CRD #4031 · FINRA BrokerCheck + SEC IAPD

Hornor, Townsend & Kent, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hornor, Townsend & Kent, LLC ranks #379 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #8 of 81 on the same disclosure sort used on the state browse page. Hornor, Townsend & Kent, LLC carries 17 BrokerCheck disclosures across 307 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
307
branch offices
17
disclosures
#379 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 4031 Hornor, Townsend & Kent, LLC

Hornor, Townsend & Kent, LLC · Grade B · 17 disc · 0.06/office · Large firm

  • CRD 4031
  • GRADE B
  • DISC 17
  • REG 11
  • ARB 6
  • CIV 0
  • BRANCH 307
  • PER-OFF 0.06
  • RANK #379 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: Parkland Securities, LLC (0.06 disc/office)

Parkland Securities, LLC0.06Northern Trust Securiti…0.06Empower Financial Servi…0.05Hornor, Townsend & … (this)0.06
Disclosures per office among large firm peers (lower is cleaner)

Hornor, Townsend & Kent, LLC ranks #379 of 20,055 by disclosure count among graded broker-dealers; light load at 0.06 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

307 offices

FINRA: Large firm

Total disclosures

17 events

On FINRA BrokerCheck

Regulatory events

11 actions

65% of all disclosures

Disclosures per office

0.06 per office

17 ÷ 307 offices

Hornor, Townsend & Kent, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 91% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 11
Arbitrations 6
Civil Events 0
Total 17

Counts for Hornor, Townsend & Kent, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 11 Arbitration 6 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Conshohocken, PA
CRD Number
4031

Lower disclosures per office

Hornor, Townsend & Kent, LLC in the heavier-disclosure third

Hornor, Townsend & Kent, LLC carries 17 BrokerCheck disclosures across 307 branch offices - a heavier-third raw book among graded firms (#379 of 20,055). Regulator-initiated events are 65% of the book (11 regulatory / 6 arbitration / 0 civil).

Hornor, Townsend & Kent, LLC runs 0.06 disclosures per branch office (cleaner than 91% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Hornor, Townsend & Kent, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Pennsylvania cohort · 2.66× state average

Hornor, Townsend & Kent, LLC sits above the Pennsylvania disclosure average

Hornor, Townsend & Kent, LLC reports 17 BrokerCheck disclosures, 2.66× the Pennsylvania average of 6.4 across 81 graded firms with a principal-office state on file.

In Pennsylvania, 39 firms carry Grade A and 3 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Pennsylvania state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Hornor, Townsend & Kent, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Hornor, Townsend & Kent, LLC ranks #379 of 20,055 by disclosure count (most disclosures first). Among firms registered in PA, it ranks #8 of 81 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Hornor, Townsend & Kent, LLC?
A grade of B reflects Hornor, Townsend & Kent, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 17 total disclosures across 307 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Hornor, Townsend & Kent, LLC have?
Hornor, Townsend & Kent, LLC has 17 total FINRA disclosures, including 11 regulatory events, 6 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Hornor, Townsend & Kent, LLC?
Hornor, Townsend & Kent, LLC operates 307 branch offices and is classified by FINRA as a large firm, registered in PA (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Hornor, Townsend & Kent, LLC's disciplinary record?
You can verify Hornor, Townsend & Kent, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 4031. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Hornor, Townsend & Kent, LLC's 17 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Hornor, Townsend & Kent, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Hornor, Townsend & Kent, LLC carries 17 disclosures across 307 branch offices (about 0.06 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Hornor, Townsend & Kent, LLC, both outside PA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.