Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pare Partners II LLC CRD: 327575 | - | 0 | 1 | - | Unknown |
| Pare Partners LLC CRD: 309242 | - | 0 | 1 | - | Unknown |
| Paredes Capital LLC CRD: 330279 | - | 0 | 1 | - | Unknown |
| Parenteau Analytics CRD: 137565 | - | 0 | 0 | - | Unknown |
| Parenti Wealth Management CRD: 164261 | - | 0 | 2 | - | Unknown |
| Pareta Venture Advisors, LLC CRD: 307183 | - | 0 | 1 | - | Unknown |
| Pareto Alternative Investments as CRD: 175303 | - | 0 | 0 | - | Unknown |
| Pareto Securities Inc. CRD: 44734 | NY | 2 | 2 | B | Active |
| Pareto Securities LP CRD: 130497 | - | 0 | 0 | A | INACTIVE |
| Paretone Capital LLC CRD: 285218 | - | 0 | 0 | - | Unknown |
| Parex Capital Advisors LLC CRD: 305861 | - | 0 | 1 | - | Unknown |
| Parex Wealth Management LLC CRD: 298044 | - | 0 | 0 | - | Unknown |
| Pargiolas, Louis CRD: 44385 | - | 0 | 0 | A | INACTIVE |
| Pari Passu Ventures LLC CRD: 328557 | - | 0 | 1 | - | Unknown |
| Pari Passu Ventures LT LLC CRD: 334238 | - | 0 | 1 | - | Unknown |
| Pari Washington Company PVT. Ltd CRD: 161861 | - | 0 | 0 | - | Unknown |
| Parian Global Management LP CRD: 297279 | - | 0 | 0 | - | Unknown |
| Pariax Private Wealth Management CRD: 301474 | - | 0 | 1 | - | Unknown |
| Parijat Capital Ltd. CRD: 18023 | - | 0 | 0 | A | INACTIVE |
| Parikh Securities CRD: 14174 | - | 0 | 0 | A | INACTIVE |
| Paris Investment Securities Inc. CRD: 16367 | - | 0 | 0 | A | INACTIVE |
| Parish & Company LLC CRD: 142713 | - | 0 | 1 | - | Unknown |
| Parisi Capital CRD: 308436 | - | 0 | 1 | - | Unknown |
| Pariter Securities, LLC CRD: 127836 | PR | 6 | 2 | C | Active |
| Parity Financial Coaching CRD: 169325 | - | 0 | 0 | - | Unknown |
| Park + ELM Investment Advisers CRD: 146233 | - | 0 | 1 | - | Unknown |
| Park 10 Financial LLC CRD: 226717 | - | 0 | 1 | - | Unknown |
| Park 52 Capital LLC CRD: 309578 | - | 0 | 0 | - | Unknown |
| Park 64 Capital, LLC CRD: 314196 | - | 0 | 1 | - | Unknown |
| Park Avenue Equity Management II, LLC CRD: 162899 | - | 0 | 0 | - | Unknown |
| Park Avenue Equity Management, LLC CRD: 162897 | - | 0 | 0 | - | Unknown |
| Park Avenue Institutional Advisers LLC CRD: 175101 | - | 0 | 1 | - | Unknown |
| Park Avenue Securities LLC CRD: 46173 | NY | 23 | 1,317 | B | Active |
| Park Avenue Securities, Inc./PA CRD: 31916 | - | 0 | 0 | A | INACTIVE |
| Park Capital Group, Inc. CRD: 165884 | - | 0 | 1 | - | Unknown |
| Park Capital Management, LLC CRD: 158965 | - | 0 | 3 | - | Unknown |
| Park Capital Securities, LLC CRD: 104206 | - | 2 | 0 | B | INACTIVE |
| Park City Capital, LLC CRD: 148103 | - | 0 | 0 | - | Unknown |
| Park City Village Associates CRD: 10968 | - | 0 | 0 | A | INACTIVE |
| Park Edge Advisors, LLC CRD: 317521 | - | 0 | 6 | - | Unknown |
| Park Equities,Ltd. CRD: 14655 | - | 0 | 0 | A | INACTIVE |
| Park Financial Group, Inc. CRD: 30582 | - | 12 | 0 | D | INACTIVE |
| Park Financial Planning Solutions, LLC CRD: 334210 | - | 0 | 1 | - | Unknown |
| Park Hill Financial Planning & Investment Manageme… CRD: 326639 | - | 0 | 1 | - | Unknown |
| Park Hill Group LLC CRD: 135898 | - | 0 | 0 | A | INACTIVE |
| Park Hill Real Estate Group LLC CRD: 139491 | - | 0 | 0 | A | INACTIVE |
| Park Lane Advisors, LLC CRD: 338445 | - | 0 | 1 | - | Unknown |
| Park Lane Financial Group LLC CRD: 332774 | - | 0 | 1 | - | Unknown |
| Park Madison Partners LLC CRD: 140016 | NY | 0 | 4 | A | Active |
| Park Piedmont Advisors LLC CRD: 129451 | - | 0 | 0 | - | Unknown |