CRD #4031 · FINRA BrokerCheck + SEC IAPD

Hornor, Townsend & Kent, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hornor, Townsend & Kent, LLC ranks #379 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #8 of 81 on the same disclosure sort used on the state browse page. Hornor, Townsend & Kent, LLC carries 17 BrokerCheck disclosures across 307 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
307
branch offices
17
disclosures
#379 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 4031 Hornor, Townsend & Kent, LLC

Hornor, Townsend & Kent, LLC · Grade B · 17 disc · 0.06/office · Large firm

  • CRD 4031
  • GRADE B
  • DISC 17
  • REG 11
  • ARB 6
  • CIV 0
  • BRANCH 307
  • PER-OFF 0.06
  • RANK #379 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: Parkland Securities, LLC (0.06 disc/office)

Parkland Securities, LLC0.06Northern Trust Securiti…0.06Empower Financial Servi…0.05Hornor, Townsend & … (this)0.06
Disclosures per office among large firm peers (lower is cleaner)

Hornor, Townsend & Kent, LLC ranks #379 of 20,055 by disclosure count among graded broker-dealers; light load at 0.06 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

307 offices

FINRA: Large firm

Total disclosures

17 events

On FINRA BrokerCheck

Regulatory events

11 actions

65% of all disclosures

Disclosures per office

0.06 per office

17 ÷ 307 offices

Hornor, Townsend & Kent, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 91% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 11
Arbitrations 6
Civil Events 0
Total 17

Counts for Hornor, Townsend & Kent, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 11 Arbitration 6 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Conshohocken, PA
CRD Number
4031

Lower disclosures per office

Hornor, Townsend & Kent, LLC in the heavier-disclosure third

Hornor, Townsend & Kent, LLC carries 17 BrokerCheck disclosures across 307 branch offices - a heavier-third raw book among graded firms (#379 of 20,055). Regulator-initiated events are 65% of the book (11 regulatory / 6 arbitration / 0 civil).

Hornor, Townsend & Kent, LLC runs 0.06 disclosures per branch office (cleaner than 91% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Hornor, Townsend & Kent, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Pennsylvania cohort · 2.66× state average

Hornor, Townsend & Kent, LLC sits above the Pennsylvania disclosure average

Hornor, Townsend & Kent, LLC reports 17 BrokerCheck disclosures, 2.66× the Pennsylvania average of 6.4 across 81 graded firms with a principal-office state on file.

In Pennsylvania, 39 firms carry Grade A and 3 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Pennsylvania state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Hornor, Townsend & Kent, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hornor, Townsend & Kent, LLC ranks #379 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #8 of 81 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Hornor, Townsend & Kent, LLC?
A grade of B reflects Hornor, Townsend & Kent, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 17 total disclosures across 307 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Hornor, Townsend & Kent, LLC have?
Hornor, Townsend & Kent, LLC has 17 total FINRA disclosures, including 11 regulatory events, 6 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Hornor, Townsend & Kent, LLC?
Hornor, Townsend & Kent, LLC operates 307 branch offices and is classified by FINRA as a large firm, registered in PA (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Hornor, Townsend & Kent, LLC's disciplinary record?
You can verify Hornor, Townsend & Kent, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 4031. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Hornor, Townsend & Kent, LLC's 17 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Hornor, Townsend & Kent, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Hornor, Townsend & Kent, LLC carries 17 disclosures across 307 branch offices (about 0.06 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Hornor, Townsend & Kent, LLC, both outside PA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.