Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pathway Planning Inc CRD: 117051 | - | 0 | 2 | - | Unknown |
| Pathways Advisory Group, Inc. CRD: 143817 | - | 0 | 1 | - | Unknown |
| Pathways Financial Partners,Inc. CRD: 127960 | - | 0 | 0 | - | Unknown |
| Pathways Financial Planning CRD: 334143 | - | 0 | 1 | - | Unknown |
| Pathways Wealth Management, Inc. CRD: 154125 | - | 0 | 1 | - | Unknown |
| Pathwise CRD: 174215 | - | 0 | 2 | - | Unknown |
| Pathworks Financial CRD: 313668 | - | 0 | 0 | - | Unknown |
| Pathworks Financial, Inc. CRD: 138393 | - | 0 | 6 | - | Unknown |
| Patient Capital Holdings, LLC CRD: 342157 | - | 0 | 1 | - | Unknown |
| Patient Square Capital, LP CRD: 312203 | - | 0 | 1 | - | Unknown |
| Patina Financial Partners, LLC CRD: 339516 | - | 0 | 1 | - | Unknown |
| Patina Wealth CRD: 283813 | - | 0 | 2 | - | Unknown |
| Patina Wealth GP, LLC CRD: 304068 | - | 0 | 0 | - | Unknown |
| Patoka Financial Planning LLC CRD: 298835 | - | 0 | 0 | - | Unknown |
| Paton Wagner Corporation CRD: 30784 | - | 0 | 0 | A | INACTIVE |
| Patria Capital Partners LLP CRD: 144651 | - | 0 | 0 | - | Unknown |
| Patria Finance Limited CRD: 163710 | - | 0 | 0 | - | Unknown |
| Patria Infraestrutura Gestao DE Recursos CRD: 307626 | - | 0 | 0 | - | Unknown |
| Patria Investimentos Ltda CRD: 307623 | - | 0 | 0 | - | Unknown |
| Patria Investments Uruguay Agente DE Valores S.A. CRD: 323059 | - | 0 | 0 | - | Unknown |
| Patria Private Equity (Europe) Limited CRD: 318769 | - | 0 | 0 | - | Unknown |
| Patria VBI Real Estate Gestao DE Carteiras S.A CRD: 163582 | - | 0 | 0 | - | Unknown |
| Patriarch Partners XV, LLC CRD: 160755 | - | 0 | 0 | - | Unknown |
| Patricia Heaton Parker, CFP CRD: 174884 | - | 0 | 1 | - | Unknown |
| Patrician Capital CRD: 166802 | - | 0 | 0 | - | Unknown |
| Patrick J. Keating Investment Management, LLC CRD: 153642 | - | 0 | 2 | - | Unknown |
| Patrick Blount & Associates, Inc. CRD: 14973 | - | 0 | 0 | A | INACTIVE |
| Patrick Capital Management CRD: 132269 | - | 0 | 2 | - | Unknown |
| Patrick Financial Group LLC. CRD: 124610 | - | 0 | 1 | - | Unknown |
| Patrick Gleeson Investment Management CRD: 173283 | - | 0 | 0 | - | Unknown |
| Patrick J. Collins Inc CRD: 32954 | - | 0 | 0 | A | INACTIVE |
| Patrick Mauro Investment Advisor, Inc. CRD: 122742 | - | 0 | 5 | - | Unknown |
| Patrick Pascal Trading Co. CRD: 29710 | - | 0 | 0 | A | INACTIVE |
| Patrick Programs, Inc. CRD: 5915 | - | 0 | 0 | A | INACTIVE |
| Patrick Reid, LLC CRD: 315732 | - | 0 | 1 | - | Unknown |
| Patrick T. Conlin CRD: 170000 | - | 0 | 0 | - | Unknown |
| Patrick W. Svrcek Financial Services CRD: 118751 | - | 0 | 0 | - | Unknown |
| Patrick-Riley Securities Inc. CRD: 16525 | - | 0 | 0 | A | INACTIVE |
| Patricof Co CRD: 320902 | - | 0 | 1 | - | Unknown |
| Patricof Securities Corp. CRD: 23580 | - | 0 | 0 | A | INACTIVE |
| Patriot Advisory Group CRD: 120649 | - | 0 | 2 | - | Unknown |
| Patriot Asset Advisors, LLC CRD: 293632 | - | 0 | 1 | - | Unknown |
| Patriot Distributors, Inc. CRD: 18219 | - | 0 | 0 | A | INACTIVE |
| Patriot Financial Consulting CRD: 155933 | - | 0 | 0 | - | Unknown |
| Patriot Financial Manager, L.P. CRD: 159818 | - | 0 | 1 | - | Unknown |
| Patriot Investment Management Group Inc CRD: 112155 | - | 0 | 8 | - | Unknown |
| Patriot Investors CRD: 283537 | - | 0 | 0 | - | Unknown |
| Patriot Securities LLC CRD: 270023 | - | 0 | 1 | - | Unknown |
| Patriot Securities, Inc. CRD: 104421 | - | 1 | 0 | B | INACTIVE |
| Patriot Wealth Management, Inc. CRD: 130447 | - | 0 | 0 | - | Unknown |