Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Paraiba Wealth Management LLC CRD: 322336 | - | 0 | 3 | - | Unknown |
| Parakaleo Planning CRD: 322568 | - | 0 | 0 | - | Unknown |
| Paraklete Financial, Inc. CRD: 142323 | - | 0 | 5 | - | Unknown |
| Parala Capital CRD: 338116 | - | 0 | 0 | - | Unknown |
| Paralel Advisors LLC CRD: 315804 | - | 0 | 1 | - | Unknown |
| Paralel Distributors CRD: 316115 | CO | 0 | 11 | A | Active |
| Parallax Capital Partners, LLC CRD: 167159 | - | 0 | 0 | - | Unknown |
| Parallax Direct Execution, Inc. CRD: 136378 | - | 0 | 0 | A | INACTIVE |
| Parallax Fund, L.P. CRD: 39867 | - | 2 | 0 | B | INACTIVE |
| Parallax Investments, LLC CRD: 114924 | - | 0 | 0 | - | Unknown |
| Parallax Volatility Advisers, L.P. CRD: 158143 | - | 0 | 1 | - | Unknown |
| Parallaxes Capital CRD: 291657 | - | 0 | 1 | - | Unknown |
| Parallel Advisors, LLC CRD: 140800 | - | 0 | 38 | - | Unknown |
| Parallel Equity Advisors Ltd. CRD: 153265 | - | 0 | 1 | - | Unknown |
| Parallel Investment Partners, LLC CRD: 160683 | - | 0 | 0 | - | Unknown |
| Parallel Resource Partners, LLC CRD: 160556 | - | 0 | 0 | - | Unknown |
| Parallel Venture Capital, LLC CRD: 339463 | - | 0 | 1 | - | Unknown |
| Parallel Wealth Management CRD: 286527 | - | 0 | 1 | - | Unknown |
| Parallel49 Equity CRD: 160077 | - | 0 | 0 | - | Unknown |
| Parallelle Finance CRD: 329824 | - | 0 | 0 | - | Unknown |
| Paralos Asset Management CRD: 287872 | - | 0 | 0 | - | Unknown |
| Paramax Securities, LLC CRD: 147374 | NY | 0 | 3 | A | Active |
| Parametric Holdings LLC CRD: 323275 | - | 0 | 1 | - | Unknown |
| Parametric Portfolio Associates CRD: 114310 | - | 0 | 3 | - | Unknown |
| Parametric Risk Advisors CRD: 143616 | - | 0 | 0 | - | Unknown |
| Parametrica Management Ltd CRD: 283598 | - | 0 | 0 | - | Unknown |
| Paramo Capital Partners, LLC CRD: 159375 | - | 0 | 0 | - | Unknown |
| Paramount Accounting & TAX Services, Inc. CRD: 171544 | - | 0 | 1 | - | Unknown |
| Paramount Biocapital, Inc. CRD: 29795 | - | 2 | 0 | B | INACTIVE |
| Paramount Brokerage Co. CRD: 3948 | - | 0 | 0 | A | INACTIVE |
| Paramount Capital Advisors, LLC CRD: 169671 | - | 0 | 0 | - | Unknown |
| Paramount Financial CRD: 317735 | - | 0 | 1 | - | Unknown |
| Paramount Financial LLC CRD: 113500 | - | 0 | 0 | - | Unknown |
| Paramount Group Real Estate Advisor LLC CRD: 161324 | - | 0 | 1 | - | Unknown |
| Paramount Investments International, Inc. CRD: 30898 | - | 0 | 0 | A | INACTIVE |
| Paramount Investments, LLC CRD: 166643 | - | 0 | 1 | - | Unknown |
| Paramount Planners, LLC CRD: 108437 | - | 0 | 0 | A | INACTIVE |
| Paramount Securities Inc. CRD: 18492 | - | 0 | 0 | A | INACTIVE |
| Paramus Investments LLC CRD: 281308 | - | 0 | 0 | - | Unknown |
| Paraplan Ondemand CRD: 340975 | - | 0 | 2 | - | Unknown |
| Parataxis Labs Management LLC CRD: 337801 | - | 0 | 1 | - | Unknown |
| Paratus Financial, Inc. CRD: 133361 | - | 0 | 2 | - | Unknown |
| Paratus Wealth Management, LLC CRD: 137103 | - | 0 | 1 | - | Unknown |
| Parc Street Advisors CRD: 340376 | - | 0 | 0 | - | Unknown |
| Parceiro Ventures Management, LLC CRD: 314857 | - | 0 | 1 | - | Unknown |
| Parchman, Vaughan & Company, L.L.C. CRD: 44390 | - | 0 | 0 | A | INACTIVE |
| Parcion Private Wealth LLC CRD: 305115 | - | 0 | 1 | - | Unknown |
| Parcom Capital Management BV CRD: 284538 | - | 0 | 0 | - | Unknown |
| Pardinus Capital LLP CRD: 333513 | - | 0 | 0 | - | Unknown |
| Pardis CRD: 301564 | - | 0 | 0 | - | Unknown |