Branch offices
2 offices
FINRA: Small firm
CRD #131114 · FINRA BrokerCheck + SEC IAPD
Palafox Trading LLC
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Palafox Trading LLC ranks #15,268 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #200 of 251 on the same disclosure sort used on the state browse page. Palafox Trading LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 2
- branch offices
- 0
- disclosures
- #15,268 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 131114 Palafox Trading LLC
Palafox Trading LLC · Grade A · 0 disc · 0.00/office · Small firm
- CRD 131114
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 2
- PER-OFF 0.00
- RANK #15,268 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
Palafox Trading LLC ranks #15,268 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 2 offices
Clean disclosure surface
Palafox Trading LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Miami, FL
- CRD Number
- 131114
Clean BrokerCheck surface
Palafox Trading LLC's clean BrokerCheck surface
Palafox Trading LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 2 branch offices (Grade A).
Palafox Trading LLC shows zero reportable disclosures across 2 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of Palafox Trading LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Florida cohort · 0.00× state average
Palafox Trading LLC sits below the Florida disclosure average
Palafox Trading LLC reports 0 BrokerCheck disclosures, 0.00× the Florida average of 4.6, lighter than most of the 251 graded firms filed there.
In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Palafox Trading LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Palafox Trading LLC ranks #15,268 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #200 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Palafox Trading LLC?
A grade of A means Palafox Trading LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Palafox Trading LLC have?
Palafox Trading LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Palafox Trading LLC?
Palafox Trading LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in FL (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Palafox Trading LLC's disciplinary record?
You can verify Palafox Trading LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 131114. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Palafox Trading LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Palafox Trading LLC's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Palafox Trading LLC's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Palafox Trading LLC's 0.00
- Firms in FL - state roster that includes Palafox Trading LLC's registration home.
- How to Vet a Financial Advisor - Use Palafox Trading LLC's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like Palafox Trading LLC's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Palafox Trading LLC.
- Compare firms - put Palafox Trading LLC next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.