Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Ormes Capital Markets, Inc. CRD: 32351 | - | 0 | 0 | A | INACTIVE |
| Ormonde USA LLC CRD: 313328 | - | 0 | 0 | - | Unknown |
| Ornate Investment Banking Inc. CRD: 309977 | - | 0 | 0 | - | Unknown |
| Ornate Investment Managers LLC CRD: 305022 | - | 0 | 0 | - | Unknown |
| Ornis Investment Advisors, LLC CRD: 159069 | - | 0 | 0 | - | Unknown |
| ORO Financial, Inc. CRD: 20942 | - | 0 | 0 | A | INACTIVE |
| Orogen Capital Management LLC CRD: 169575 | - | 0 | 0 | - | Unknown |
| Orographic Financial Advisors CRD: 323980 | - | 0 | 2 | - | Unknown |
| Orosey & Pepe Capital Markets, Inc. CRD: 44151 | - | 0 | 0 | A | INACTIVE |
| Orox Capital Management, LLC CRD: 282969 | - | 0 | 0 | - | Unknown |
| ORR Financial Planning, LLC CRD: 127814 | - | 0 | 0 | - | Unknown |
| ORR Financial, LLC CRD: 139553 | - | 0 | 1 | - | Unknown |
| ORR Management Company CRD: 39614 | - | 0 | 0 | A | INACTIVE |
| ORR, Brad L. CRD: 140093 | - | 0 | 1 | - | Unknown |
| Orrell and Company, Inc. CRD: 15152 | - | 2 | 0 | B | INACTIVE |
| Orrell Capital Management CRD: 112487 | - | 0 | 2 | - | Unknown |
| Orren Financial Services Inc. CRD: 116446 | - | 0 | 0 | - | Unknown |
| Orrery Invest CRD: 333323 | - | 0 | 1 | - | Unknown |
| Orrin G. Cocks, Investments CRD: 18317 | - | 0 | 0 | A | INACTIVE |
| Orrington Investments Limited Partnership CRD: 31211 | - | 0 | 0 | A | INACTIVE |
| Orser Capital Management LLC CRD: 144847 | - | 0 | 1 | - | Unknown |
| Orser Investment Advisors, Inc. CRD: 114546 | - | 0 | 2 | - | Unknown |
| Orso Capital Management, LLC CRD: 169805 | - | 0 | 0 | - | Unknown |
| Orso Partners, LP CRD: 304196 | - | 0 | 1 | - | Unknown |
| Orsus Research, LLC CRD: 287777 | - | 0 | 0 | - | Unknown |
| Ortelius Capital Partners CRD: 138284 | - | 0 | 1 | - | Unknown |
| Ortelius Trading L.P. CRD: 24669 | - | 0 | 0 | A | INACTIVE |
| Ortex Securities LLC CRD: 322213 | NY | 0 | 1 | A | Active |
| Orthogon Partners Investment Management, LLC CRD: 283384 | - | 0 | 0 | - | Unknown |
| Orthogonal Asset Management, LLC CRD: 315809 | - | 0 | 0 | - | Unknown |
| Orthogonal Asset Management, LLC CRD: 339493 | - | 0 | 1 | - | Unknown |
| Ortman Finances, LLC CRD: 331714 | - | 0 | 1 | - | Unknown |
| Ortman Financial Planning CRD: 281944 | - | 0 | 1 | - | Unknown |
| Ortner Capital Management CRD: 154257 | - | 0 | 0 | - | Unknown |
| Ortus Capital Management Limited CRD: 164861 | - | 0 | 0 | - | Unknown |
| Orvida Investment Advisors CRD: 331037 | - | 0 | 1 | - | Unknown |
| Orvieto Partners, L.P. CRD: 313475 | - | 0 | 1 | - | Unknown |
| Oryem, Edward Allister CRD: 136291 | - | 0 | 0 | - | Unknown |
| OS Partners LLC CRD: 335318 | - | 0 | 1 | - | Unknown |
| OSA Capital LLC CRD: 334350 | - | 0 | 1 | - | Unknown |
| Osage Industries CRD: 162065 | - | 0 | 0 | - | Unknown |
| Osage Investments, Inc. CRD: 118539 | - | 0 | 0 | A | INACTIVE |
| Osage Pacific Advisors, Inc. CRD: 284257 | - | 0 | 1 | - | Unknown |
| Osaic Advisory Services, LLC CRD: 171070 | - | 0 | 362 | - | Unknown |
| Osaic FA, Inc. CRD: 3978 | - | 22 | 0 | F | INACTIVE |
| Osaic FS, Inc. CRD: 3870 | - | 28 | 0 | F | INACTIVE |
| Osaic Institutions, Inc. CRD: 35371 | CT | 9 | 997 | B | Active |
| Osaic Services, Inc. CRD: 133763 | AZ | 37 | 1 | F | Active |
| Osaic Wealth, Inc. CRD: 23131 | AZ | 82 | 5,899 | B | Active |
| Osbon Capital Management, LLC CRD: 134731 | - | 0 | 3 | - | Unknown |