Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Orchestrate Business LLC CRD: 319624 | - | 0 | 0 | - | Unknown |
| Orchid Advisory CRD: 327750 | - | 0 | 1 | - | Unknown |
| Orchid Asia CRD: 162756 | - | 0 | 0 | - | Unknown |
| Orchid Asia Group Management Limited CRD: 311819 | - | 0 | 0 | - | Unknown |
| Orchid Asia Viii AIV GP Limited CRD: 340659 | - | 0 | 0 | - | Unknown |
| Orchid China Management (Cayman) Limited CRD: 314974 | - | 0 | 0 | - | Unknown |
| Orchid Wealth Management CRD: 283963 | - | 0 | 1 | - | Unknown |
| Orcus Investment Advisors, LLC CRD: 334911 | - | 0 | 2 | - | Unknown |
| ORD Minnett Inc. CRD: 10403 | - | 1 | 0 | B | INACTIVE |
| Order Execution Services, LLC CRD: 118749 | - | 0 | 0 | A | INACTIVE |
| Order of Magnitude LLC CRD: 332036 | - | 0 | 1 | - | Unknown |
| Orderly Finance CRD: 306511 | - | 0 | 1 | - | Unknown |
| Ordinal Holdings Manageco, LP CRD: 288743 | - | 0 | 0 | - | Unknown |
| Ordinary CRD: 309415 | - | 0 | 0 | - | Unknown |
| ORE Advisory CRD: 306417 | - | 0 | 0 | A | INACTIVE |
| ORE CAP Advisors L.L.C. CRD: 328604 | NY | 0 | 2 | A | Active |
| ORE Investments Ltda CRD: 307545 | - | 0 | 0 | - | Unknown |
| Oread Wealth Partners CRD: 316195 | - | 0 | 1 | - | Unknown |
| Oregon Financial Products & Services, LLC CRD: 155852 | - | 0 | 1 | - | Unknown |
| Oregon Pacific Financial Advisors Inc CRD: 110176 | - | 0 | 0 | - | Unknown |
| Oregon Pacific Wealth Management CRD: 283958 | - | 0 | 2 | - | Unknown |
| Orei Advisors LP CRD: 284241 | - | 0 | 1 | - | Unknown |
| Oreka Wealth CRD: 328049 | - | 0 | 0 | - | Unknown |
| Orend Investment Management, Inc. CRD: 119693 | - | 0 | 3 | - | Unknown |
| Orenduff & Associates, Ltd. CRD: 299386 | - | 0 | 0 | - | Unknown |
| Orenstein Securities, Inc. CRD: 26511 | - | 1 | 0 | B | INACTIVE |
| Oreon Technologies Inc CRD: 341607 | - | 0 | 1 | - | Unknown |
| Oresund Capital LLC CRD: 166773 | - | 0 | 1 | - | Unknown |
| ORF Capital Management CRD: 134163 | - | 0 | 1 | - | Unknown |
| ORG Partners CRD: 312728 | - | 0 | 0 | - | Unknown |
| ORG Partners Asset Management CRD: 330922 | - | 0 | 0 | - | Unknown |
| ORG Portfolio Management LLC CRD: 130198 | - | 0 | 1 | - | Unknown |
| ORG Private Advisor Group, LLC CRD: 297793 | - | 0 | 0 | - | Unknown |
| Orgallic Wealth CRD: 334919 | - | 0 | 2 | - | Unknown |
| Organic Capital Management Inc CRD: 112244 | - | 0 | 0 | - | Unknown |
| Organic Wealth, LLC CRD: 331383 | - | 0 | 1 | - | Unknown |
| Organik Capital LLC CRD: 322705 | - | 0 | 1 | - | Unknown |
| Organize, Protect & Grow Your Wealth, LLC CRD: 321977 | - | 0 | 2 | - | Unknown |
| Organized Financial Solutions L.L.C. CRD: 168212 | - | 0 | 0 | - | Unknown |
| Orgel Wealth Management, LLC CRD: 168219 | - | 0 | 10 | - | Unknown |
| ORH Management Company CRD: 333316 | - | 0 | 1 | - | Unknown |
| Oria Capital, LLC CRD: 126836 | - | 0 | 1 | - | Unknown |
| Orians Investment Company CRD: 7994 | - | 0 | 0 | A | INACTIVE |
| Oribel Capital Management, LP CRD: 283118 | - | 0 | 1 | - | Unknown |
| Oridian Capital Management, L.P. CRD: 155834 | - | 0 | 1 | - | Unknown |
| Oriens Fund II GP CRD: 285774 | - | 0 | 0 | - | Unknown |
| Orient Capital Corporation CRD: 10651 | - | 0 | 0 | A | INACTIVE |
| Orient Securities CRD: 338610 | - | 0 | 1 | - | Unknown |
| Oriental Financial Services LLC CRD: 29753 | PR | 11 | 6 | B | Active |
| Oriental Trust CRD: 312982 | - | 0 | 1 | - | Unknown |