CRD #46947 · FINRA BrokerCheck + SEC IAPD

Silver OAK Securities, Incorporated

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Silver OAK Securities, Incorporated ranks #1,307 of 20,055 by disclosure count (most disclosures first). Among firms registered in TN, it ranks #8 of 42 on the same disclosure sort used on the state browse page. Silver OAK Securities, Incorporated carries 6 BrokerCheck disclosures across 137 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
137
branch offices
6
disclosures
#1,307 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 46947 Silver OAK Securities, Incorporated

Silver OAK Securities, Incorporated · Grade B · 6 disc · 0.04/office · Large firm

  • CRD 46947
  • GRADE B
  • DISC 6
  • REG 6
  • ARB 0
  • CIV 0
  • BRANCH 137
  • PER-OFF 0.04
  • RANK #1,307 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: Kovack Securities Inc. (0.04 disc/office)

Kovack Securities Inc.0.04Valic Financial Advisor…0.04Independent Financial G…0.04Silver OAK Securiti… (this)0.04
Disclosures per office among large firm peers (lower is cleaner)

Silver OAK Securities, Incorporated ranks #1,307 of 20,055 by disclosure count among graded broker-dealers; light load at 0.04 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

137 offices

FINRA: Medium firm

Total disclosures

6 events

On FINRA BrokerCheck

Regulatory events

6 actions

100% of all disclosures

Disclosures per office

0.04 per office

6 ÷ 137 offices

Silver OAK Securities, Incorporated vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 93% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 6
Arbitrations 0
Civil Events 0
Total 6

Counts for Silver OAK Securities, Incorporated reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 6 Arbitration 0 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Jackson, TN, 38305
Formed
01/27/1998
State of Formation
Tennessee
CRD Number
46947
SEC Number
51601

Regulator-heavy mix

Silver OAK Securities, Incorporated in the heavier-disclosure third

Silver OAK Securities, Incorporated carries 6 BrokerCheck disclosures across 137 branch offices - a heavier-third raw book among graded firms (#1,307 of 20,055). Regulator-initiated events are 100% of the book (6 regulatory / 0 arbitration / 0 civil).

100% of Silver OAK Securities, Incorporated's 6 disclosures are regulator-initiated (6 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Silver OAK Securities, Incorporated's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Tennessee cohort · 1.84× state average

Silver OAK Securities, Incorporated sits above the Tennessee disclosure average

Silver OAK Securities, Incorporated reports 6 BrokerCheck disclosures, 1.84× the Tennessee average of 3.3 across 42 graded firms with a principal-office state on file.

In Tennessee, 23 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Tennessee state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Silver OAK Securities, Incorporated sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Silver OAK Securities, Incorporated ranks #1,307 of 20,055 by disclosure count (most disclosures first). Among firms registered in TN, it ranks #8 of 42 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Silver OAK Securities, Incorporated?
A grade of B reflects Silver OAK Securities, Incorporated's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 6 total disclosures across 137 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Silver OAK Securities, Incorporated have?
Silver OAK Securities, Incorporated has 6 total FINRA disclosures, including 6 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Silver OAK Securities, Incorporated?
Silver OAK Securities, Incorporated operates 137 branch offices and is classified by FINRA as a medium firm, registered in TN (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Silver OAK Securities, Incorporated's disciplinary record?
You can verify Silver OAK Securities, Incorporated's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 46947. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Silver OAK Securities, Incorporated's 6 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Silver OAK Securities, Incorporated because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Silver OAK Securities, Incorporated carries 6 disclosures across 137 branch offices (about 0.04 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Silver OAK Securities, Incorporated, both outside TN so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Kovack Securities Inc. (FL) - 0.04 disclosures/office, nearest large firm peer to Silver OAK Securities, Incorporated's 0.04
  • Valic Financial Advisors, Inc. (TX) - 0.04 disclosures/office, nearest large firm peer to Silver OAK Securities, Incorporated's 0.04
  • Independent Financial Group, LLC (CA) - 0.04 disclosures/office, nearest large firm peer to Silver OAK Securities, Incorporated's 0.04
  • Firms in TN - state roster that includes Silver OAK Securities, Incorporated's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Silver OAK Securities, Incorporated.
  • Reading BrokerCheck Reports - How Silver OAK Securities, Incorporated's 0.04 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Silver OAK Securities, Incorporated.
  • Compare firms - put Silver OAK Securities, Incorporated next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.