Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Park Place Capital Corporation CRD: 107952 | - | 0 | 2 | - | Unknown |
| Park Place Capital Securities Corp. CRD: 326891 | AL | 0 | 2 | A | Active |
| Park Place Equities Corporation CRD: 11250 | - | 0 | 0 | A | INACTIVE |
| Park Place Wealth Advisors, Inc CRD: 142745 | - | 0 | 1 | - | Unknown |
| Park Presidio Capital LLC CRD: 168954 | - | 0 | 1 | - | Unknown |
| Park Properties & Securities CRD: 17836 | - | 0 | 0 | A | INACTIVE |
| Park Rangers Management, LLC CRD: 333164 | - | 0 | 1 | - | Unknown |
| Park Ridge Asset Management CRD: 147827 | - | 0 | 0 | - | Unknown |
| Park River Advisors CRD: 322015 | - | 0 | 2 | - | Unknown |
| Park Road Partners LP CRD: 340991 | - | 0 | 1 | - | Unknown |
| Park Securities (USA), Inc. CRD: 25378 | - | 0 | 0 | A | INACTIVE |
| Park Shore Partners LLC CRD: 145265 | - | 0 | 10 | - | Unknown |
| Park South Securities, LLC CRD: 103520 | - | 1 | 0 | B | INACTIVE |
| Park Square Capital CRD: 162272 | - | 0 | 0 | - | Unknown |
| Park Square Capital USA LP CRD: 296630 | - | 0 | 0 | - | Unknown |
| Park Square Capital USA LP CRD: 338573 | - | 0 | 1 | - | Unknown |
| Park Square Financial Group LLC CRD: 332268 | - | 0 | 5 | - | Unknown |
| Park Street Capital Advisers, L.L.C. CRD: 115443 | - | 0 | 1 | - | Unknown |
| Park Street Financial Group CRD: 149656 | - | 0 | 0 | - | Unknown |
| Park Sutton Advisors, LLC CRD: 149828 | - | 0 | 0 | A | INACTIVE |
| Park View Advisory Group CRD: 305429 | - | 0 | 0 | - | Unknown |
| Park Walk Capital Markets, LLC CRD: 304551 | TX | 0 | 2 | A | Active |
| Park Walk Investments LLC CRD: 300977 | - | 0 | 2 | - | Unknown |
| Park Wealth Ltd. CRD: 284928 | - | 0 | 0 | - | Unknown |
| Park Wealth Management CRD: 151633 | - | 0 | 2 | - | Unknown |
| Park Wealth Management, LLC CRD: 170188 | - | 0 | 1 | - | Unknown |
| Park, Miller, LLC CRD: 146856 | - | 0 | 4 | - | Unknown |
| Park, Ryan, Inc. CRD: 7154 | - | 0 | 0 | A | INACTIVE |
| Parke Investment Management, Inc. CRD: 117986 | - | 0 | 2 | - | Unknown |
| Parker & West Management, Inc. CRD: 6748 | - | 0 | 0 | A | INACTIVE |
| Parker Advisory Group, LLC CRD: 150946 | - | 0 | 0 | - | Unknown |
| Parker Alexander, Saxton & Co. CRD: 14317 | - | 0 | 0 | A | INACTIVE |
| Parker Bromley Ltd. CRD: 39674 | - | 0 | 0 | A | INACTIVE |
| Parker Capital Corp. CRD: 47070 | - | 0 | 0 | A | INACTIVE |
| Parker Capital Management, LLC CRD: 171856 | - | 0 | 0 | - | Unknown |
| Parker Croke Associates LLC CRD: 167897 | - | 0 | 0 | - | Unknown |
| Parker Financial Advisors CRD: 114213 | - | 0 | 0 | - | Unknown |
| Parker Financial Corp. CRD: 42140 | - | 3 | 0 | C | INACTIVE |
| Parker Financial Group CRD: 328799 | - | 0 | 0 | - | Unknown |
| Parker Financial Insurance Services CRD: 136038 | - | 0 | 0 | - | Unknown |
| Parker Financial LLC CRD: 144293 | - | 0 | 1 | - | Unknown |
| Parker Financial Planning, LLC. CRD: 147413 | - | 0 | 1 | - | Unknown |
| Parker Financial, LLC CRD: 145670 | - | 0 | 1 | - | Unknown |
| Parker Global Strategies LLC CRD: 107572 | - | 0 | 0 | - | Unknown |
| Parker Gold & Company Inc. CRD: 21976 | - | 0 | 0 | A | INACTIVE |
| Parker Investment Management, LLC CRD: 112798 | - | 0 | 1 | - | Unknown |
| Parker Jameson, Inc. CRD: 18409 | - | 0 | 0 | A | INACTIVE |
| Parker Logan Advisors CRD: 174254 | - | 0 | 1 | - | Unknown |
| Parker Point Capital, LLC CRD: 149529 | - | 0 | 0 | A | INACTIVE |
| Parker Prescott Capital Management CRD: 290862 | - | 0 | 1 | - | Unknown |