Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Patriot Wealth Planners LLC CRD: 328307 | - | 0 | 1 | - | Unknown |
| Patriot Wealth Strategies, LLC CRD: 305264 | - | 0 | 0 | - | Unknown |
| Patriots First Financial Advisors, LLC CRD: 317437 | - | 0 | 2 | - | Unknown |
| Patrizia Infrastructure CRD: 328337 | - | 0 | 0 | - | Unknown |
| Patron Management LLC CRD: 316219 | - | 0 | 0 | - | Unknown |
| Patron Partners, LLC CRD: 310629 | - | 0 | 1 | - | Unknown |
| Patronus Advisors CRD: 147103 | - | 0 | 0 | - | Unknown |
| Patrumin Investors, LLC CRD: 170454 | - | 0 | 1 | - | Unknown |
| Patten & Daves Capital Management CRD: 106033 | - | 0 | 0 | - | Unknown |
| Patten and Patten, Inc. CRD: 105414 | - | 0 | 2 | - | Unknown |
| Patten Securities Corp. CRD: 8210 | - | 0 | 0 | A | INACTIVE |
| Patten Wealth Advisors CRD: 331843 | - | 0 | 0 | - | Unknown |
| Pattern CRD: 321915 | - | 0 | 0 | - | Unknown |
| Pattern Ventures LLC CRD: 329084 | - | 0 | 1 | - | Unknown |
| Patterson & Associates CRD: 110735 | - | 0 | 0 | - | Unknown |
| Patterson Advisers,Inc CRD: 125503 | - | 0 | 0 | - | Unknown |
| Patterson Advisors CRD: 137238 | - | 0 | 1 | - | Unknown |
| Patterson Financial CRD: 158095 | - | 0 | 0 | - | Unknown |
| Patterson Icenogle, Inc. CRD: 15652 | - | 0 | 0 | A | INACTIVE |
| Patterson Investments, Inc. CRD: 152218 | - | 0 | 2 | - | Unknown |
| Patterson Partners Ltd. CRD: 305859 | - | 0 | 0 | - | Unknown |
| Patterson Securities, Inc. CRD: 122015 | - | 1 | 0 | B | INACTIVE |
| Patterson Strategic Equity LLC CRD: 341329 | - | 0 | 1 | - | Unknown |
| Patterson Travis, Inc. CRD: 16540 | - | 9 | 0 | D | INACTIVE |
| Patterson, Charles Joseph CRD: 35141 | - | 0 | 0 | A | INACTIVE |
| Patterson, William Lawrence CRD: 34064 | - | 0 | 0 | A | INACTIVE |
| Patterson-Schwartz Securities, Inc. CRD: 18015 | - | 0 | 0 | A | INACTIVE |
| Patton Hall, LLC CRD: 167346 | - | 0 | 1 | - | Unknown |
| Patton Wealth Advisors CRD: 120533 | - | 0 | 1 | - | Unknown |
| Patton, Brian Thomas CRD: 118300 | - | 2 | 0 | B | INACTIVE |
| Patuxent Financial Group LLC CRD: 121832 | - | 0 | 0 | - | Unknown |
| Patuxent Financial Partners, LLC CRD: 288775 | - | 0 | 1 | - | Unknown |
| Patuxent Financial Planning, LLC CRD: 121805 | - | 0 | 1 | - | Unknown |
| Pauker, Peter Mathias CRD: 33173 | - | 0 | 0 | A | INACTIVE |
| Paul Berkman & Company L.P. CRD: 31212 | - | 0 | 0 | A | INACTIVE |
| Paul C Pennington CRD: 299077 | - | 0 | 0 | - | Unknown |
| Paul Capital CRD: 121168 | - | 0 | 1 | - | Unknown |
| Paul Comstock Partners CRD: 105335 | - | 0 | 6 | - | Unknown |
| Paul D. Bell & Associates CRD: 143271 | - | 0 | 0 | - | Unknown |
| Paul D. Sippil & Associates, LLC CRD: 154656 | - | 0 | 1 | - | Unknown |
| Paul Edward Fritch CPA CRD: 308973 | - | 0 | 2 | - | Unknown |
| Paul Fair Associates, LLC CRD: 138982 | - | 0 | 2 | - | Unknown |
| Paul Global Advisors LLC CRD: 310671 | - | 0 | 0 | - | Unknown |
| Paul J. Spieldenner, CFA CRD: 286102 | - | 0 | 0 | - | Unknown |
| Paul J. Staffaroni, CPA CRD: 128437 | - | 0 | 0 | - | Unknown |
| Paul Joseph Bednarski, a Sole Proprietor CRD: 111480 | - | 0 | 0 | - | Unknown |
| Paul K. Magrino, Sole Proprietor CRD: 133039 | - | 0 | 0 | A | INACTIVE |
| Paul L. Forchheimer & Co., Inc. CRD: 1880 | - | 3 | 0 | C | INACTIVE |
| Paul M Williams LLC CRD: 319259 | - | 0 | 1 | - | Unknown |
| Paul M. Wendee & Associates CRD: 299188 | - | 0 | 1 | - | Unknown |