Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Palette Ventures Management LLC CRD: 333837 | - | 0 | 1 | - | Unknown |
| Palex Securities Ltd. CRD: 8138 | - | 0 | 0 | A | INACTIVE |
| Pali Capital, Inc. CRD: 117783 | - | 6 | 0 | D | INACTIVE |
| Pali Capital, LLC CRD: 40173 | - | 1 | 0 | B | INACTIVE |
| Palico LLC CRD: 15960 | NY | 0 | 1 | A | Active |
| Palindrome LLP CRD: 226631 | - | 0 | 0 | - | Unknown |
| Palisade Capital Securities, L.L.C. CRD: 37579 | - | 2 | 0 | B | INACTIVE |
| Palisade Financial CRD: 158695 | - | 0 | 1 | - | Unknown |
| Palisade Infrastructure CRD: 322412 | - | 0 | 1 | - | Unknown |
| Palisade Investment Partners Limited CRD: 172731 | - | 0 | 0 | - | Unknown |
| Palisade Investments, LLC CRD: 124776 | - | 0 | 4 | - | Unknown |
| Palisade Wealth Management CRD: 147725 | - | 0 | 5 | - | Unknown |
| Palisades Hudson Asset Management, L.P. CRD: 109134 | - | 0 | 6 | - | Unknown |
| Palisades Investment Partners, LLC CRD: 128173 | - | 0 | 1 | - | Unknown |
| Palisades Management LLC CRD: 144545 | - | 0 | 0 | - | Unknown |
| Palisades Management, LLC CRD: 283376 | - | 0 | 0 | - | Unknown |
| Palisades Partners Asset Management, LLC CRD: 167418 | - | 0 | 0 | - | Unknown |
| Palisades Planning Corp. CRD: 7988 | - | 0 | 0 | A | INACTIVE |
| Palisades Research Systems CRD: 137548 | - | 0 | 0 | - | Unknown |
| Palisander Inc CRD: 342694 | - | 0 | 1 | - | Unknown |
| Palistar Capital LP CRD: 300897 | - | 0 | 1 | - | Unknown |
| Pall Spera Company Investment Securities CRD: 11801 | - | 0 | 0 | A | INACTIVE |
| Palladin Consumer Retail Partners, LLC CRD: 164689 | - | 0 | 1 | - | Unknown |
| Palladin Securities, L.L.C. CRD: 44096 | - | 0 | 0 | A | INACTIVE |
| Palladio Consulting LLC CRD: 309007 | - | 0 | 3 | - | Unknown |
| Palladium Capital Group, LLC CRD: 129400 | NY | 1 | 3 | B | Active |
| Palladium Equity Partners Advisor, LLC CRD: 159061 | - | 0 | 1 | - | Unknown |
| Palladium Heritage Management, LLC CRD: 321623 | - | 0 | 1 | - | Unknown |
| Palladium Registered Investment Advisors CRD: 145076 | - | 0 | 0 | - | Unknown |
| Pallas Investment Partners, L.P. CRD: 109592 | - | 0 | 0 | - | Unknown |
| Pallas Ventures CRD: 311314 | - | 0 | 0 | - | Unknown |
| Palliser Capital (UK) Ltd CRD: 315071 | - | 0 | 0 | - | Unknown |
| Palliser Capital (US) LLC CRD: 336396 | - | 0 | 1 | - | Unknown |
| Palm Active Partners Management, LLC CRD: 288860 | - | 0 | 1 | - | Unknown |
| Palm Beach Capital Corporation CRD: 109870 | - | 0 | 0 | - | Unknown |
| Palm Beach Capital Management III, LLC CRD: 159611 | - | 0 | 1 | - | Unknown |
| Palm Beach Capital Services Group, Inc. CRD: 102520 | - | 0 | 0 | A | INACTIVE |
| Palm Beach Capital Services, Inc. CRD: 17747 | - | 0 | 0 | A | INACTIVE |
| Palm Beach Financial Advisors, Inc. CRD: 142275 | - | 0 | 0 | - | Unknown |
| Palm Beach Financial, Inc. CRD: 19477 | - | 0 | 0 | A | INACTIVE |
| Palm Beach Securities, Inc. CRD: 2968 | - | 0 | 0 | A | INACTIVE |
| Palm Beach Securities, LLC CRD: 163155 | - | 0 | 0 | A | INACTIVE |
| Palm Capital Group LLC CRD: 285794 | - | 0 | 0 | - | Unknown |
| Palm Capital Group LLC CRD: 333395 | - | 0 | 1 | - | Unknown |
| Palm Drive Capital LLC CRD: 284014 | - | 0 | 1 | - | Unknown |
| Palm Drive Ventures, LLC CRD: 289989 | - | 0 | 1 | - | Unknown |
| Palm Lane Capital LLP CRD: 311225 | - | 0 | 0 | - | Unknown |
| Palm Management (US) LLC CRD: 317192 | - | 0 | 1 | - | Unknown |
| Palm Peak Capital, LLC CRD: 334986 | - | 0 | 1 | - | Unknown |
| Palm Securities, Inc. CRD: 27509 | - | 0 | 0 | A | INACTIVE |