Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Orange Investment Advisors, Inc. CRD: 107387 | - | 0 | 2 | - | Unknown |
| Orange Investment Advisors, LLC CRD: 289406 | - | 0 | 1 | - | Unknown |
| Orange Mink Capital Management LLC CRD: 334736 | - | 0 | 1 | - | Unknown |
| Orange River Management L.P. CRD: 301043 | - | 0 | 1 | - | Unknown |
| Orange Street Fund Advisors LLC CRD: 337511 | - | 0 | 2 | - | Unknown |
| Orangewood Partners Management LLC CRD: 282292 | - | 0 | 1 | - | Unknown |
| Orasis Capital CRD: 172536 | - | 0 | 0 | - | Unknown |
| Orazio Financial Services CRD: 111519 | - | 0 | 0 | - | Unknown |
| Orba Wealth Advisors, LLC CRD: 297351 | - | 0 | 0 | - | Unknown |
| Orbimed Advisors LLC CRD: 118608 | - | 0 | 1 | - | Unknown |
| Orbimed Capital LLC CRD: 120188 | - | 0 | 0 | - | Unknown |
| Orbis Asset Management Limited CRD: 157567 | - | 0 | 0 | - | Unknown |
| Orbis Asset Management, LLC CRD: 287817 | - | 0 | 0 | - | Unknown |
| Orbis Investment Management (U.S.), L.P. CRD: 158511 | - | 0 | 1 | - | Unknown |
| Orbis Investment Management Limited CRD: 157571 | - | 0 | 0 | - | Unknown |
| Orbis Investments (U.S.), LLC CRD: 172663 | ME | 0 | 6 | A | Active |
| Orbis Wealth Management CRD: 332287 | - | 0 | 2 | - | Unknown |
| Orbit CRD: 334086 | - | 0 | 1 | - | Unknown |
| Orbit Financial Planning and Investments CRD: 329538 | - | 0 | 1 | - | Unknown |
| Orbit Group Advisory Services CRD: 173191 | - | 0 | 0 | - | Unknown |
| Orbit Group LLC CRD: 173271 | - | 0 | 0 | A | INACTIVE |
| Orbit II Partners, L.P. CRD: 33549 | - | 0 | 0 | A | INACTIVE |
| Orbit Venture Partners LLC CRD: 307018 | - | 0 | 1 | - | Unknown |
| Orbital Management CRD: 331602 | - | 0 | 1 | - | Unknown |
| Orbital Ventures Management, LLC CRD: 307080 | - | 0 | 1 | - | Unknown |
| Orbitex Funds Distributor, Inc. CRD: 41453 | - | 1 | 0 | B | INACTIVE |
| ORC Ventures & Insurance CRD: 299584 | - | 0 | 0 | - | Unknown |
| Orca Capital Corporation CRD: 29597 | - | 0 | 0 | A | INACTIVE |
| Orca Capital Management CRD: 283333 | - | 0 | 0 | - | Unknown |
| Orca Capital Securities, LLC CRD: 154514 | - | 0 | 0 | A | INACTIVE |
| Orca Capital, LLC CRD: 305225 | - | 0 | 1 | - | Unknown |
| Orca Investment Management, LLC CRD: 144377 | - | 0 | 12 | - | Unknown |
| Orca Wealth Management, LLC CRD: 310053 | - | 0 | 2 | - | Unknown |
| Orcam Financial Group, LLC CRD: 164874 | - | 0 | 1 | - | Unknown |
| Orchard Advisors CRD: 284061 | - | 0 | 1 | - | Unknown |
| Orchard Capital Management, LLC CRD: 269957 | - | 0 | 1 | - | Unknown |
| Orchard City Wealth Management, LLC CRD: 292274 | - | 0 | 1 | - | Unknown |
| Orchard Financial CRD: 300320 | - | 0 | 1 | - | Unknown |
| Orchard Global Asset Management (S) PTE Ltd CRD: 163988 | - | 0 | 0 | - | Unknown |
| Orchard Global Asset Management LLP CRD: 287599 | - | 0 | 0 | - | Unknown |
| Orchard Hill Capital Management LP CRD: 160730 | - | 0 | 0 | - | Unknown |
| Orchard Income Management LLC CRD: 328106 | - | 0 | 1 | - | Unknown |
| Orchard Investment Partners CRD: 334808 | - | 0 | 1 | - | Unknown |
| Orchard Platform Advisors, LLC CRD: 170434 | - | 0 | 0 | - | Unknown |
| Orchard Securities, LLC CRD: 133378 | UT | 0 | 5 | A | Active |
| Orchard View Capital Advisors LP CRD: 281188 | - | 0 | 0 | - | Unknown |
| Orchard Wealth & Legacy Management LLC CRD: 289104 | - | 0 | 1 | - | Unknown |
| Orchard Wealth Strategies, LLC CRD: 222530 | - | 0 | 0 | - | Unknown |
| Orchestra Medical Ventures, LLC CRD: 162871 | - | 0 | 1 | - | Unknown |
| Orchestral Financial Group Inc. CRD: 144346 | - | 0 | 1 | - | Unknown |