Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Perceptive Advisors CRD: 154703 | - | 0 | 1 | - | Unknown |
| Perceptive Edge Investment Management, Inc. CRD: 119436 | - | 0 | 1 | - | Unknown |
| Perceptive Ventures Management Company, LLC CRD: 334414 | - | 0 | 1 | - | Unknown |
| Perceptual Wealth CRD: 313670 | - | 0 | 0 | - | Unknown |
| Perceva CRD: 164148 | - | 0 | 0 | - | Unknown |
| Perch Capital LLC CRD: 322325 | - | 0 | 0 | - | Unknown |
| Percheron Capital CRD: 312004 | - | 0 | 1 | - | Unknown |
| Percheron Consulting, LLC CRD: 325419 | - | 0 | 2 | - | Unknown |
| Percival Financial Partners, Ltd. CRD: 41813 | - | 5 | 0 | C | INACTIVE |
| Percival Hudgins & Company, L.L.C. CRD: 35581 | - | 0 | 0 | A | INACTIVE |
| Percy E. Bolton Associates, Inc. CRD: 116174 | - | 0 | 1 | - | Unknown |
| Perdiue Securities, LLC CRD: 42292 | - | 0 | 0 | A | INACTIVE |
| Perea Capital CRD: 171657 | - | 0 | 1 | - | Unknown |
| Peregrine Asset Advisers, Inc. CRD: 115738 | - | 0 | 7 | - | Unknown |
| Peregrine Brokerage Inc. CRD: 27437 | - | 0 | 0 | A | INACTIVE |
| Perella Weinberg Partners Capital Management LP CRD: 143598 | - | 0 | 1 | - | Unknown |
| Perella Weinberg Partners LP CRD: 138618 | NY | 2 | 9 | C | Active |
| Perennial CRD: 168859 | - | 0 | 1 | - | Unknown |
| Perennial Advisors Group, LLC CRD: 128600 | - | 0 | 2 | - | Unknown |
| Perennial Capital Management, LLC CRD: 149249 | - | 0 | 0 | - | Unknown |
| Perennial Financial Services CRD: 286477 | - | 0 | 40 | - | Unknown |
| Perennial Trust LLC CRD: 170517 | - | 0 | 0 | - | Unknown |
| Perennial Wealth Advisors, LLC CRD: 329913 | - | 0 | 4 | - | Unknown |
| Pereon Wealth LLC CRD: 338908 | - | 0 | 1 | - | Unknown |
| Perez & Associates, LLC CRD: 47216 | - | 2 | 0 | B | INACTIVE |
| Perez, Ronald Michael CRD: 133173 | - | 0 | 0 | A | INACTIVE |
| Perfetta Capital, LLC CRD: 331779 | - | 0 | 1 | - | Unknown |
| Performa Limited (US), LLC CRD: 154232 | - | 0 | 1 | - | Unknown |
| Performance Consulting Group of Texas CRD: 169629 | - | 0 | 0 | - | Unknown |
| Performance Insurance and Financial Services CRD: 281275 | - | 0 | 0 | - | Unknown |
| Performance Investment Group CRD: 153030 | - | 0 | 1 | - | Unknown |
| Performance Point CRD: 151656 | - | 0 | 0 | - | Unknown |
| Performance Tracking Inc. CRD: 116575 | - | 0 | 2 | - | Unknown |
| Performance Trust Capital Partners, LLC CRD: 36155 | IL | 8 | 51 | B | Active |
| Performance Wealth CRD: 311735 | - | 0 | 4 | - | Unknown |
| Pergament Advisors LLC CRD: 111469 | - | 0 | 0 | - | Unknown |
| Pergamon Offshore Advisors, L.P. CRD: 133077 | - | 0 | 0 | - | Unknown |
| Pergande, Michael Jude CRD: 35081 | - | 0 | 0 | A | INACTIVE |
| Pericles L.P. CRD: 43580 | - | 0 | 0 | A | INACTIVE |
| Periculum Capital Markets, LLC CRD: 43362 | IN | 1 | 2 | B | Active |
| Peridot Capital Partners LLC CRD: 295189 | - | 0 | 0 | - | Unknown |
| Peridot Financial Planning, L.L.C. CRD: 139662 | - | 0 | 0 | - | Unknown |
| Peridot Investment Research Inc CRD: 327391 | - | 0 | 0 | - | Unknown |
| Perigee Capital, LP CRD: 122085 | - | 0 | 1 | - | Unknown |
| Perigee Securities LP CRD: 123210 | FL | 0 | 2 | A | Active |
| Perimeter Investments CRD: 288905 | - | 0 | 1 | - | Unknown |
| Perimeter Wealth Advisors, Inc. CRD: 126313 | - | 0 | 0 | - | Unknown |
| Perini Capital CRD: 158540 | - | 0 | 3 | - | Unknown |
| Periope, LC CRD: 144256 | - | 0 | 2 | - | Unknown |
| Periphas Capital, LP CRD: 291980 | - | 0 | 1 | - | Unknown |