Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Panton Equity Partners Management Company, LLC CRD: 281060 | - | 0 | 0 | - | Unknown |
| Pantzer Securities Company CRD: 22372 | - | 0 | 0 | A | INACTIVE |
| Panview Capital Limited CRD: 305843 | - | 0 | 0 | - | Unknown |
| Paolillo, Dominick Gerald CRD: 103809 | - | 0 | 0 | A | INACTIVE |
| Paolino, William CRD: 126118 | - | 0 | 0 | - | Unknown |
| Paolo Bernardi Advisor CRD: 319237 | - | 0 | 1 | - | Unknown |
| Paone Advisors, LLC CRD: 151847 | - | 0 | 0 | - | Unknown |
| PAP LLC CRD: 122958 | - | 0 | 0 | A | INACTIVE |
| Papamarkou Wellner & Co., Inc. CRD: 10963 | NY | 1 | 2 | B | Active |
| Papamarkou Wellner Perkin Advisors CRD: 131796 | - | 0 | 1 | - | Unknown |
| Papanastov, Basilios CRD: 31828 | - | 0 | 0 | A | INACTIVE |
| Pape Financial CRD: 331687 | - | 0 | 1 | - | Unknown |
| Pape Wealth Management LLC CRD: 299899 | - | 0 | 0 | - | Unknown |
| Paper HAT Asset Management, LLC CRD: 165939 | - | 0 | 0 | - | Unknown |
| Paperjet Ventures, LLC CRD: 339580 | - | 0 | 1 | - | Unknown |
| Papis Money CRD: 318457 | - | 0 | 0 | - | Unknown |
| Papoutsis, Thomas CRD: 34794 | - | 0 | 0 | A | INACTIVE |
| Pappas Capital Management CRD: 157367 | - | 0 | 0 | - | Unknown |
| Pappas Ventures CRD: 163346 | - | 0 | 1 | - | Unknown |
| Pappy Capital Management Co LLC CRD: 319665 | - | 0 | 1 | - | Unknown |
| Paqua Capital Management LP CRD: 309128 | - | 0 | 0 | - | Unknown |
| PAR Capital Management, Inc. CRD: 156596 | - | 0 | 1 | - | Unknown |
| PAR5 Advisors LLC CRD: 327518 | - | 0 | 1 | - | Unknown |
| PAR5 Capital & Co LLC CRD: 134657 | FL | 0 | 3 | A | Active |
| Para Wealth Advisors, Inc. CRD: 322683 | - | 0 | 1 | - | Unknown |
| Parabellum Capital LLC CRD: 269874 | - | 0 | 1 | - | Unknown |
| Parabla, LLC CRD: 323978 | - | 0 | 1 | - | Unknown |
| Parable Partners Management, LLC CRD: 332819 | - | 0 | 1 | - | Unknown |
| Parable Wealth Advisors CRD: 304873 | - | 0 | 1 | - | Unknown |
| Parabolic Asset Management LLC CRD: 171206 | - | 0 | 1 | - | Unknown |
| Parabolic Trading Partners, L.P. CRD: 46618 | - | 0 | 0 | A | INACTIVE |
| Paracap Group LLC CRD: 141776 | - | 0 | 0 | A | INACTIVE |
| Paracca Financial Group CRD: 337399 | - | 0 | 3 | - | Unknown |
| Paracle Advisors LLC CRD: 130726 | - | 0 | 0 | - | Unknown |
| Paraclete Life Planning L.L.C. CRD: 325341 | - | 0 | 2 | - | Unknown |
| Parade Route LLC CRD: 322794 | - | 0 | 0 | - | Unknown |
| Parade Ventures Management, LLC CRD: 297532 | - | 0 | 1 | - | Unknown |
| Paradiem, LLC CRD: 158200 | - | 0 | 3 | - | Unknown |
| Paradigm Advisors, LLC CRD: 114515 | - | 0 | 1 | - | Unknown |
| Paradigm Asset Management CRD: 111479 | - | 0 | 1 | - | Unknown |
| Paradigm Biocapital Advisors LP CRD: 312544 | - | 0 | 1 | - | Unknown |
| Paradigm Capital Corporation CRD: 132493 | - | 0 | 0 | - | Unknown |
| Paradigm Capital GP CRD: 165042 | - | 0 | 0 | - | Unknown |
| Paradigm Capital Management, Inc. CRD: 107982 | - | 0 | 2 | - | Unknown |
| Paradigm Capital U.S. Inc. CRD: 104425 | - | 1 | 0 | B | Active |
| Paradigm Consulting, Inc. CRD: 144990 | - | 0 | 1 | - | Unknown |
| Paradigm Equities, Inc. CRD: 31990 | MI | 1 | 3 | B | Active |
| Paradigm Financial Advisors CRD: 167319 | - | 0 | 0 | - | Unknown |
| Paradigm Financial Group LLC CRD: 172916 | - | 0 | 0 | - | Unknown |
| Paradigm Funds Advisor LLC CRD: 136481 | - | 0 | 1 | - | Unknown |