Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pagel Inc. CRD: 6007 | - | 0 | 0 | A | INACTIVE |
| Pagemill Partners, LLC CRD: 132184 | - | 0 | 0 | A | INACTIVE |
| Pagf GP, LLC CRD: 161760 | - | 0 | 0 | - | Unknown |
| Pagnatokarp Partners, LLC CRD: 282298 | - | 0 | 0 | - | Unknown |
| Pagnini, Robert Joseph CRD: 31765 | - | 0 | 0 | A | INACTIVE |
| Pagoda Asset Management, LP CRD: 172893 | - | 0 | 0 | - | Unknown |
| PAI Partners CRD: 162204 | - | 0 | 0 | - | Unknown |
| PAI Partners CRD: 335169 | - | 0 | 0 | - | Unknown |
| PAI Partners CRD: 306412 | - | 0 | 0 | - | Unknown |
| PAI Partners CRD: 307105 | - | 0 | 0 | - | Unknown |
| Paine Schwartz Partners, LLC CRD: 157551 | - | 0 | 1 | - | Unknown |
| Painewebber Real Estate Securities Inc. CRD: 19736 | - | 0 | 0 | A | INACTIVE |
| Painted Porch Advisors LLC CRD: 304375 | - | 0 | 4 | - | Unknown |
| Painter, Smith and Amberg Inc. CRD: 10865 | - | 3 | 0 | C | INACTIVE |
| Pair Lending LLC CRD: 281987 | - | 0 | 2 | - | Unknown |
| Pairone Private Wealth CRD: 336860 | - | 0 | 1 | - | Unknown |
| Pairs Perfect Capital, LLC CRD: 153921 | - | 0 | 0 | - | Unknown |
| Paisley Financial LLC CRD: 150727 | - | 0 | 2 | - | Unknown |
| Pakha Investment Advisory CRD: 173205 | - | 0 | 1 | - | Unknown |
| PAL Investment Partners, LLC CRD: 127521 | - | 0 | 0 | A | INACTIVE |
| PAL-BRO Partners, L.L.C. CRD: 43655 | - | 0 | 0 | A | INACTIVE |
| Paladin Advisors, LLC CRD: 158478 | - | 0 | 0 | - | Unknown |
| Paladin Capital CRD: 288037 | - | 0 | 1 | - | Unknown |
| Paladin Capital Management, LLC CRD: 113256 | - | 0 | 0 | - | Unknown |
| Paladin Financial CRD: 288387 | - | 0 | 2 | - | Unknown |
| Paladin Market Advisors, LLC CRD: 13281 | - | 3 | 0 | C | INACTIVE |
| Paladin Partners CRD: 132024 | - | 0 | 1 | - | Unknown |
| Paladin Realty Partners, LLC CRD: 158258 | - | 0 | 1 | - | Unknown |
| Paladin Research & Registry CRD: 143203 | - | 0 | 0 | - | Unknown |
| Paladin Retirement Advisors CRD: 333662 | - | 0 | 1 | - | Unknown |
| Paladin Wealth Management CRD: 324427 | - | 0 | 1 | - | Unknown |
| Paladin Wealth Management Inc. CRD: 151752 | - | 0 | 0 | - | Unknown |
| Paladin Wealth Partners CRD: 285303 | - | 0 | 1 | - | Unknown |
| Paladino Capital CRD: 174024 | - | 0 | 0 | - | Unknown |
| Paladino Wealth CRD: 307799 | - | 0 | 1 | - | Unknown |
| Palafox Trading LLC CRD: 131114 | FL | 0 | 2 | A | Active |
| Palamar Wealth Advisors, LLC CRD: 305318 | - | 0 | 0 | - | Unknown |
| Palamar Wealth Advisors, LLC CRD: 281338 | - | 0 | 0 | - | Unknown |
| Palamon Capital Partners, LP CRD: 162059 | - | 0 | 0 | - | Unknown |
| Palante Wealth Advisors, LLC CRD: 175298 | - | 0 | 1 | - | Unknown |
| Palantir Securities, Inc. CRD: 22347 | - | 0 | 0 | A | INACTIVE |
| Palatine Advisors, Inc. CRD: 152334 | - | 0 | 0 | - | Unknown |
| Palatine Fund Advisors, LLC CRD: 168077 | - | 0 | 1 | - | Unknown |
| Palatine Hill Wealth Management CRD: 305619 | - | 0 | 4 | - | Unknown |
| Palatine Private Equity LLP CRD: 163410 | - | 0 | 0 | - | Unknown |
| Pale Blue Capital LLC CRD: 315455 | - | 0 | 1 | - | Unknown |
| Palekana Ltd CRD: 323420 | - | 0 | 0 | - | Unknown |
| Palen Financial LLC CRD: 144892 | - | 0 | 1 | - | Unknown |
| Palermo Wealth Management, LLC CRD: 160031 | - | 0 | 1 | - | Unknown |
| Palermo, Michael CRD: 103939 | - | 0 | 0 | A | INACTIVE |