Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Payden/Kravitz Investment Advisers LLC CRD: 147271 | - | 0 | 0 | - | Unknown |
| Payne Capital Group CRD: 324335 | - | 0 | 0 | - | Unknown |
| Payne Capital Management, LLC CRD: 147119 | - | 0 | 15 | - | Unknown |
| Payne Financial Management, L.L.C. CRD: 126418 | - | 0 | 2 | - | Unknown |
| Payne Wealth Partners, Inc. CRD: 105904 | - | 0 | 0 | - | Unknown |
| Payoff Capital, LLC CRD: 175307 | - | 0 | 0 | - | Unknown |
| Payout Management LLC CRD: 340599 | - | 0 | 1 | - | Unknown |
| Payprwork LLC CRD: 312139 | - | 0 | 0 | - | Unknown |
| Paysse Jennison Financial Advisors, Paysse Jennis… CRD: 116752 | - | 0 | 3 | - | Unknown |
| Payton Mcmillon, Inc CRD: 104456 | - | 0 | 0 | A | INACTIVE |
| PAZ Securities, Inc. CRD: 17554 | - | 2 | 0 | B | INACTIVE |
| PB Capital CRD: 319410 | - | 0 | 1 | - | Unknown |
| PB Capital Management, LLC CRD: 321844 | - | 0 | 0 | - | Unknown |
| PB Funding Corporation CRD: 27970 | - | 0 | 0 | A | INACTIVE |
| PB Investment Partners, L.P. CRD: 304731 | - | 0 | 0 | - | Unknown |
| PB Managers, LLC CRD: 327011 | - | 0 | 1 | - | Unknown |
| PB Wealth, LLC CRD: 336597 | - | 0 | 1 | - | Unknown |
| PBL Partners, L.L.C. CRD: 43742 | - | 0 | 0 | A | INACTIVE |
| PBL Wealth Management CRD: 178522 | - | 0 | 1 | - | Unknown |
| Pbmares Capital Markets, LLC CRD: 306181 | - | 0 | 0 | A | INACTIVE |
| Pbmares Wealth Management LLC CRD: 116218 | - | 0 | 1 | - | Unknown |
| PBS Securities, Inc. CRD: 15343 | - | 0 | 0 | A | INACTIVE |
| PBS Wealth Management Consultants CRD: 113188 | - | 0 | 0 | - | Unknown |
| PC Opportunity Fund Asset MGR, LLC CRD: 326598 | - | 0 | 1 | - | Unknown |
| PC2 Capital CRD: 311208 | - | 0 | 3 | - | Unknown |
| PC3 Partners, LLC CRD: 339659 | - | 0 | 1 | - | Unknown |
| PCA Capital Corporation CRD: 7253 | - | 0 | 0 | A | INACTIVE |
| PCA Capital Securities, LLC CRD: 132654 | NY | 0 | 2 | A | Active |
| PCA Investment Advisory Services, Inc. CRD: 123475 | - | 0 | 5 | - | Unknown |
| PCB Capital LLC CRD: 309784 | - | 0 | 1 | - | Unknown |
| PCBB Capital Markets, LLC CRD: 104428 | - | 0 | 0 | A | INACTIVE |
| PCCP, LLC CRD: 157505 | - | 0 | 1 | - | Unknown |
| PCE Investment Bankers, Inc. CRD: 45352 | FL | 0 | 6 | A | Active |
| PCF Capital Markets LLC CRD: 290765 | MA | 0 | 2 | A | Active |
| PCF Provident Capital Markets, Inc. CRD: 42442 | - | 0 | 0 | A | INACTIVE |
| Pcfo Capital CRD: 336529 | - | 0 | 1 | - | Unknown |
| PCG Wealth Management CRD: 290977 | - | 0 | 11 | - | Unknown |
| PCH Securities, Inc. CRD: 35661 | - | 1 | 0 | B | INACTIVE |
| PCI Financial Services, Inc. CRD: 25728 | - | 0 | 0 | A | INACTIVE |
| PCI Securities Corporation of Washington CRD: 10285 | - | 0 | 0 | A | INACTIVE |
| PCI*Trade Securities CRD: 40650 | - | 1 | 0 | B | INACTIVE |
| Pcidx Group LLC CRD: 324662 | - | 0 | 0 | - | Unknown |
| Pcim Realty Advisors, LLC CRD: 313281 | - | 0 | 1 | - | Unknown |
| PCJ Investment Counsel Ltd. CRD: 174083 | - | 0 | 0 | - | Unknown |
| PCK Investments CRD: 146997 | - | 0 | 2 | - | Unknown |
| PCM Encore, LLC CRD: 333127 | - | 0 | 6 | - | Unknown |
| PCM Management Advisor, LLC CRD: 323946 | - | 0 | 1 | - | Unknown |
| PCM Partners IM L.P. CRD: 170219 | - | 0 | 0 | - | Unknown |
| PCM, L.L.C. CRD: 122390 | - | 1 | 0 | B | INACTIVE |
| PCO Capital LLC CRD: 328072 | - | 0 | 1 | - | Unknown |