Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Partnership Capital Growth, LLC CRD: 140385 | CA | 0 | 2 | A | Active |
| Partnership Equities, Inc. CRD: 20438 | - | 3 | 0 | C | INACTIVE |
| Partnership Exchange Securities Company CRD: 16148 | - | 0 | 0 | A | INACTIVE |
| Partnership Financial, LLC CRD: 119681 | - | 0 | 3 | - | Unknown |
| Partnership Investment Securities, Inc. CRD: 15810 | - | 0 | 0 | A | INACTIVE |
| Partnership Properties Corporation CRD: 8412 | - | 0 | 0 | A | INACTIVE |
| Partnersinwealth, Inc CRD: 112786 | - | 0 | 0 | - | Unknown |
| Partnervest Securities, Inc. CRD: 104134 | - | 1 | 0 | B | INACTIVE |
| Partum Capital CRD: 316186 | - | 0 | 0 | - | Unknown |
| Parus Finance (UK) Limited CRD: 169886 | - | 0 | 0 | - | Unknown |
| Parvin Asset Management CRD: 161656 | - | 0 | 0 | - | Unknown |
| Parvin Fund Management CRD: 311304 | - | 0 | 3 | - | Unknown |
| Parvus Asset Management Jersey Limited CRD: 174027 | - | 0 | 0 | - | Unknown |
| Parx Trading, LLC CRD: 329378 | NY | 0 | 2 | A | Active |
| Parzych Financial Planning, LLC CRD: 340083 | - | 0 | 1 | - | Unknown |
| PAS Capital, LLC CRD: 41498 | - | 3 | 0 | C | INACTIVE |
| PAS, Inc. CRD: 8180 | - | 0 | 0 | A | INACTIVE |
| Pasadena Fund Services, Inc. CRD: 28494 | - | 0 | 0 | A | INACTIVE |
| Pasadena Private Wealth, LLC CRD: 295178 | - | 0 | 11 | - | Unknown |
| Pasadena Securities, Inc. CRD: 26619 | - | 0 | 0 | A | INACTIVE |
| Pascal Capital Inc CRD: 338565 | - | 0 | 1 | - | Unknown |
| Pascal Capital, L.L.C. CRD: 331159 | - | 0 | 1 | - | Unknown |
| Paschal Capital Advisors CRD: 142635 | - | 0 | 0 | - | Unknown |
| Pasco Advisors, LLC CRD: 165021 | - | 0 | 1 | - | Unknown |
| Pasco Investment Advisors Inc CRD: 106133 | - | 0 | 2 | - | Unknown |
| Pascuma, Michael J. SR. CRD: 33170 | - | 0 | 0 | A | INACTIVE |
| Pash & Benson International Ltd. CRD: 135876 | - | 0 | 0 | - | Unknown |
| Pashadre Capital Management, Inc CRD: 129239 | - | 0 | 2 | - | Unknown |
| Pashman Financial LLC CRD: 316253 | - | 0 | 1 | - | Unknown |
| Pasi Investments, LLC CRD: 145640 | - | 0 | 6 | - | Unknown |
| Paskin & Berler Capital Advisors, LLC CRD: 160004 | - | 0 | 1 | - | Unknown |
| Pasnau Investment Management, Inc. CRD: 125647 | - | 0 | 2 | - | Unknown |
| Pasqua Wealth Solutions CRD: 139618 | - | 0 | 1 | - | Unknown |
| Passaic Partners LLC CRD: 313290 | - | 0 | 1 | - | Unknown |
| Passco Capital, Inc. CRD: 117323 | CA | 0 | 2 | A | Active |
| Passerelle Advisors, LLC CRD: 285000 | - | 0 | 0 | - | Unknown |
| Passfolio Advisers, LLC CRD: 310893 | - | 0 | 0 | - | Unknown |
| Passfolio Securities, LLC CRD: 299874 | - | 0 | 0 | A | INACTIVE |
| Passive Management LLC CRD: 314627 | - | 0 | 2 | - | Unknown |
| Passport Capital, LLC CRD: 134484 | - | 0 | 1 | - | Unknown |
| Passport Research, Ltd. CRD: 105139 | - | 0 | 0 | - | Unknown |
| Passport Securities, Inc. CRD: 38720 | - | 0 | 0 | A | INACTIVE |
| Passport Wealth Management CRD: 297449 | - | 0 | 1 | - | Unknown |
| Pasternack Securities CRD: 2985 | - | 0 | 0 | A | INACTIVE |
| Pastine Mrowka, L.L.C. CRD: 45110 | - | 0 | 0 | A | INACTIVE |
| Pastore Capital Management CRD: 135138 | - | 0 | 0 | - | Unknown |
| Pasztor & Associates CRD: 118126 | - | 0 | 0 | - | Unknown |
| Patagon Markets LLC CRD: 338284 | - | 0 | 1 | - | Unknown |
| PATAGON.COM Securities Corp. CRD: 21040 | - | 4 | 0 | C | INACTIVE |
| Patagonia Research CRD: 335981 | - | 0 | 1 | - | Unknown |