Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Parker Wealth Group, LLC CRD: 328036 | - | 0 | 1 | - | Unknown |
| Parker Wealth Management, LLC CRD: 157064 | - | 0 | 1 | - | Unknown |
| Parker-Kaufman Realty Corporation, Inc. CRD: 11851 | - | 0 | 0 | A | INACTIVE |
| Parker/Hunter Incorporated CRD: 7324 | - | 12 | 0 | D | INACTIVE |
| Parkergale, LLC CRD: 284237 | - | 0 | 1 | - | Unknown |
| Parkgreen Securities Corp. CRD: 12955 | - | 0 | 0 | A | INACTIVE |
| Parkhill, Lawrence James CRD: 41303 | - | 1 | 0 | B | INACTIVE |
| Parkhurst Consulting CPA PC CRD: 149240 | - | 0 | 1 | - | Unknown |
| Parkland Securities, LLC CRD: 115368 | MI | 12 | 217 | B | Active |
| Parkman Healthcare Partners LLC CRD: 300701 | - | 0 | 1 | - | Unknown |
| Parkmont Capital, LLC CRD: 151647 | - | 0 | 0 | - | Unknown |
| Parkmont Wealth Advisors LLC CRD: 291778 | - | 0 | 1 | - | Unknown |
| Parkmount Financial Partners LLC CRD: 323902 | - | 0 | 1 | - | Unknown |
| Parkour Capital Ltd. CRD: 330497 | - | 0 | 0 | - | Unknown |
| Parkridge|Jcam CRD: 294458 | - | 0 | 0 | - | Unknown |
| Parks Capital CRD: 138121 | - | 0 | 0 | - | Unknown |
| Parks Wealth Management CRD: 311792 | - | 0 | 0 | - | Unknown |
| Parks Wealth Management LLC CRD: 339555 | - | 0 | 1 | - | Unknown |
| Parkshore Wealth Management CRD: 148052 | - | 0 | 2 | - | Unknown |
| Parkside Advisors LLC CRD: 125553 | - | 0 | 0 | - | Unknown |
| Parkside Advisors LLC CRD: 327115 | - | 0 | 1 | - | Unknown |
| Parkside Capital Advisors, LLC CRD: 167862 | - | 0 | 0 | - | Unknown |
| Parkside Family Office LLC CRD: 339242 | - | 0 | 1 | - | Unknown |
| Parkside Investments, LLC CRD: 286178 | - | 0 | 1 | - | Unknown |
| Parkside Securities, Inc. CRD: 288004 | - | 0 | 0 | A | INACTIVE |
| Parkstone Investments, LLC CRD: 171386 | - | 0 | 1 | - | Unknown |
| Parkstone Wealth Management, LLC CRD: 168253 | - | 0 | 1 | - | Unknown |
| Parkview Asset Management, Inc. CRD: 307977 | - | 0 | 1 | - | Unknown |
| Parkview Associates CRD: 14463 | - | 0 | 0 | A | INACTIVE |
| Parkview Capital CRD: 174405 | - | 0 | 0 | - | Unknown |
| Parkview Capital LLC CRD: 316196 | - | 0 | 1 | - | Unknown |
| Parkview Financial Fund GP, Inc. CRD: 298856 | - | 0 | 0 | - | Unknown |
| Parkview Investments LLC CRD: 296893 | - | 0 | 1 | - | Unknown |
| Parkview Ltd. CRD: 160171 | - | 0 | 0 | - | Unknown |
| Parkview US LLC CRD: 160172 | - | 0 | 1 | - | Unknown |
| Parkway Advisors, L.P. CRD: 112629 | - | 0 | 4 | - | Unknown |
| Parkway Capital Corporation CRD: 28873 | - | 0 | 0 | A | INACTIVE |
| Parkway Capital Limited CRD: 330372 | - | 0 | 0 | - | Unknown |
| Parkway Founders 2 LLC CRD: 320938 | - | 0 | 1 | - | Unknown |
| Parkway Global Capital CRD: 329902 | - | 0 | 0 | - | Unknown |
| Parkway Investments, Ltd. CRD: 13634 | - | 0 | 0 | A | INACTIVE |
| Parkwoods Wealth Partners, LLC CRD: 331565 | - | 0 | 16 | - | Unknown |
| Parlan Financial Corp CRD: 105470 | - | 0 | 0 | - | Unknown |
| Parlay Read CRD: 310674 | - | 0 | 0 | - | Unknown |
| Parliament Hill Capital Corp. CRD: 11417 | - | 0 | 0 | A | INACTIVE |
| Parliament Securities Corp. CRD: 14263 | - | 0 | 0 | A | INACTIVE |
| Parlin Advisors LLC CRD: 300774 | - | 0 | 1 | - | Unknown |
| Parnassus Funds Distributor, LLC CRD: 15883 | ME | 1 | 13 | B | Active |
| Parnassus Investments CRD: 149193 | - | 0 | 0 | - | Unknown |
| Parnassus Investments, LLC CRD: 316904 | - | 0 | 3 | - | Unknown |