Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| PCP GP Inc. CRD: 314586 | - | 0 | 0 | - | Unknown |
| PCP Management (Developing Countries), LLC CRD: 281374 | - | 0 | 0 | - | Unknown |
| PCP Management (EM Small CAP), LLC CRD: 281375 | - | 0 | 0 | - | Unknown |
| PCS Dunbar Securities, LLC CRD: 128144 | - | 1 | 0 | B | INACTIVE |
| PCS Group, LLC CRD: 104268 | - | 0 | 0 | A | INACTIVE |
| PCS Securities, Inc. CRD: 47588 | - | 1 | 0 | B | INACTIVE |
| PCT Capital LLC CRD: 340701 | - | 0 | 1 | - | Unknown |
| Pcxtrade, LLC CRD: 40297 | - | 0 | 0 | A | INACTIVE |
| PD Distributors CRD: 37443 | - | 0 | 0 | A | INACTIVE |
| PDE Wealth Advisors, LLC CRD: 291373 | - | 0 | 1 | - | Unknown |
| PDM Advisors CRD: 130600 | - | 0 | 1 | - | Unknown |
| PDM Investment Services, LLC CRD: 155217 | - | 0 | 1 | - | Unknown |
| PDR Advisors, LLC CRD: 143126 | - | 0 | 0 | - | Unknown |
| PDR Distributors, Inc. CRD: 29002 | - | 0 | 0 | A | INACTIVE |
| PDS Planning Inc CRD: 106895 | - | 0 | 2 | - | Unknown |
| PDS Securities International, Inc. CRD: 14822 | - | 0 | 0 | A | INACTIVE |
| PDT Financial LLC CRD: 285494 | - | 0 | 0 | - | Unknown |
| PDT Partners, LLC CRD: 163776 | - | 0 | 1 | - | Unknown |
| PDV Financial Management CRD: 120205 | - | 0 | 0 | - | Unknown |
| Peabody River Asset Management, LLC CRD: 143644 | - | 0 | 1 | - | Unknown |
| Peace Bridge Partners, LP CRD: 290303 | - | 0 | 0 | - | Unknown |
| Peace of Mind Financial Planning, Inc CRD: 289067 | - | 0 | 1 | - | Unknown |
| Peace of Mind Wealth Management CRD: 304380 | - | 0 | 0 | - | Unknown |
| Peace of Mind Wealth Management CRD: 317455 | - | 0 | 0 | - | Unknown |
| Peace of Mind Wealth Management CRD: 337623 | - | 0 | 1 | - | Unknown |
| Peace of Mind Wealth Management CRD: 317067 | - | 0 | 4 | - | Unknown |
| Peace Wealth Management, Inc. CRD: 124478 | - | 0 | 0 | - | Unknown |
| Peace Within Financial CRD: 333683 | - | 0 | 1 | - | Unknown |
| Peaceable LLC CRD: 288821 | - | 0 | 0 | - | Unknown |
| Peaceful Advisors LLC CRD: 290238 | - | 0 | 1 | - | Unknown |
| Peacelink Financial Planning CRD: 315129 | - | 0 | 1 | - | Unknown |
| Peach Wealth Management CRD: 339353 | - | 0 | 1 | - | Unknown |
| Peachcap TAX & Advisory, LLC CRD: 158729 | - | 0 | 4 | - | Unknown |
| Peachcap Securities, Inc. CRD: 25590 | GA | 0 | 6 | A | Active |
| Peacher, Inc. CRD: 295662 | - | 0 | 1 | - | Unknown |
| Peachtree CRD: 163349 | - | 0 | 0 | - | Unknown |
| Peachtree Group CRD: 334742 | - | 0 | 1 | - | Unknown |
| Peachtree Investment Advisors, Inc. CRD: 139942 | - | 0 | 0 | - | Unknown |
| Peachtree Investment Partners, LLC CRD: 142839 | - | 0 | 2 | - | Unknown |
| Peachtree PC Investors, LLC CRD: 301004 | GA | 0 | 4 | A | Active |
| Peachtree Wealth Advisors, Inc CRD: 139779 | - | 0 | 1 | - | Unknown |
| Peacock Financial, LLC CRD: 334541 | - | 0 | 1 | - | Unknown |
| Peacock Investment Worx LLC CRD: 301955 | - | 0 | 0 | - | Unknown |
| Peacock Investment Worx LLC CRD: 192520 | - | 0 | 0 | - | Unknown |
| Peacock, Hislop, Staley & Given, Inc. CRD: 21477 | - | 6 | 0 | D | INACTIVE |
| Peak 8 Analytics LLC CRD: 289143 | - | 0 | 0 | - | Unknown |
| Peak 8 Asset Management LLC CRD: 289144 | - | 0 | 0 | - | Unknown |
| Peak Altitude Partners, LP CRD: 338110 | - | 0 | 1 | - | Unknown |
| Peak American Investment Advisors, Inc. CRD: 145056 | - | 0 | 3 | - | Unknown |
| Peak Asset Management, LLC CRD: 106944 | - | 0 | 9 | - | Unknown |