Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Patagonia Wealth Advisors CRD: 153856 | - | 0 | 0 | - | Unknown |
| Patamar Capital LLC CRD: 166049 | - | 0 | 1 | - | Unknown |
| Patamar Capital LLC CRD: 298997 | - | 0 | 1 | - | Unknown |
| Patap Financial Services CRD: 111965 | - | 0 | 2 | - | Unknown |
| Patch Capital Partners CRD: 304054 | - | 0 | 0 | - | Unknown |
| Patel and Patel Asset Management LLC CRD: 167963 | - | 0 | 0 | - | Unknown |
| Patel Capital Management CRD: 332403 | - | 0 | 1 | - | Unknown |
| Patel Wealth Strategies, Inc. CRD: 327723 | - | 0 | 1 | - | Unknown |
| Patels and Company Capital CRD: 335296 | - | 0 | 1 | - | Unknown |
| Path by Origin CRD: 297153 | - | 0 | 0 | - | Unknown |
| Path Capital Management, LLC CRD: 328432 | - | 0 | 0 | - | Unknown |
| Path Capital Partners, LLC CRD: 335156 | - | 0 | 1 | - | Unknown |
| Path Digital Advisors, LLC CRD: 312983 | - | 0 | 1 | - | Unknown |
| Path Financial, LLC CRD: 146891 | - | 0 | 1 | - | Unknown |
| Path Partners LLC CRD: 112032 | - | 0 | 0 | A | INACTIVE |
| Path Ventures Fund I Partners LLC CRD: 305828 | - | 0 | 1 | - | Unknown |
| Path Wealth Management CRD: 170359 | - | 0 | 0 | - | Unknown |
| Path Wealth Management, LLC CRD: 289359 | - | 0 | 2 | - | Unknown |
| Pathbreaker Ventures II, LLC CRD: 310746 | - | 0 | 1 | - | Unknown |
| Pathbreaker Ventures III, LLC CRD: 342091 | - | 0 | 1 | - | Unknown |
| Pathbreaker Ventures, LLC CRD: 342090 | - | 0 | 1 | - | Unknown |
| Pathbridge Financial CRD: 298961 | - | 0 | 0 | - | Unknown |
| Pathfinder 360 Managementco, LLC CRD: 319211 | - | 0 | 1 | - | Unknown |
| Pathfinder Advisory, Inc. CRD: 122768 | - | 0 | 2 | - | Unknown |
| Pathfinder Financial Services CRD: 289125 | - | 0 | 1 | - | Unknown |
| Pathfinder Planning and Investments CRD: 159486 | - | 0 | 1 | - | Unknown |
| Pathfinder Planning LLC CRD: 154713 | - | 0 | 2 | - | Unknown |
| Pathfinder Real Estate Investments Incorporated CRD: 13273 | - | 0 | 0 | A | INACTIVE |
| Pathfinding Capital LLC CRD: 331485 | - | 0 | 1 | - | Unknown |
| Pathlight Capital CRD: 291106 | - | 0 | 1 | - | Unknown |
| Pathlight Financial Planning LLC CRD: 327636 | - | 0 | 1 | - | Unknown |
| Pathlight Investors, LLC CRD: 151479 | - | 0 | 0 | - | Unknown |
| Pathlight Management II, LLC CRD: 327069 | - | 0 | 1 | - | Unknown |
| Pathlight Wealth Management CRD: 331642 | - | 0 | 1 | - | Unknown |
| Pathsetter Financial CRD: 317577 | - | 0 | 1 | - | Unknown |
| Pathstone CRD: 151736 | - | 0 | 145 | - | Unknown |
| Pathview Wealth Advisors CRD: 308292 | - | 0 | 2 | - | Unknown |
| Pathway Advisors Group CRD: 290221 | - | 0 | 0 | - | Unknown |
| Pathway Advisors, LLC CRD: 306117 | - | 0 | 3 | - | Unknown |
| Pathway Asset & TAX Advisory CRD: 338876 | - | 0 | 1 | - | Unknown |
| Pathway Capital Management, LP CRD: 108016 | - | 0 | 1 | - | Unknown |
| Pathway Capital Opportunity Fund Management, LLC CRD: 167650 | - | 0 | 0 | - | Unknown |
| Pathway Capital Partners LLC CRD: 171125 | - | 0 | 0 | - | Unknown |
| Pathway Financial Advisers, LLC CRD: 166237 | - | 0 | 1 | - | Unknown |
| Pathway Financial Advisory, LLC CRD: 336511 | - | 0 | 1 | - | Unknown |
| Pathway Financial Planning CRD: 159416 | - | 0 | 1 | - | Unknown |
| Pathway Financial Planning, Inc. CRD: 173222 | - | 0 | 1 | - | Unknown |
| Pathway Investment Co. CRD: 18717 | - | 0 | 0 | A | INACTIVE |
| Pathway Investments, LLC CRD: 170436 | - | 0 | 2 | - | Unknown |
| Pathway Partners Wealth Advisors, LLC CRD: 323507 | - | 0 | 1 | - | Unknown |