CRD #1101 · FINRA BrokerCheck + SEC IAPD

Natixis Securities Americas LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Natixis Securities Americas LLC ranks #390 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #51 of 868 on the same disclosure sort used on the state browse page. Natixis Securities Americas LLC carries 17 BrokerCheck disclosures across 115 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
115
branch offices
17
disclosures
#390 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 1101 Natixis Securities Americas LLC

Natixis Securities Americas LLC · Grade B · 17 disc · 0.15/office · Large firm

  • CRD 1101
  • GRADE B
  • DISC 17
  • REG 17
  • ARB 0
  • CIV 0
  • BRANCH 115
  • PER-OFF 0.15
  • RANK #390 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: D.A. Davidson & Co. (0.15 disc/office)

D.A. Davidson & Co.0.15Lasalle ST Securities, …0.16Synovus Securities, Inc.0.12Natixis Securities … (this)0.15
Disclosures per office among large firm peers (lower is cleaner)

Natixis Securities Americas LLC ranks #390 of 20,055 by disclosure count among graded broker-dealers; light load at 0.15 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

115 offices

FINRA: Medium firm

Total disclosures

17 events

On FINRA BrokerCheck

Regulatory events

17 actions

100% of all disclosures

Disclosures per office

0.15 per office

17 ÷ 115 offices

Natixis Securities Americas LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 82% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 17
Arbitrations 0
Civil Events 0
Total 17

Counts for Natixis Securities Americas LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 17 Arbitration 0 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
New York, NY
CRD Number
1101

Regulator-heavy mix

Natixis Securities Americas LLC in the heavier-disclosure third

Natixis Securities Americas LLC carries 17 BrokerCheck disclosures across 115 branch offices - a heavier-third raw book among graded firms (#390 of 20,055). Regulator-initiated events are 100% of the book (17 regulatory / 0 arbitration / 0 civil).

100% of Natixis Securities Americas LLC's 17 disclosures are regulator-initiated (17 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Natixis Securities Americas LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New York cohort · 1.94× state average

Natixis Securities Americas LLC sits above the New York disclosure average

Natixis Securities Americas LLC reports 17 BrokerCheck disclosures, 1.94× the New York average of 8.7 across 868 graded firms with a principal-office state on file.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Natixis Securities Americas LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Natixis Securities Americas LLC ranks #390 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #51 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Natixis Securities Americas LLC?
A grade of B reflects Natixis Securities Americas LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 17 total disclosures across 115 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Natixis Securities Americas LLC have?
Natixis Securities Americas LLC has 17 total FINRA disclosures, including 17 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Natixis Securities Americas LLC?
Natixis Securities Americas LLC operates 115 branch offices and is classified by FINRA as a medium firm, registered in NY (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Natixis Securities Americas LLC's disciplinary record?
You can verify Natixis Securities Americas LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 1101. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Natixis Securities Americas LLC's 17 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Natixis Securities Americas LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Natixis Securities Americas LLC carries 17 disclosures across 115 branch offices (about 0.15 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Natixis Securities Americas LLC, both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • D.A. Davidson & Co. (MT) - 0.15 disclosures/office, nearest large firm peer to Natixis Securities Americas LLC's 0.15
  • Lasalle ST Securities, L.L.C. (IL) - 0.16 disclosures/office, nearest large firm peer to Natixis Securities Americas LLC's 0.15
  • Synovus Securities, Inc. (GA) - 0.12 disclosures/office, nearest large firm peer to Natixis Securities Americas LLC's 0.15
  • Firms in NY - state roster that includes Natixis Securities Americas LLC's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Natixis Securities Americas LLC.
  • Reading BrokerCheck Reports - How Natixis Securities Americas LLC's 0.15 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Natixis Securities Americas LLC.
  • Compare firms - put Natixis Securities Americas LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.