Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| P.A. Schopen & Associates, LLC CRD: 290581 | - | 0 | 1 | - | Unknown |
| P.A.W. Capital Partners, LP CRD: 161094 | - | 0 | 1 | - | Unknown |
| P.B. Blando & Company, Incorporated CRD: 10704 | - | 0 | 0 | A | INACTIVE |
| P.B. Jameson & Co.,Inc. CRD: 15696 | - | 0 | 0 | A | INACTIVE |
| P.B.E. Securities, Incorporated CRD: 14395 | - | 0 | 0 | A | INACTIVE |
| P.D. Minton CRD: 25872 | - | 0 | 0 | A | INACTIVE |
| P.F. Roberts & Associates CRD: 151711 | - | 0 | 1 | - | Unknown |
| P.G. Investments, Inc. CRD: 13981 | - | 0 | 0 | A | INACTIVE |
| P.H. Mckeown Securities, Inc. CRD: 33784 | - | 0 | 0 | A | INACTIVE |
| P.J. Moran & Co., Inc. CRD: 130106 | - | 0 | 1 | - | Unknown |
| P.J. Robb Variable, LLC CRD: 38339 | TN | 0 | 10 | A | Active |
| P.R. Burke & Co., Inc. CRD: 13558 | - | 1 | 0 | B | INACTIVE |
| P.R. Curtman Investments LLC CRD: 315193 | - | 0 | 1 | - | Unknown |
| P.R. Duke Securities, Inc. CRD: 15585 | - | 0 | 0 | A | INACTIVE |
| P.R. Gilboy & Associates, Inc. CRD: 46764 | - | 0 | 0 | A | INACTIVE |
| P.R. Taylor & Co., Inc. CRD: 23716 | - | 0 | 0 | A | INACTIVE |
| P.W.B., Inc. CRD: 123258 | - | 0 | 2 | - | Unknown |
| P/E Capital Investments CRD: 172695 | - | 0 | 2 | - | Unknown |
| P/E Global LLC CRD: 155642 | - | 0 | 1 | - | Unknown |
| P1 Capital LLC CRD: 174246 | - | 0 | 0 | - | Unknown |
| P10 Capital Management, LLC CRD: 288523 | - | 0 | 0 | - | Unknown |
| P2 Capital Partners, LLC CRD: 159299 | - | 0 | 1 | - | Unknown |
| P2 Corporate Finance, LLC CRD: 313187 | GA | 0 | 2 | A | Active |
| P2 Ventures LLC CRD: 329541 | - | 0 | 0 | - | Unknown |
| P2, LLC CRD: 312026 | - | 0 | 1 | - | Unknown |
| P23 Financial, Inc CRD: 291112 | - | 0 | 1 | - | Unknown |
| P3 Asset Management CRD: 327327 | - | 0 | 1 | - | Unknown |
| P3 Financial Management, LLC CRD: 129497 | - | 0 | 1 | - | Unknown |
| P3 Wealth Management CRD: 300373 | - | 0 | 1 | - | Unknown |
| P38 Enterprises, Inc. CRD: 135325 | - | 0 | 2 | - | Unknown |
| P4G Capital Management, LLC CRD: 300645 | - | 0 | 1 | - | Unknown |
| P5 Health Ventures Management, LLC CRD: 313730 | - | 0 | 1 | - | Unknown |
| P6835 Capital TT Advisors CRD: 310723 | - | 0 | 0 | - | Unknown |
| P6835 Capital V, LLC CRD: 331213 | - | 0 | 1 | - | Unknown |
| P74 BIO LP CRD: 331953 | - | 0 | 0 | - | Unknown |
| PA Capital Management LLC CRD: 331619 | - | 0 | 1 | - | Unknown |
| PA Management LLC CRD: 293446 | - | 0 | 1 | - | Unknown |
| PAA SA CRD: 326615 | - | 0 | 0 | - | Unknown |
| PAA UK CRD: 326653 | - | 0 | 0 | - | Unknown |
| Paamco Prisma, LLC CRD: 108989 | - | 0 | 1 | - | Unknown |
| Pabrai Investment Funds CRD: 161471 | - | 0 | 1 | - | Unknown |
| Pabrai Wagons Advisors CRD: 283147 | - | 0 | 1 | - | Unknown |
| PAC Capital, LLC CRD: 305303 | - | 0 | 1 | - | Unknown |
| PAC Equity Securities, Inc. CRD: 7567 | - | 0 | 0 | A | INACTIVE |
| PAC Financial Services, Inc. CRD: 290158 | - | 0 | 0 | - | Unknown |
| Pacco Capital Solutions, LLC CRD: 136645 | - | 0 | 0 | A | INACTIVE |
| Pace Capital Corp. CRD: 15766 | - | 1 | 0 | B | INACTIVE |
| Pace Financial Advisors CRD: 318359 | - | 0 | 2 | - | Unknown |
| Pace Financial Corporation CRD: 11392 | - | 0 | 0 | A | INACTIVE |
| Pace Financial Group, LLC CRD: 126969 | - | 0 | 1 | - | Unknown |