CRD #18456 · FINRA BrokerCheck + SEC IAPD

Stonex Securities Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Stonex Securities Inc. ranks #537 of 20,055 by disclosure count (most disclosures first). Among firms registered in AL, it ranks #1 of 17 on the same disclosure sort used on the state browse page. Stonex Securities Inc. carries 13 BrokerCheck disclosures across 309 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
309
branch offices
13
disclosures
#537 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 18456 Stonex Securities Inc.

Stonex Securities Inc. · Grade B · 13 disc · 0.04/office · Large firm

  • CRD 18456
  • GRADE B
  • DISC 13
  • REG 9
  • ARB 4
  • CIV 0
  • BRANCH 309
  • PER-OFF 0.04
  • RANK #537 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: Independent Financial Group, LLC (0.04 disc/office)

Independent Financial G…0.04Silver OAK Securities, …0.04Kovack Securities Inc.0.04Stonex Securities Inc. (this)0.04
Disclosures per office among large firm peers (lower is cleaner)

Stonex Securities Inc. ranks #537 of 20,055 by disclosure count among graded broker-dealers; light load at 0.04 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

309 offices

FINRA: Medium firm

Total disclosures

13 events

On FINRA BrokerCheck

Regulatory events

9 actions

69% of all disclosures

Disclosures per office

0.04 per office

13 ÷ 309 offices

Stonex Securities Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 93% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 9
Arbitrations 4
Civil Events 0
Total 13

Counts for Stonex Securities Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 9 Arbitration 4 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Birmingham, AL, 35243
Formed
01/22/2002
State of Formation
Delaware
CRD Number
18456
SEC Number
36638

Lower disclosures per office

Stonex Securities Inc. in the heavier-disclosure third

Stonex Securities Inc. carries 13 BrokerCheck disclosures across 309 branch offices - a heavier-third raw book among graded firms (#537 of 20,055). Regulator-initiated events are 69% of the book (9 regulatory / 4 arbitration / 0 civil).

Stonex Securities Inc. runs 0.04 disclosures per branch office (cleaner than 93% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Stonex Securities Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Alabama cohort · 5.52× state average

Stonex Securities Inc. sits above the Alabama disclosure average

Stonex Securities Inc. reports 13 BrokerCheck disclosures, 5.52× the Alabama average of 2.4 across 17 graded firms with a principal-office state on file.

In Alabama, 8 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Alabama state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Stonex Securities Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Stonex Securities Inc. ranks #537 of 20,055 by disclosure count (most disclosures first). Among firms registered in AL, it ranks #1 of 17 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Stonex Securities Inc.?
A grade of B reflects Stonex Securities Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 13 total disclosures across 309 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Stonex Securities Inc. have?
Stonex Securities Inc. has 13 total FINRA disclosures, including 9 regulatory events, 4 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Stonex Securities Inc.?
Stonex Securities Inc. operates 309 branch offices and is classified by FINRA as a medium firm, registered in AL (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Stonex Securities Inc.'s disciplinary record?
You can verify Stonex Securities Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 18456. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Stonex Securities Inc.'s 13 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Stonex Securities Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Stonex Securities Inc. carries 13 disclosures across 309 branch offices (about 0.04 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Stonex Securities Inc., both outside AL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.