Broker-Dealer Firms

80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.

A
14,984 (74.7%)
B
3,006 (15.0%)
C
1,078 (5.4%)
D
737 (3.7%)
F
250 (1.2%)

Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.

Sort and filter the full register below, or read the grade methodology.

All States
Firm Name ↕ State Disclosures ↕ Offices ↕ Grade Status
Pacific OAK Capital Advisors, LLC
CRD: 299177
 - 0 0 - Unknown
Pacific OAK Capital Markets, LLC
CRD: 309350
 - 0 0 A INACTIVE
Pacific OAK Financial Planning LLC
CRD: 226649
 - 0 1 - Unknown
Pacific on-Line Trading & Securities, Inc.
CRD: 45737
 - 1 0 B INACTIVE
Pacific Paradigm Advisors LLC
CRD: 173188
 - 0 1 - Unknown
Pacific Park Financial, Inc.
CRD: 122867
 - 0 1 - Unknown
Pacific Peak Advisors, LLC
CRD: 326711
 - 0 3 - Unknown
Pacific Peak Capital Partners Ltd
CRD: 336547
 - 0 1 - Unknown
Pacific Pearl Group
CRD: 148077
 - 0 0 A INACTIVE
Pacific Peninsula Securities, Inc.
CRD: 14881
 - 0 0 A INACTIVE
Pacific Pension Advisors
CRD: 164740
 - 0 0 - Unknown
Pacific Point Advisors, LLC
CRD: 283095
 - 0 0 - Unknown
Pacific Point Advisors, LLC
CRD: 310731
 - 0 3 - Unknown
Pacific Point Capital, LLC
CRD: 297105
 - 0 0 - Unknown
Pacific Point Securities, LLC
CRD: 150272
 CA 0 2 A Active
Pacific Point Wealth Management
CRD: 338392
 - 0 1 - Unknown
Pacific Portfolio Consulting, LLC
CRD: 139505
 - 0 0 - Unknown
Pacific Private Fund Advisors LLC
CRD: 168830
 - 0 1 - Unknown
Pacific Private Wealth Management, LLC
CRD: 165746
 - 0 0 - Unknown
Pacific Propartners
CRD: 281754
 - 0 0 - Unknown
Pacific Real Estate Securities Co., Inc.
CRD: 18411
 - 0 0 A INACTIVE
Pacific Research & Trading, LLC
CRD: 44278
 - 0 0 A INACTIVE
Pacific Ridge Capital Partners, LLC
CRD: 152154
 - 0 1 - Unknown
Pacific Ridge Capital, LLC
CRD: 136544
 - 1 0 B INACTIVE
Pacific RIM Capital Management, LLC
CRD: 288857
 - 0 0 - Unknown
Pacific RIM International, Inc.
CRD: 38437
 - 0 0 A INACTIVE
Pacific Risk Management, Inc.
CRD: 34431
 - 0 0 A INACTIVE
Pacific Road Capital Management LP
CRD: 307603
 - 0 0 - Unknown
Pacific Road Capital Management PTY Ltd
CRD: 159474
 - 0 0 - Unknown
Pacific Rock Capital, LLC
CRD: 148154
 - 0 1 - Unknown
Pacific Sage Partners, LLC
CRD: 315663
 - 0 1 - Unknown
Pacific Sand Capital LLC
CRD: 281749
 - 0 1 - Unknown
Pacific Scene Financial, Inc.
CRD: 14121
 - 0 0 A INACTIVE
Pacific Securities
CRD: 35275
 - 0 0 A INACTIVE
Pacific Securities, Inc.
CRD: 6812
 - 0 0 A INACTIVE
Pacific Select Distributors, LLC
CRD: 4452
 CA 0 5 A Active
Pacific Shores Investment Advisors
CRD: 149710
 - 0 1 - Unknown
Pacific Southern Securities, Inc.
CRD: 13155
 - 0 0 A INACTIVE
Pacific Summit Securities
CRD: 30993
 - 4 0 C INACTIVE
Pacific SUN Advisors Limited
CRD: 139504
 - 0 0 - Unknown
Pacific SUN Financial Corp
CRD: 284286
 - 0 2 - Unknown
Pacific Trading Group, LLC
CRD: 129396
 - 0 0 A INACTIVE
Pacific Trust Capital Management
CRD: 318295
 - 0 0 - Unknown
Pacific Trust Wealth Management
CRD: 147672
 - 0 1 - Unknown
Pacific Union Capital Corporation
CRD: 13441
 - 0 0 A INACTIVE
Pacific United Planning, Inc.
CRD: 283091
 - 0 1 - Unknown
Pacific Value, LLC
CRD: 147086
 - 0 2 - Unknown
Pacific Venture Group
CRD: 162144
 - 0 0 - Unknown
Pacific View Asset Management, LLC
CRD: 161071
 - 0 0 - Unknown
Pacific Vista Capital
CRD: 130201
 - 0 0 - Unknown
Page 1079 of 1601 (80,028 total)
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