Systematic Trading, Inc. CRD: 334539 | - | 0 | 1 | - | Unknown |
| ON-Line Notes & Mortgages Inc. CRD: 35503 | - | 0 | 0 | A | INACTIVE |
| ON-Site Trading, Inc. CRD: 30271 | - | 3 | 0 | C | INACTIVE |
| ONB Investment Services, Inc. CRD: 31583 | - | 1 | 0 | B | INACTIVE |
| Onboard Financial Management, LLC CRD: 309985 | - | 0 | 1 | - | Unknown |
| Oncall Wealth Partners, LLC CRD: 173865 | - | 0 | 0 | - | Unknown |
| Oncap Management Partners L.P. CRD: 161167 | - | 0 | 0 | - | Unknown |
| Once Capital Management, LLC CRD: 289714 | - | 0 | 1 | - | Unknown |
| Oncenter Financial Advisors LLC CRD: 168013 | - | 0 | 1 | - | Unknown |
| Oncept Trading, LLC CRD: 299427 | - | 0 | 0 | - | Unknown |
| Oncology Ventures LLC CRD: 334395 | - | 0 | 1 | - | Unknown |
| Oncologycare Holdings CRD: 298919 | - | 0 | 0 | - | Unknown |