Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pandora Wealth, Inc. CRD: 331816 | - | 0 | 3 | - | Unknown |
| Pandowealth. LLC CRD: 281456 | - | 0 | 11 | - | Unknown |
| Pandtong Quantitative Research Limited CRD: 329039 | - | 0 | 0 | - | Unknown |
| Pangaea Ventures US Inc. CRD: 281517 | - | 0 | 1 | - | Unknown |
| Pangaia Capital LP CRD: 334133 | - | 0 | 1 | - | Unknown |
| Pangaro Wealth Management, LLC CRD: 173424 | - | 0 | 0 | - | Unknown |
| Pangea Asesores LLC CRD: 305323 | - | 0 | 0 | - | Unknown |
| Pangin Investments LLC CRD: 281071 | - | 0 | 0 | - | Unknown |
| Pani Bekaert Pluim & Co. LLC CRD: 284853 | - | 0 | 1 | - | Unknown |
| Pankey, Gail Marie CRD: 32771 | - | 0 | 0 | A | INACTIVE |
| Pankonin Financial Group CRD: 322520 | - | 0 | 2 | - | Unknown |
| Panmure Liberum Inc CRD: 148135 | NY | 0 | 2 | A | Active |
| Panna Management LLC CRD: 301149 | - | 0 | 1 | - | Unknown |
| Panning Capital Management, LP CRD: 165394 | - | 0 | 0 | - | Unknown |
| Panoptic Financial Group, LLC CRD: 172409 | - | 0 | 0 | - | Unknown |
| Panoptic Wealth Advocates CRD: 166440 | - | 0 | 0 | - | Unknown |
| Panorama Capital, LLC CRD: 160577 | - | 0 | 0 | - | Unknown |
| Panorama Financial LLC CRD: 332276 | - | 0 | 2 | - | Unknown |
| Panorama Partners, LLC CRD: 165643 | - | 0 | 0 | - | Unknown |
| Panorama Point Partners, LLC CRD: 165704 | - | 0 | 1 | - | Unknown |
| Panorama Wealth Advisors CRD: 324199 | - | 0 | 1 | - | Unknown |
| Panoramic Capital Partners LLC CRD: 331349 | - | 0 | 2 | - | Unknown |
| Panoramic Capital, LLC CRD: 153450 | - | 0 | 1 | - | Unknown |
| Panoramic Financial CRD: 172396 | - | 0 | 2 | - | Unknown |
| Panoramic Financial Planning CRD: 282461 | - | 0 | 1 | - | Unknown |
| Panoramic Planning & Management, Inc. CRD: 149438 | - | 0 | 0 | - | Unknown |
| Panoramika Advisors Inc. CRD: 172737 | - | 0 | 1 | - | Unknown |
| Panos Financial Partners, LLC CRD: 158080 | - | 0 | 1 | - | Unknown |
| Panos Trading, LLC CRD: 33805 | - | 4 | 0 | C | INACTIVE |
| Panos, Louis Stephen CRD: 35483 | - | 0 | 0 | A | INACTIVE |
| Pantechnica LLC CRD: 45523 | - | 0 | 0 | A | INACTIVE |
| Pantek Securities LLC CRD: 302091 | PR | 0 | 3 | A | Active |
| Panteles Advisors CRD: 322676 | - | 0 | 1 | - | Unknown |
| Pantera Capital CRD: 284342 | - | 0 | 1 | - | Unknown |
| Pantheon CRD: 110091 | - | 0 | 1 | - | Unknown |
| Pantheon CRD: 300263 | - | 0 | 0 | - | Unknown |
| Pantheon CRD: 153425 | - | 0 | 1 | - | Unknown |
| Pantheon CRD: 161631 | - | 0 | 0 | - | Unknown |
| Pantheon Investment Group, LLC CRD: 283418 | - | 0 | 0 | - | Unknown |
| Pantheon Investments CRD: 108411 | - | 0 | 1 | - | Unknown |
| Pantheon Securities, LLC CRD: 285480 | NY | 0 | 4 | A | Active |
| Pantheon Wealth Planning CRD: 166825 | - | 0 | 1 | - | Unknown |
| Panther Capital Group CRD: 152521 | - | 0 | 0 | - | Unknown |
| Panther Financial Planning, LLC CRD: 145707 | - | 0 | 0 | - | Unknown |
| Panther Global CRD: 338584 | - | 0 | 1 | - | Unknown |
| Panthera Capital LLC CRD: 300224 | - | 0 | 1 | - | Unknown |
| Panthera Securities LLC CRD: 150453 | - | 0 | 0 | A | INACTIVE |
| Pantheum Partners Limited CRD: 305106 | - | 0 | 0 | - | Unknown |
| Panthrex Asset Management LLC CRD: 281619 | - | 0 | 0 | - | Unknown |
| Pantile Investments CRD: 312696 | - | 0 | 1 | - | Unknown |