Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Parnassus LLC CRD: 167146 | - | 0 | 0 | - | Unknown |
| Parplus Partners LLC CRD: 286478 | - | 0 | 0 | - | Unknown |
| Parr Mcknight Wealth Management Group CRD: 330050 | - | 0 | 1 | - | Unknown |
| Parr Securities Corp. CRD: 10234 | - | 0 | 0 | A | INACTIVE |
| Parrillo Investors LLC CRD: 327050 | - | 0 | 2 | - | Unknown |
| Parrish Capital Partners CRD: 342217 | - | 0 | 1 | - | Unknown |
| Parrish Capital, LLC CRD: 172783 | - | 0 | 1 | - | Unknown |
| Parrot Finance, Inc. CRD: 338169 | - | 0 | 1 | - | Unknown |
| Parrott Wealth Management, LLC CRD: 277121 | - | 0 | 0 | - | Unknown |
| Pars Securities, Inc. CRD: 4899 | - | 3 | 0 | C | INACTIVE |
| Parsec Financial CRD: 104919 | - | 0 | 0 | - | Unknown |
| Parsimony Advisors, LLC CRD: 281906 | - | 0 | 0 | - | Unknown |
| Parsonex Securities, Inc. CRD: 144412 | CO | 0 | 6 | A | Active |
| Parsons Financial Group, LLC CRD: 300517 | - | 0 | 2 | - | Unknown |
| Parsonsgroup LLC CRD: 154402 | - | 0 | 0 | - | Unknown |
| Parsow Management LLC CRD: 160486 | - | 0 | 1 | - | Unknown |
| Part V Capital Management CRD: 315373 | - | 0 | 1 | - | Unknown |
| Partech Partners CRD: 325920 | - | 0 | 0 | - | Unknown |
| Parthenon Athena Advisors LLC CRD: 336505 | - | 0 | 1 | - | Unknown |
| Parthenon Capital Partners CRD: 157398 | - | 0 | 1 | - | Unknown |
| Parthenon L.P. CRD: 40818 | - | 0 | 0 | A | INACTIVE |
| Parthenon LLC CRD: 107794 | - | 0 | 5 | - | Unknown |
| Parti Pris Investment Partners, Inc. CRD: 325990 | - | 0 | 0 | - | Unknown |
| Participant Capital CRD: 304859 | - | 0 | 1 | - | Unknown |
| Participation Equities, Inc. CRD: 13696 | - | 0 | 0 | A | INACTIVE |
| Partner Connections, LLC CRD: 104024 | - | 1 | 0 | B | INACTIVE |
| Partner Financial CRD: 321182 | - | 0 | 0 | - | Unknown |
| Partner Ventures LLC CRD: 166001 | - | 0 | 0 | - | Unknown |
| Partner Wealth CRD: 287972 | - | 0 | 1 | - | Unknown |
| Partner Wealth Management, LLC CRD: 173548 | - | 0 | 1 | - | Unknown |
| Partnercap Securities, LLC CRD: 107130 | SC | 1 | 2 | B | Active |
| Partners BAY Asia Limited CRD: 306140 | - | 0 | 0 | - | Unknown |
| Partners Capital Group, LLC CRD: 174452 | - | 0 | 0 | - | Unknown |
| Partners Capital Investment Group, LLP CRD: 120663 | - | 0 | 2 | - | Unknown |
| Partners Capital Securities Corporation CRD: 16938 | - | 0 | 0 | A | INACTIVE |
| Partners Capital, LLC CRD: 328074 | - | 0 | 7 | - | Unknown |
| Partners Edge Management CRD: 318752 | - | 0 | 1 | - | Unknown |
| Partners Enterprise Capital LLC CRD: 304667 | - | 0 | 1 | - | Unknown |
| Partners Finance CRD: 315067 | TX | 0 | 3 | A | Active |
| Partners Financial Group CRD: 10731 | - | 0 | 0 | A | INACTIVE |
| Partners for Growth CRD: 163495 | - | 0 | 1 | - | Unknown |
| Partners for Planning, LLC CRD: 168849 | - | 0 | 0 | - | Unknown |
| Partners Group (USA) Inc. CRD: 145228 | - | 0 | 1 | - | Unknown |
| Partners Group AG CRD: 162791 | - | 0 | 0 | - | Unknown |
| Partners Group US Management CLO LLC CRD: 293856 | - | 0 | 1 | - | Unknown |
| Partners in Financial Planning, LLC CRD: 151980 | - | 0 | 3 | - | Unknown |
| Partners Investment Advisors CRD: 165187 | - | 0 | 0 | - | Unknown |
| Partners Investment Network, Inc. CRD: 22423 | - | 0 | 0 | A | INACTIVE |
| Partners Investment Services, Inc CRD: 119709 | - | 0 | 3 | - | Unknown |
| Partnership Capital Growth Investors Management, L… CRD: 173288 | - | 0 | 1 | - | Unknown |