CRD #115368 · FINRA BrokerCheck + SEC IAPD

Parkland Securities, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Parkland Securities, LLC ranks #576 of 20,055 by disclosure count (most disclosures first). Among firms registered in MI, it ranks #3 of 39 on the same disclosure sort used on the state browse page. Parkland Securities, LLC carries 12 BrokerCheck disclosures across 217 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
217
branch offices
12
disclosures
#576 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 115368 Parkland Securities, LLC

Parkland Securities, LLC · Grade B · 12 disc · 0.06/office · Large firm

  • CRD 115368
  • GRADE B
  • DISC 12
  • REG 11
  • ARB 1
  • CIV 0
  • BRANCH 217
  • PER-OFF 0.06
  • RANK #576 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: Hornor, Townsend & Kent, LLC (0.06 disc/office)

Hornor, Townsend & Kent…0.06Northern Trust Securiti…0.06Empower Financial Servi…0.05Parkland Securities… (this)0.06
Disclosures per office among large firm peers (lower is cleaner)

Parkland Securities, LLC ranks #576 of 20,055 by disclosure count among graded broker-dealers; light load at 0.06 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

217 offices

FINRA: Medium firm

Total disclosures

12 events

On FINRA BrokerCheck

Regulatory events

11 actions

92% of all disclosures

Disclosures per office

0.06 per office

12 ÷ 217 offices

Parkland Securities, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 91% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 11
Arbitrations 1
Civil Events 0
Total 12

Counts for Parkland Securities, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 11 Arbitration 1 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Ann Arbor, MI
CRD Number
115368

Regulator-heavy mix

Parkland Securities, LLC in the heavier-disclosure third

Parkland Securities, LLC carries 12 BrokerCheck disclosures across 217 branch offices - a heavier-third raw book among graded firms (#576 of 20,055). Regulator-initiated events are 92% of the book (11 regulatory / 1 arbitration / 0 civil).

92% of Parkland Securities, LLC's 12 disclosures are regulator-initiated (11 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Parkland Securities, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Michigan cohort · 4.33× state average

Parkland Securities, LLC sits above the Michigan disclosure average

Parkland Securities, LLC reports 12 BrokerCheck disclosures, 4.33× the Michigan average of 2.8 across 39 graded firms with a principal-office state on file.

In Michigan, 21 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Michigan state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Parkland Securities, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Parkland Securities, LLC ranks #576 of 20,055 by disclosure count (most disclosures first). Among firms registered in MI, it ranks #3 of 39 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Parkland Securities, LLC?
A grade of B reflects Parkland Securities, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 12 total disclosures across 217 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Parkland Securities, LLC have?
Parkland Securities, LLC has 12 total FINRA disclosures, including 11 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Parkland Securities, LLC?
Parkland Securities, LLC operates 217 branch offices and is classified by FINRA as a medium firm, registered in MI (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Parkland Securities, LLC's disciplinary record?
You can verify Parkland Securities, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 115368. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Parkland Securities, LLC's 12 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Parkland Securities, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Parkland Securities, LLC carries 12 disclosures across 217 branch offices (about 0.06 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Parkland Securities, LLC, both outside MI so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.