Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pace Healthcare Capital Management, LLC CRD: 337380 | - | 0 | 1 | - | Unknown |
| Pace Investments CRD: 14614 | - | 0 | 0 | A | INACTIVE |
| Pace Research Services, Inc. CRD: 16549 | - | 0 | 0 | A | INACTIVE |
| Pace Securities, Inc. CRD: 10288 | - | 7 | 0 | D | INACTIVE |
| Pace Wealth CRD: 338289 | - | 0 | 1 | - | Unknown |
| Pace Wealth Advisors CRD: 311924 | - | 0 | 1 | - | Unknown |
| Paceline Equity Partners, LLC CRD: 307683 | - | 0 | 1 | - | Unknown |
| Paceline IRA GP, L.P. CRD: 334179 | - | 0 | 1 | - | Unknown |
| Pacelli, Mark William CRD: 104467 | - | 0 | 0 | A | INACTIVE |
| Pacenote Capital LLC CRD: 305007 | TX | 0 | 2 | A | Active |
| Pacenote Equity CRD: 328599 | - | 0 | 1 | - | Unknown |
| Pacer Advisors, Inc. CRD: 137381 | - | 0 | 15 | - | Unknown |
| Pacer Financial, Inc. CRD: 137040 | PA | 0 | 2 | A | Active |
| Paces Battle Group, Inc. CRD: 118079 | - | 1 | 0 | B | INACTIVE |
| Pacesetter 1, L.P. CRD: 37386 | - | 0 | 0 | A | INACTIVE |
| Pacesetter Financial Group, L.L.C. CRD: 123287 | - | 0 | 2 | - | Unknown |
| Pacesetter Planning LLC CRD: 285168 | - | 0 | 2 | - | Unknown |
| Pacha Capital Management, Co. CRD: 119124 | - | 0 | 0 | - | Unknown |
| Pachamama Ventures, LLC CRD: 332316 | - | 0 | 1 | - | Unknown |
| Pacific Advisors CRD: 170962 | - | 0 | 0 | - | Unknown |
| Pacific Advisory Group of America, LLC CRD: 116555 | - | 0 | 0 | A | INACTIVE |
| Pacific Agri Capital CRD: 171539 | - | 0 | 0 | - | Unknown |
| Pacific Agri-Finance CRD: 19455 | - | 0 | 0 | A | INACTIVE |
| Pacific Alliance Associates LLC CRD: 148938 | NY | 1 | 2 | B | Active |
| Pacific Alliance Group,Inc CRD: 24163 | - | 0 | 0 | A | INACTIVE |
| Pacific Alliance Investment Management (HK) Limite… CRD: 296741 | - | 0 | 0 | - | Unknown |
| Pacific Alliance Ventures LLC CRD: 341002 | - | 0 | 1 | - | Unknown |
| Pacific American Equity, Inc. CRD: 15473 | - | 0 | 0 | A | INACTIVE |
| Pacific Asset Management CRD: 305066 | - | 0 | 0 | - | Unknown |
| Pacific Asset Managment of or LLC CRD: 133420 | - | 0 | 0 | - | Unknown |
| Pacific Avenue Capital Partners Management Company… CRD: 311351 | - | 0 | 1 | - | Unknown |
| Pacific Basin Securities, Inc. CRD: 16366 | - | 0 | 0 | A | INACTIVE |
| Pacific Beacon Financial Management, LLC CRD: 168624 | - | 0 | 0 | - | Unknown |
| Pacific Business School Ltd CRD: 339618 | - | 0 | 1 | - | Unknown |
| Pacific Capital CRD: 159294 | - | 0 | 1 | - | Unknown |
| Pacific Capital Partners, Inc. CRD: 24519 | - | 0 | 0 | A | INACTIVE |
| Pacific Capital Works, Inc. CRD: 152250 | - | 0 | 2 | - | Unknown |
| Pacific Century Securities, LLC CRD: 131607 | NY | 0 | 2 | A | Active |
| Pacific Cliffs Capital, Inc. CRD: 30327 | - | 0 | 0 | A | INACTIVE |
| Pacific Coast Capital, LLC CRD: 304602 | OR | 0 | 3 | A | Active |
| Pacific Coast Equities, Inc. CRD: 14992 | - | 0 | 0 | A | INACTIVE |
| Pacific Coast Fiduciary LLC CRD: 330334 | - | 0 | 0 | - | Unknown |
| Pacific Coast Independent Brokerage, Inc. CRD: 16877 | - | 3 | 0 | C | INACTIVE |
| Pacific Commonwealth Corporation CRD: 14515 | - | 0 | 0 | A | INACTIVE |
| Pacific Community Management, Inc. CRD: 163248 | - | 0 | 1 | - | Unknown |
| Pacific Continental Securities Corporation CRD: 2398 | - | 7 | 0 | D | INACTIVE |
| Pacific Cornerstone Capital Incorporated CRD: 40397 | - | 3 | 0 | C | INACTIVE |
| Pacific Corporate Finance LLC CRD: 14729 | - | 0 | 0 | A | INACTIVE |
| Pacific Cortez Securities Incorporated CRD: 24341 | - | 0 | 0 | A | INACTIVE |
| Pacific Creek Capital CRD: 166350 | - | 0 | 0 | - | Unknown |