Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Peter R. Mack & Co., Inc. CRD: 18275 | - | 1 | 0 | B | INACTIVE |
| Peter Starr, Inc. CRD: 171763 | - | 0 | 0 | - | Unknown |
| Peter VAN Cleave & Assoc., Inc. CRD: 14866 | - | 0 | 0 | A | INACTIVE |
| Peteralexander CRD: 308142 | - | 0 | 1 | - | Unknown |
| Petercam Institutional Asset Management CRD: 166048 | - | 0 | 0 | - | Unknown |
| Peterkin Financial, LLC CRD: 297241 | - | 0 | 1 | - | Unknown |
| Peterkofsky, ROY CRD: 310852 | - | 0 | 1 | - | Unknown |
| Peters & Co. Equities Inc. CRD: 38165 | - | 0 | 0 | A | Active |
| Peters & Company, Inc. P.S. CRD: 117159 | - | 0 | 0 | - | Unknown |
| Peters Financial LLC CRD: 327680 | - | 0 | 1 | - | Unknown |
| Peters Investment Management Inc. CRD: 310611 | - | 0 | 0 | - | Unknown |
| Peters Securities Co., LP CRD: 15970 | - | 3 | 0 | C | INACTIVE |
| Peters Wealth Advisors LLC CRD: 106949 | - | 0 | 0 | - | Unknown |
| Peters Wealth Group CRD: 316813 | - | 0 | 1 | - | Unknown |
| Peters Wealth Management, LLC CRD: 172203 | - | 0 | 0 | - | Unknown |
| Peters, Mark Randall CRD: 149453 | - | 0 | 0 | - | Unknown |
| Petersen & Partners Capital Markets Ltd. CRD: 114781 | - | 0 | 0 | A | INACTIVE |
| Petersen & Ramistella, Inc. CRD: 124182 | - | 0 | 0 | A | INACTIVE |
| Petersen and Hicks CRD: 124568 | - | 0 | 1 | - | Unknown |
| Petersen Hastings Wealth Advisors, Inc. CRD: 110952 | - | 0 | 4 | - | Unknown |
| Petersen Investments, Inc. CRD: 38537 | - | 2 | 0 | B | INACTIVE |
| Peterson & Company, Inc. CRD: 5026 | - | 0 | 0 | A | INACTIVE |
| Peterson Brothers Securities Company CRD: 22564 | - | 0 | 0 | A | INACTIVE |
| Peterson Financial Group, Inc. CRD: 169519 | - | 0 | 1 | - | Unknown |
| Peterson Garrett, LLC CRD: 281801 | - | 0 | 2 | - | Unknown |
| Peterson Investment Management Inc CRD: 105634 | - | 0 | 2 | - | Unknown |
| Peterson Partners CRD: 159450 | - | 0 | 1 | - | Unknown |
| Peterson Rogers Private Wealth, LLC CRD: 324001 | - | 0 | 1 | - | Unknown |
| Peterson Securities CRD: 15620 | - | 0 | 0 | A | INACTIVE |
| Peterson Wealth Advisors, LLC CRD: 146349 | - | 0 | 1 | - | Unknown |
| Peterson Wealth Advisory, LLC CRD: 148303 | - | 0 | 0 | - | Unknown |
| Peterson Wealth Building CRD: 164219 | - | 0 | 0 | - | Unknown |
| Peterson Wealth Management CRD: 136585 | - | 0 | 1 | - | Unknown |
| Peterson, Diehl & Company, Inc. CRD: 7629 | - | 0 | 0 | A | INACTIVE |
| Peterson-Spencer-F Ansler Investments, Inc. CRD: 29445 | - | 0 | 0 | A | INACTIVE |
| Petiole USA Limited CRD: 159788 | - | 0 | 1 | - | Unknown |
| Petix & Botte Financial CRD: 170020 | - | 0 | 1 | - | Unknown |
| Petkevich & Partners, LLC CRD: 104239 | - | 0 | 0 | A | INACTIVE |
| Petra Capital Corporation CRD: 7624 | - | 0 | 0 | A | INACTIVE |
| Petra Securities, Inc. CRD: 17540 | - | 0 | 0 | A | INACTIVE |
| Petra Trading Group LLC CRD: 131347 | - | 3 | 0 | C | INACTIVE |
| Petra Ventures, LLC CRD: 342158 | - | 0 | 1 | - | Unknown |
| Petra Wealth Management CRD: 332830 | - | 0 | 1 | - | Unknown |
| Petrarch LLC CRD: 319001 | - | 0 | 1 | - | Unknown |
| Petrichor Healthcare Capital Management LP CRD: 288664 | - | 0 | 1 | - | Unknown |
| Petrie Partners Securities, LLC CRD: 131783 | TX | 0 | 3 | A | Active |
| Petro Consultants Management Corporation CRD: 5383 | - | 0 | 0 | A | INACTIVE |
| Petro-Source Securities, Inc. CRD: 16113 | - | 0 | 0 | A | INACTIVE |
| Petrocap, LLC CRD: 169688 | - | 0 | 1 | - | Unknown |
| Petroff Institutional CRD: 162689 | - | 0 | 0 | - | Unknown |