Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pacific Wealth Advisors CRD: 146267 | - | 0 | 1 | - | Unknown |
| Pacific Wealth Advisory, LLC CRD: 297657 | - | 0 | 1 | - | Unknown |
| Pacific Wealth Care Inc. CRD: 130856 | - | 0 | 2 | - | Unknown |
| Pacific Wealth Management CRD: 113217 | - | 0 | 3 | - | Unknown |
| Pacific Wealth Partners, LLC CRD: 315291 | - | 0 | 1 | - | Unknown |
| Pacific West Managers, LLC CRD: 166389 | - | 0 | 0 | - | Unknown |
| Pacific West Realty Group CRD: 130041 | - | 0 | 0 | - | Unknown |
| Pacific West Securities, Inc. CRD: 6390 | - | 16 | 0 | D | INACTIVE |
| Pacifica Asset Corporation CRD: 16151 | - | 0 | 0 | A | INACTIVE |
| Pacifica Funds Distributor, Inc. CRD: 28037 | - | 0 | 0 | A | INACTIVE |
| Pacifica Legacy CRD: 339752 | - | 0 | 1 | - | Unknown |
| Pacifica Neoventures, LLC CRD: 166451 | - | 0 | 0 | - | Unknown |
| Pacifica Partners Capital Management CRD: 148834 | - | 0 | 1 | - | Unknown |
| Pacifica Partners Capital Management Inc. CRD: 162313 | - | 0 | 0 | - | Unknown |
| Pacifica Wealth Advisors, Inc. CRD: 136054 | - | 0 | 0 | - | Unknown |
| Pacificap Management, Inc. CRD: 163079 | - | 0 | 0 | - | Unknown |
| Pacificfront Capital, LLC CRD: 309740 | - | 0 | 0 | - | Unknown |
| Pacificor, LLC CRD: 120454 | - | 0 | 0 | - | Unknown |
| Pack Private Wealth, LLC CRD: 310523 | - | 0 | 1 | - | Unknown |
| Pack Ventures CRD: 317489 | - | 0 | 1 | - | Unknown |
| Packard Group Inc. CRD: 16722 | - | 0 | 0 | A | INACTIVE |
| Packard Wealth Strategies LLC CRD: 330962 | - | 0 | 1 | - | Unknown |
| Packerkiss Securities Inc. CRD: 30762 | - | 1 | 0 | B | INACTIVE |
| Packerland Brokerage Services, Inc. CRD: 37031 | WI | 2 | 291 | B | Active |
| Pacnet Securities, Incorporated CRD: 13808 | - | 0 | 0 | A | INACTIVE |
| Pacrim Advisory Services CRD: 164906 | - | 0 | 2 | - | Unknown |
| Pacrim Venture Management I CRD: 162145 | - | 0 | 0 | - | Unknown |
| Pact CRD: 333871 | - | 0 | 1 | - | Unknown |
| Pactolus CRD: 155195 | - | 0 | 2 | - | Unknown |
| Pactolus Capital Partners CRD: 7518 | VA | 2 | 2 | B | Active |
| Pactolus River, LLC CRD: 140797 | - | 0 | 0 | A | INACTIVE |
| Pactual Capital Corporation CRD: 34569 | - | 1 | 0 | B | INACTIVE |
| Pacvest Associates, Inc. CRD: 29583 | - | 3 | 0 | C | INACTIVE |
| Pacwest Financial Management Inc CRD: 108740 | - | 0 | 0 | - | Unknown |
| PAD Trading LLC CRD: 113686 | - | 0 | 0 | A | INACTIVE |
| Padden & Company, Inc. CRD: 6991 | - | 3 | 0 | C | INACTIVE |
| Padden Financial Planning LLC CRD: 166611 | - | 0 | 3 | - | Unknown |
| Paddington Partners CRD: 16749 | - | 0 | 0 | A | INACTIVE |
| Padovani Asset Management CRD: 168354 | - | 0 | 1 | - | Unknown |
| Padula, Anthony CRD: 119739 | - | 0 | 0 | A | INACTIVE |
| PAG CRD: 161814 | - | 0 | 0 | - | Unknown |
| PAG Financial, LLC CRD: 307279 | NJ | 0 | 2 | A | Active |
| PAG Investment Advisors PTE. Ltd. CRD: 296818 | - | 0 | 0 | - | Unknown |
| Pagano Wealth Management LLC CRD: 334398 | - | 0 | 0 | - | Unknown |
| Pagaya Investments US LLC CRD: 299672 | - | 0 | 1 | - | Unknown |
| Page Capital Private Wealth Management, LLC CRD: 323081 | - | 0 | 1 | - | Unknown |
| Page Capital, Inc. CRD: 29074 | - | 0 | 0 | A | INACTIVE |
| Page Edwards LLC CRD: 283532 | - | 0 | 0 | - | Unknown |
| Page ONE Ventures Management, LLC CRD: 314606 | - | 0 | 1 | - | Unknown |
| Page, Kevin J CRD: 31737 | - | 0 | 0 | A | INACTIVE |