Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Perry Capital CRD: 108861 | - | 0 | 0 | - | Unknown |
| Perry Capital Partners LLC CRD: 312808 | - | 0 | 1 | - | Unknown |
| Perry Creek Capital LP CRD: 172376 | - | 0 | 1 | - | Unknown |
| Perry D. Reed & Company, P.C. CRD: 114282 | - | 0 | 2 | - | Unknown |
| Perry Wells, Inc. CRD: 11089 | - | 0 | 0 | A | INACTIVE |
| Perry, Raymond Charles CRD: 133847 | - | 0 | 0 | A | INACTIVE |
| Perryman Securities, Inc. CRD: 116502 | TX | 0 | 3 | A | Active |
| Perryridge Capital LP CRD: 331781 | - | 0 | 1 | - | Unknown |
| Perrysburg Financial Group CRD: 167196 | - | 0 | 0 | - | Unknown |
| Pers PRO CRD: 338293 | - | 0 | 1 | - | Unknown |
| Persea Capital Management CRD: 288156 | - | 0 | 0 | - | Unknown |
| Perseid Capital CRD: 295668 | - | 0 | 0 | - | Unknown |
| Persevera Capital LLC CRD: 153320 | - | 0 | 0 | - | Unknown |
| Perseverance Asset Management International (Singa… CRD: 322036 | - | 0 | 0 | - | Unknown |
| Pershing Advisor Solutions LLC CRD: 36671 | NJ | 17 | 7 | D | Active |
| Pershing Financial Group,Inc. CRD: 15250 | - | 0 | 0 | A | INACTIVE |
| Pershing LLC CRD: 7560 | NJ | 106 | 18 | D | Active |
| Pershing Square Capital Management, L.P. CRD: 132982 | - | 0 | 2 | - | Unknown |
| Pershing Square GP, LLC CRD: 132984 | - | 0 | 0 | - | Unknown |
| Persico Asset Management CRD: 121312 | - | 0 | 2 | - | Unknown |
| Persimmon Securities, Inc. CRD: 107943 | - | 0 | 0 | A | INACTIVE |
| Persistent Asset Partners Limited CRD: 177528 | - | 0 | 0 | - | Unknown |
| Persistent Capital Partners, LLC CRD: 291056 | - | 0 | 0 | - | Unknown |
| Persium Advisors, LLC CRD: 128335 | - | 0 | 3 | - | Unknown |
| Personal Asset Management CRD: 136619 | - | 0 | 1 | - | Unknown |
| Personal Benefit Financial CRD: 112517 | - | 0 | 0 | - | Unknown |
| Personal Benefits Planning LLC CRD: 172531 | - | 0 | 1 | - | Unknown |
| Personal Best Financial LLC CRD: 324747 | - | 0 | 1 | - | Unknown |
| Personal Business Management Group Ltd CRD: 107838 | - | 0 | 0 | - | Unknown |
| Personal Business Management Services, LLC. CRD: 112666 | - | 0 | 0 | - | Unknown |
| Personal Capital Advisors Corporation CRD: 155172 | - | 0 | 0 | - | Unknown |
| Personal CFO Solutions LLC CRD: 158248 | - | 0 | 3 | - | Unknown |
| Personal Econome, LLC CRD: 304549 | - | 0 | 2 | - | Unknown |
| Personal Economic Planning, LLC CRD: 151333 | - | 0 | 1 | - | Unknown |
| Personal Economics Securities Corporation CRD: 6862 | - | 0 | 0 | A | INACTIVE |
| Personal Finance Engineered CRD: 307045 | - | 0 | 0 | - | Unknown |
| Personal Financial Advisors CRD: 126100 | - | 0 | 0 | - | Unknown |
| Personal Financial Advisors, LLC CRD: 118477 | - | 0 | 0 | - | Unknown |
| Personal Financial Coaching LLC CRD: 288399 | - | 0 | 0 | - | Unknown |
| Personal Financial Designs, Inc. CRD: 117057 | - | 0 | 0 | - | Unknown |
| Personal Financial Evaluations CRD: 306812 | - | 0 | 0 | - | Unknown |
| Personal Financial Experiences, LLC CRD: 158950 | - | 0 | 1 | - | Unknown |
| Personal Financial Group CRD: 116806 | - | 0 | 0 | - | Unknown |
| Personal Financial Management CRD: 108801 | - | 0 | 0 | - | Unknown |
| Personal Financial Management Group CRD: 131457 | - | 0 | 0 | - | Unknown |
| Personal Financial Partners CRD: 331381 | - | 0 | 1 | - | Unknown |
| Personal Financial Planning Inc. CRD: 118589 | - | 0 | 1 | - | Unknown |
| Personal Financial Planning LLC CRD: 118533 | - | 0 | 0 | - | Unknown |
| Personal Financial Planning, Inc. CRD: 115605 | - | 0 | 0 | - | Unknown |
| Personal Financial Planning, LLC CRD: 115566 | - | 0 | 0 | - | Unknown |