According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Pacific Gate Advisors, LLC ranks #15,229 of 20,055 by disclosure count (most disclosures first). Among firms registered in TN, it ranks #33 of 42 on the same disclosure sort used on the state browse page. Pacific Gate Advisors, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 2 branch offices, earning a Grade A.
Disclosures per office among small firm peers (lower is cleaner)
Pacific Gate Advisors, LLC ranks #15,229 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office.Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Branch offices
2offices
FINRA: Small firm
Total disclosures
0events
On FINRA BrokerCheck
Regulatory events
0actions
On FINRA BrokerCheck
Disclosures per office
0.00per office
0 ÷ 2 offices
Clean disclosure surface
Pacific Gate Advisors, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 2 branch offices (Grade A).
Verify on FINRA BrokerCheck ↗
Educational summary of Pacific Gate Advisors, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Tennessee cohort · 0.00× state average
Pacific Gate Advisors, LLC sits below the Tennessee disclosure average
Pacific Gate Advisors, LLC reports 0 BrokerCheck disclosures, 0.00× the Tennessee average of 3.3, lighter than most of the 42 graded firms filed there.
In Tennessee, 23 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does Pacific Gate Advisors, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Pacific Gate Advisors, LLC ranks #15,229 of 20,055 by disclosure count (most disclosures first). Among firms registered in TN, it ranks #33 of 42 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Pacific Gate Advisors, LLC?
A grade of A means Pacific Gate Advisors, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Pacific Gate Advisors, LLC have?
Pacific Gate Advisors, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Pacific Gate Advisors, LLC?
Pacific Gate Advisors, LLC operates 2 branch offices and is classified by FINRA as a small firm, registered in TN (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Pacific Gate Advisors, LLC's disciplinary record?
You can verify Pacific Gate Advisors, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 16589. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Pacific Gate Advisors, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Read with this firm
1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Pacific Gate Advisors, LLC's 0.00
16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Pacific Gate Advisors, LLC's 0.00
1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Pacific Gate Advisors, LLC's 0.00
Firms in TN - state roster that includes Pacific Gate Advisors, LLC's registration home.
How to Vet a Financial Advisor - Use Pacific Gate Advisors, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
Reading BrokerCheck Reports - What a Grade A page like Pacific Gate Advisors, LLC's does and does not prove.
Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Pacific Gate Advisors, LLC.
Compare firms - put Pacific Gate Advisors, LLC next to peers on grade and footprint.
Read our methodology
- clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.