Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Palm Springs Advisory LLC CRD: 289398 | - | 0 | 0 | - | Unknown |
| Palm State Equities, Inc. CRD: 24271 | - | 0 | 0 | A | INACTIVE |
| Palm Tree Crew Management CRD: 321185 | - | 0 | 1 | - | Unknown |
| Palm Tree Securities LLC CRD: 307831 | CA | 0 | 2 | A | Active |
| Palm Valley Capital Management CRD: 299896 | - | 0 | 3 | - | Unknown |
| Palm Valley Wealth Management LLC CRD: 325052 | - | 0 | 1 | - | Unknown |
| Palm Ventures, LLC CRD: 170118 | - | 0 | 0 | - | Unknown |
| Palm View Investments CRD: 328848 | - | 0 | 1 | - | Unknown |
| Palm Wealth Partners CRD: 323361 | - | 0 | 1 | - | Unknown |
| Palmas Investments CRD: 19471 | - | 0 | 0 | A | INACTIVE |
| Palmas Securities CRD: 299935 | PR | 0 | 2 | A | Active |
| Palmer & CAY Securities Corporation CRD: 113747 | - | 2 | 0 | B | INACTIVE |
| Palmer Capital Corporation CRD: 15140 | - | 0 | 0 | A | INACTIVE |
| Palmer Financial Wellness LLC CRD: 334258 | - | 0 | 0 | - | Unknown |
| Palmer Jones & Associates, Inc. CRD: 110418 | - | 0 | 1 | - | Unknown |
| Palmer Partners, Inc. CRD: 104142 | - | 0 | 0 | A | INACTIVE |
| Palmer Square BDC Advisor LLC CRD: 306742 | - | 0 | 1 | - | Unknown |
| Palmer Square Europe Capital Management LLC CRD: 310321 | - | 0 | 1 | - | Unknown |
| Palmer Square Private Credit Management LLC CRD: 324817 | - | 0 | 1 | - | Unknown |
| Palmer Square Securities Incorporated CRD: 28270 | - | 0 | 0 | A | INACTIVE |
| Palmer Wealth Management LLC CRD: 286692 | - | 0 | 1 | - | Unknown |
| Palmer Wealth Planning CRD: 313374 | - | 0 | 1 | - | Unknown |
| Palmer, Pollacchi & Co., Inc. CRD: 641 | - | 2 | 0 | B | INACTIVE |
| Palmerston Group Advisors, L.L.C. CRD: 128733 | - | 0 | 0 | - | Unknown |
| Palmetto Advisory CRD: 152286 | - | 0 | 4 | - | Unknown |
| Palmetto Advisory Group, LLC CRD: 150270 | SC | 0 | 2 | A | Active |
| Palmetto Financial Planners LLC CRD: 158674 | - | 0 | 1 | - | Unknown |
| Palmetto Investment Group CRD: 16118 | - | 0 | 0 | A | INACTIVE |
| Palmetto Premier Advisors, LLC CRD: 282960 | - | 0 | 0 | - | Unknown |
| Palmetto Private Wealth, LLC CRD: 328052 | - | 0 | 1 | - | Unknown |
| Palmetto Retirement Specialists, LLC CRD: 156875 | - | 0 | 1 | - | Unknown |
| Palmetto Trading LLC CRD: 46901 | - | 1 | 0 | B | INACTIVE |
| Palmetto Wealth Advisors, LLC CRD: 154069 | - | 0 | 0 | - | Unknown |
| Palmyra Energy Capital, LLC CRD: 282834 | - | 0 | 1 | - | Unknown |
| Palo Alto Advisors, Inc. CRD: 140828 | - | 0 | 0 | - | Unknown |
| Palo Alto BC Capital, LLC CRD: 314045 | - | 0 | 0 | - | Unknown |
| Palo Alto Investors LP CRD: 109171 | - | 0 | 2 | - | Unknown |
| Palo Alto Securities Co. CRD: 10960 | - | 0 | 0 | A | INACTIVE |
| Palo Alto Venture Science LLC CRD: 341692 | - | 0 | 1 | - | Unknown |
| Palo Alto Wealth Advisors, LLC CRD: 285326 | - | 0 | 0 | - | Unknown |
| Palo Capital, Inc. CRD: 136478 | - | 0 | 0 | - | Unknown |
| Palo Duro Investment Partners, LP CRD: 324320 | - | 0 | 1 | - | Unknown |
| Palo Duro Partners, LLC CRD: 305990 | - | 0 | 1 | - | Unknown |
| Palo Seco Wealth Management CRD: 333631 | - | 0 | 1 | - | Unknown |
| Palogic Value Management, L.P. CRD: 155133 | - | 0 | 2 | - | Unknown |
| Paloma Partners Management Company CRD: 138460 | - | 0 | 1 | - | Unknown |
| Paloma Securities L.L.C. CRD: 24234 | - | 1 | 0 | B | INACTIVE |
| Paloma Switzerland GMBH CRD: 308430 | - | 0 | 0 | - | Unknown |
| Palomar Advisors Inc. CRD: 285358 | - | 0 | 2 | - | Unknown |
| Palomar Financial Services CRD: 282612 | - | 0 | 0 | - | Unknown |