Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Paradigm Global Investors CRD: 338287 | - | 0 | 1 | - | Unknown |
| Paradigm Group CRD: 305837 | - | 0 | 1 | - | Unknown |
| Paradigm Institutional Investments LLC CRD: 304464 | - | 0 | 0 | - | Unknown |
| Paradigm Institutional Investors CRD: 329115 | - | 0 | 0 | - | Unknown |
| Paradigm Money Management, LLC CRD: 304097 | - | 0 | 4 | - | Unknown |
| Paradigm Operations LP CRD: 299210 | - | 0 | 1 | - | Unknown |
| Paradigm Quantitative Technologies, LLC CRD: 291955 | - | 0 | 1 | - | Unknown |
| Paradigm Securities, Inc. CRD: 11106 | - | 0 | 0 | A | INACTIVE |
| Paradigm Shift Capital Partners, LLC CRD: 325632 | - | 0 | 1 | - | Unknown |
| Paradigm Strategic Consulting, LLC CRD: 175070 | - | 0 | 0 | - | Unknown |
| Paradigm Wealth CRD: 287797 | - | 0 | 0 | - | Unknown |
| Paradigm Wealth Advisory LLC CRD: 283120 | - | 0 | 6 | - | Unknown |
| Paradigm Wealth Holdings, LLC CRD: 330407 | - | 0 | 1 | - | Unknown |
| Paradigm Wealth Management CRD: 282055 | - | 0 | 1 | - | Unknown |
| Paradigm Wealth Services, Inc. CRD: 171566 | - | 0 | 0 | - | Unknown |
| Paradigm, Strategies in Wealth Management, LLC CRD: 110372 | - | 0 | 1 | - | Unknown |
| Paradigm4 Capital, LLC CRD: 292833 | - | 0 | 1 | - | Unknown |
| Paradise Advisor Group LLC CRD: 332698 | - | 0 | 1 | - | Unknown |
| Paradise Valley Securities, Inc. CRD: 18501 | - | 4 | 0 | C | INACTIVE |
| Paradox Investment Partners LLC CRD: 307439 | - | 0 | 1 | - | Unknown |
| Paradox Venture Capital CRD: 311233 | - | 0 | 1 | - | Unknown |
| Paradoxiom Capital CRD: 330671 | - | 0 | 1 | - | Unknown |
| Parady Wealth Management CRD: 169997 | - | 0 | 4 | - | Unknown |
| Parafi Capital LP CRD: 294670 | - | 0 | 1 | - | Unknown |
| Paragon Advising Group, L.P. CRD: 116608 | - | 0 | 0 | A | INACTIVE |
| Paragon Advisor Partners LLP CRD: 284728 | - | 0 | 0 | - | Unknown |
| Paragon Capital Management CRD: 107486 | - | 0 | 0 | - | Unknown |
| Paragon Capital Markets, Inc. CRD: 18555 | - | 26 | 0 | F | INACTIVE |
| Paragon Capital Partners, LLC CRD: 132877 | - | 0 | 0 | A | INACTIVE |
| Paragon East Advisors CRD: 226749 | - | 0 | 0 | - | Unknown |
| Paragon Equity Corporation CRD: 15080 | - | 0 | 0 | A | INACTIVE |
| Paragon Financial Advisors CRD: 133856 | - | 0 | 2 | - | Unknown |
| Paragon Financial Advisors CRD: 116668 | - | 0 | 0 | - | Unknown |
| Paragon Financial LLC CRD: 175190 | - | 0 | 0 | - | Unknown |
| Paragon Financial Partners CRD: 158041 | - | 0 | 1 | - | Unknown |
| Paragon Financial Services CRD: 164832 | - | 0 | 1 | - | Unknown |
| Paragon Index LLC CRD: 132207 | - | 0 | 0 | - | Unknown |
| Paragon Investing, LLC CRD: 310897 | - | 0 | 3 | - | Unknown |
| Paragon Investments CRD: 24845 | - | 0 | 0 | A | INACTIVE |
| Paragon JV Partners, LLC CRD: 163264 | - | 0 | 1 | - | Unknown |
| Paragon Outcomes Management LLC CRD: 156403 | - | 0 | 0 | - | Unknown |
| Paragon Pacific Securities, Inc. CRD: 20634 | - | 0 | 0 | A | INACTIVE |
| Paragon Partners GMBH CRD: 170648 | - | 0 | 0 | - | Unknown |
| Paragon Portfolio Management LLC CRD: 170438 | - | 0 | 0 | - | Unknown |
| Paragon Private Wealth Management LLC CRD: 312817 | - | 0 | 1 | - | Unknown |
| Paragon Retirement Planning, Inc. CRD: 284630 | - | 0 | 2 | - | Unknown |
| Paragon Securities, Inc. CRD: 13218 | - | 0 | 0 | A | INACTIVE |
| Paragon Wealth Management CRD: 105962 | - | 0 | 3 | - | Unknown |
| Paragon Wealth Management, Inc. CRD: 299211 | - | 0 | 0 | - | Unknown |
| Paragon Wealth Strategies, LLC. CRD: 146543 | - | 0 | 0 | - | Unknown |