Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Petroglyph Wealth CRD: 327538 | - | 0 | 1 | - | Unknown |
| Petroland Investment, Inc. CRD: 17682 | - | 0 | 0 | A | INACTIVE |
| Petroleum Equity (Jersey) Manager Limited CRD: 281837 | - | 0 | 0 | - | Unknown |
| Petroleum, Commodities, & Realty, Inc. CRD: 29347 | - | 0 | 0 | A | INACTIVE |
| Petron Securities, Ltd. CRD: 8208 | - | 0 | 0 | A | INACTIVE |
| Petros Advisory Services, LLC CRD: 284903 | - | 0 | 0 | - | Unknown |
| Petros Family Wealth, LLC CRD: 324059 | - | 0 | 1 | - | Unknown |
| Petrosky, Steven James CRD: 47853 | - | 0 | 0 | A | INACTIVE |
| Petrospec Securities, Inc. CRD: 13091 | - | 0 | 0 | A | INACTIVE |
| Petrotech Investments, Inc. CRD: 8251 | - | 0 | 0 | A | INACTIVE |
| Petrus Advisers CRD: 324991 | - | 0 | 0 | - | Unknown |
| Petrus Advisers Bratislava K.S CRD: 331870 | - | 0 | 0 | - | Unknown |
| Petruzzi Securities, LLC CRD: 129228 | - | 1 | 0 | B | INACTIVE |
| Petsky Prunier Securities, LLC CRD: 146679 | - | 0 | 0 | A | INACTIVE |
| Pettee Investors Inc CRD: 105553 | - | 0 | 3 | - | Unknown |
| Pettit Funds, LLC CRD: 226763 | - | 0 | 0 | - | Unknown |
| Pettus & Dawkins Financial Group, LLC CRD: 318639 | - | 0 | 1 | - | Unknown |
| Pettyjohn, Wood & White, Inc. CRD: 106403 | - | 0 | 1 | - | Unknown |
| Pevc I General Partner IV, Ltd. CRD: 332786 | - | 0 | 0 | - | Unknown |
| PEX Global Inc. CRD: 153131 | - | 0 | 0 | A | INACTIVE |
| Pexfin CRD: 326910 | - | 0 | 1 | - | Unknown |
| Pezzi Wealth Management LLC CRD: 338782 | - | 0 | 1 | - | Unknown |
| PF Advisors CRD: 277156 | - | 0 | 2 | - | Unknown |
| PF Advisors LLC CRD: 329138 | - | 0 | 0 | - | Unknown |
| PF Advisors, LLC CRD: 321661 | - | 0 | 0 | - | Unknown |
| PF Advisors, LLC CRD: 309421 | - | 0 | 0 | - | Unknown |
| PF Capital Management, LLC CRD: 143175 | - | 0 | 0 | - | Unknown |
| PF Wealth Management Group, LLC CRD: 140015 | - | 0 | 1 | - | Unknown |
| Pfal Securities, Inc. CRD: 324510 | CA | 0 | 2 | A | Active |
| PFC Investments, Inc. CRD: 10469 | - | 0 | 0 | A | INACTIVE |
| PFE Advisors, Inc. CRD: 144798 | - | 0 | 0 | - | Unknown |
| Pfeffer Sullivan & Partners Incorporated CRD: 25441 | - | 0 | 0 | A | INACTIVE |
| Pfeffer, Brian IRA CRD: 36995 | - | 0 | 0 | A | INACTIVE |
| PFG Advisors CRD: 173344 | - | 0 | 149 | - | Unknown |
| PFG Private Wealth Management, LLC CRD: 282301 | - | 0 | 1 | - | Unknown |
| PFG Securities, Inc. CRD: 15401 | - | 0 | 0 | A | INACTIVE |
| PFH Capital, LLC CRD: 299722 | - | 0 | 1 | - | Unknown |
| PFI, Inc. CRD: 36186 | - | 0 | 0 | A | INACTIVE |
| Pfingsten Partners, L.L.C. CRD: 156493 | - | 0 | 1 | - | Unknown |
| Pfister, Steven Roger CRD: 15133 | - | 0 | 0 | A | INACTIVE |
| PFL Partners LLC CRD: 316661 | - | 0 | 2 | - | Unknown |
| Pflueger & Baerwald Inc. CRD: 3023 | - | 0 | 0 | A | INACTIVE |
| Pflueger Wealth CRD: 339188 | - | 0 | 1 | - | Unknown |
| Pflug Koory, LLC CRD: 109268 | - | 0 | 3 | - | Unknown |
| PFM Advisor CRD: 109780 | - | 0 | 0 | - | Unknown |
| PFM Asset Management LLC CRD: 122141 | - | 0 | 0 | - | Unknown |
| PFM Fund Distributors, Inc. CRD: 114474 | - | 0 | 0 | A | INACTIVE |
| PFM Health Sciences, LP CRD: 146747 | - | 0 | 1 | - | Unknown |
| PFM, Inc. CRD: 24547 | - | 1 | 0 | B | INACTIVE |
| PFN Financial, L.L.C CRD: 42868 | - | 1 | 0 | B | INACTIVE |