Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pacific Current Group CRD: 157976 | - | 0 | 0 | - | Unknown |
| Pacific Current Group CRD: 156263 | - | 0 | 0 | A | INACTIVE |
| Pacific Edge Advisors, LLC CRD: 283628 | - | 0 | 0 | - | Unknown |
| Pacific Empire Financial CRD: 141648 | - | 0 | 1 | - | Unknown |
| Pacific Equity Advisors LLC CRD: 328540 | - | 0 | 1 | - | Unknown |
| Pacific Equity Management CRD: 163222 | - | 0 | 1 | - | Unknown |
| Pacific Equity Partners PTY Limited CRD: 291967 | - | 0 | 0 | - | Unknown |
| Pacific Equity Research, Inc. CRD: 31030 | - | 0 | 0 | A | INACTIVE |
| Pacific Equity, LLC CRD: 282195 | - | 0 | 0 | - | Unknown |
| Pacific Excel Wealth Advisors, Inc. CRD: 172356 | - | 0 | 2 | - | Unknown |
| Pacific Financial Advisory Group LLC CRD: 291330 | - | 0 | 0 | - | Unknown |
| Pacific Financial Associates, Inc. CRD: 23772 | FL | 0 | 2 | A | Active |
| Pacific Financial Group, LLC CRD: 143041 | - | 0 | 2 | - | Unknown |
| Pacific Financial Planners, Inc CRD: 112249 | - | 0 | 0 | - | Unknown |
| Pacific Financial Planners, LLC CRD: 132314 | - | 0 | 2 | - | Unknown |
| Pacific Fund Management CRD: 167246 | - | 0 | 0 | - | Unknown |
| Pacific Gate Advisors, LLC CRD: 16589 | TN | 0 | 2 | A | Active |
| Pacific Gate Capital Management CRD: 293065 | - | 0 | 0 | - | Unknown |
| Pacific General CRD: 318577 | - | 0 | 0 | - | Unknown |
| Pacific Genesis Group, Inc. CRD: 37429 | - | 9 | 0 | D | INACTIVE |
| Pacific Global Advisors LLC CRD: 298187 | - | 0 | 0 | - | Unknown |
| Pacific Global Advisory Group LLC CRD: 158601 | - | 0 | 1 | - | Unknown |
| Pacific Global Fund Distributors, Inc. CRD: 30642 | - | 0 | 0 | A | INACTIVE |
| Pacific Green Hydrogen Advisors CRD: 314405 | - | 0 | 0 | - | Unknown |
| Pacific Grove Capital LP CRD: 172659 | - | 0 | 0 | - | Unknown |
| Pacific Growth Equities, LLC CRD: 24835 | - | 10 | 0 | D | INACTIVE |
| Pacific Growth Investors CRD: 289390 | - | 0 | 1 | - | Unknown |
| Pacific Growth Securities,Inc. CRD: 15247 | - | 0 | 0 | A | INACTIVE |
| Pacific Hankuk Securities, Inc. CRD: 27401 | - | 0 | 0 | A | INACTIVE |
| Pacific Harbor Holdings, Limited CRD: 164404 | - | 0 | 0 | - | Unknown |
| Pacific Harbor Securities, Inc. CRD: 8755 | - | 4 | 0 | C | INACTIVE |
| Pacific Haven Financial, LLC CRD: 173457 | - | 0 | 1 | - | Unknown |
| Pacific Heights Asset Management, LLC CRD: 124365 | - | 0 | 1 | - | Unknown |
| Pacific Heritage Securities, Inc. CRD: 8402 | - | 0 | 0 | A | INACTIVE |
| Pacific Horizon Investment Management LLC CRD: 119120 | - | 0 | 1 | - | Unknown |
| Pacific Income Advisers Inc CRD: 104719 | - | 0 | 5 | - | Unknown |
| Pacific Insight Corp CRD: 289578 | - | 0 | 0 | - | Unknown |
| Pacific Institutional Equities Corporation CRD: 26673 | - | 0 | 0 | A | INACTIVE |
| Pacific Integrated Group, Inc CRD: 21753 | - | 0 | 0 | A | INACTIVE |
| Pacific Investment Advisors, LLC CRD: 127615 | - | 0 | 2 | - | Unknown |
| Pacific Investment Advisory CRD: 133484 | - | 0 | 0 | - | Unknown |
| Pacific Investment Counsel, Inc. CRD: 136813 | - | 0 | 2 | - | Unknown |
| Pacific Investment Research CRD: 132063 | - | 0 | 1 | - | Unknown |
| Pacific Investment Securities Corp. CRD: 16339 | FL | 1 | 2 | B | Active |
| Pacific Lake Partners, LLC CRD: 160377 | - | 0 | 1 | - | Unknown |
| Pacific Landfall CRD: 285135 | - | 0 | 2 | - | Unknown |
| Pacific Life Fund Advisors LLC CRD: 105169 | - | 0 | 1 | - | Unknown |
| Pacific Madrone Capital LLC CRD: 136363 | - | 0 | 0 | - | Unknown |
| Pacific Management Ltd CRD: 106624 | - | 0 | 1 | - | Unknown |
| Pacific Muni LLC CRD: 292694 | - | 0 | 1 | - | Unknown |