Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Origami Capital Partners, LLC CRD: 160054 | - | 0 | 2 | - | Unknown |
| Origem International Advisory LLC CRD: 333738 | - | 0 | 0 | - | Unknown |
| Origin Credit Advisers, LLC CRD: 324839 | - | 0 | 1 | - | Unknown |
| Origin Investment Advisory LLC CRD: 305353 | - | 0 | 38 | - | Unknown |
| Origin MCF Investco, LLC CRD: 316213 | - | 0 | 0 | - | Unknown |
| Origin Ventures Group, LLC CRD: 283371 | - | 0 | 1 | - | Unknown |
| Origin Wealth Advisers CRD: 171946 | - | 0 | 3 | - | Unknown |
| Origin Wealth Management LLC CRD: 337488 | - | 0 | 1 | - | Unknown |
| Original Capital CRD: 330506 | - | 0 | 1 | - | Unknown |
| Original Capital BYZ, LLC CRD: 292200 | - | 0 | 0 | - | Unknown |
| Original Capital, LLC CRD: 307982 | - | 0 | 0 | - | Unknown |
| Originala Securities,Inc. CRD: 11010 | - | 0 | 0 | A | INACTIVE |
| Origination Capital LLC CRD: 104067 | - | 0 | 0 | A | INACTIVE |
| Origins Ventures LLC CRD: 317868 | - | 0 | 1 | - | Unknown |
| Orinda Asset Management LLC CRD: 154908 | - | 0 | 0 | - | Unknown |
| Oriole Advisors, LLC CRD: 284077 | - | 0 | 0 | - | Unknown |
| Orion Advisor Solutions LLC CRD: 175185 | - | 0 | 0 | - | Unknown |
| Orion Capital CRD: 167516 | - | 0 | 1 | - | Unknown |
| Orion Capital Management LLC CRD: 119428 | - | 0 | 6 | - | Unknown |
| Orion Capital Management, LLC CRD: 104054 | - | 0 | 0 | A | INACTIVE |
| Orion Capital Managers LLP CRD: 162074 | - | 0 | 0 | - | Unknown |
| Orion Financial Advisors CRD: 328757 | - | 0 | 1 | - | Unknown |
| Orion Financial Group CRD: 335823 | - | 0 | 1 | - | Unknown |
| Orion Financial Services, LLC CRD: 44827 | - | 2 | 0 | B | INACTIVE |
| Orion Investment Advisors, LLC CRD: 148966 | - | 0 | 0 | - | Unknown |
| Orion Investment Co CRD: 110867 | - | 0 | 3 | - | Unknown |
| Orion Partners, LLC CRD: 342113 | - | 0 | 1 | - | Unknown |
| Orion Portfolio Solutions, LLC CRD: 125446 | - | 0 | 0 | - | Unknown |
| Orion Portfolio Solutions, LLC CRD: 107975 | - | 0 | 34 | - | Unknown |
| Orion Resource Partners (AUS) PTY Ltd CRD: 314490 | - | 0 | 0 | - | Unknown |
| Orion Resource Partners (UK) LLP CRD: 314489 | - | 0 | 0 | - | Unknown |
| Orion Resource Partners (USA), LP CRD: 161327 | - | 0 | 1 | - | Unknown |
| Orion Resources Incorporated CRD: 11015 | - | 0 | 0 | A | INACTIVE |
| Orion Royal Inc. CRD: 13618 | - | 0 | 0 | A | INACTIVE |
| Orion Securities, Inc. CRD: 10609 | - | 0 | 0 | A | INACTIVE |
| Orion Trading, LLC CRD: 43932 | - | 7 | 0 | D | INACTIVE |
| Orion Wealth Management LLC CRD: 313698 | - | 0 | 2 | - | Unknown |
| Orion-Archstone Asset Management Inc. CRD: 286225 | - | 0 | 1 | - | Unknown |
| Oris Wealth Designs LLC CRD: 308463 | - | 0 | 1 | - | Unknown |
| Orisha Capital, LLC CRD: 314548 | - | 0 | 1 | - | Unknown |
| Orix Advisers, LLC CRD: 307580 | - | 0 | 1 | - | Unknown |
| Oriza Ventures Management, LLC CRD: 282488 | - | 0 | 1 | - | Unknown |
| Orizon Analytics CRD: 339311 | - | 0 | 1 | - | Unknown |
| Orka Equity Capital, LLC CRD: 285788 | - | 0 | 1 | - | Unknown |
| Orkila Management, LLC CRD: 171242 | - | 0 | 1 | - | Unknown |
| Orlando Funeral Advisors LLC CRD: 337214 | - | 0 | 1 | - | Unknown |
| Orlando Investment Partners CRD: 112071 | - | 0 | 0 | - | Unknown |
| Orlando Opportunity Fund Management LLC CRD: 306458 | - | 0 | 0 | - | Unknown |
| Orleans Capital Management Corp CRD: 111359 | - | 0 | 5 | - | Unknown |
| Orleans Securities, Inc. CRD: 13333 | - | 0 | 0 | A | INACTIVE |