Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| PFP Capital, Inc. CRD: 21653 | - | 0 | 0 | A | INACTIVE |
| PFS Capital, LLC CRD: 304969 | - | 0 | 1 | - | Unknown |
| PFS Distributors, Inc. CRD: 19253 | - | 0 | 0 | A | INACTIVE |
| PFS Equity Brokerage Services, LLC CRD: 119057 | - | 0 | 0 | A | INACTIVE |
| PFS Insurance Services, Inc. CRD: 10666 | - | 0 | 0 | A | INACTIVE |
| PFS Investments Inc. CRD: 10111 | GA | 24 | 5,538 | B | Active |
| PFS Planning LLC CRD: 119610 | - | 0 | 1 | - | Unknown |
| PFS Signature Wealth CRD: 342913 | - | 0 | 1 | - | Unknown |
| PG Capital Management Group CRD: 311587 | - | 0 | 0 | - | Unknown |
| PG Capital Management, LLC CRD: 142876 | - | 0 | 0 | - | Unknown |
| PG Global Wealth Management, Inc. CRD: 158927 | - | 0 | 0 | - | Unknown |
| PG Securities Corp. CRD: 15091 | - | 0 | 0 | A | INACTIVE |
| PGA Growth Fund LP CRD: 120093 | - | 0 | 0 | A | INACTIVE |
| PGB Securities LLC CRD: 301472 | NJ | 0 | 3 | A | Active |
| PGH Advisors, LLC CRD: 156415 | - | 0 | 0 | - | Unknown |
| PGI Wealth Management CRD: 297517 | - | 0 | 8 | - | Unknown |
| Pgia CRD: 317365 | - | 0 | 0 | - | Unknown |
| Pgim Custom Harvest LLC CRD: 290235 | - | 0 | 1 | - | Unknown |
| Pgim DC Solutions CRD: 318800 | - | 0 | 2 | - | Unknown |
| Pgim Fund Management Limited CRD: 171548 | - | 0 | 0 | - | Unknown |
| Pgim Investments LLC CRD: 105670 | - | 0 | 68 | - | Unknown |
| Pgim Limited CRD: 160005 | - | 0 | 0 | - | Unknown |
| Pgim Luxembourg S.A. CRD: 281562 | - | 0 | 0 | - | Unknown |
| Pgim Private Capital (Ireland) Limited CRD: 305536 | - | 0 | 0 | - | Unknown |
| Pgim Private Placement Investors, L.P. CRD: 106442 | - | 0 | 1 | - | Unknown |
| Pgim Quantitative Solutions CRD: 129752 | - | 0 | 3 | - | Unknown |
| Pgim Real Estate Advisors LLC CRD: 327165 | - | 0 | 1 | - | Unknown |
| Pgim Singapore CRD: 313005 | - | 0 | 0 | - | Unknown |
| Pgim Wadhwani LLP CRD: 161434 | - | 0 | 0 | - | Unknown |
| Pgim, Inc. CRD: 105676 | - | 0 | 3 | - | Unknown |
| PGM Global Inc. CRD: 104387 | - | 0 | 0 | A | Active |
| PGM Inc. CRD: 299309 | - | 0 | 0 | - | Unknown |
| PGP Advisors, LLC CRD: 172611 | - | 0 | 1 | - | Unknown |
| PGP Capital Advisors, LLC CRD: 128797 | CA | 0 | 2 | A | Active |
| PGP Financial, Inc. CRD: 21617 | - | 2 | 0 | B | INACTIVE |
| PGP Wealth Services, LLC CRD: 151373 | - | 0 | 1 | - | Unknown |
| PGR Securities, LLC CRD: 133299 | - | 0 | 0 | A | INACTIVE |
| PGR Solutions, LLC CRD: 119490 | - | 0 | 0 | - | Unknown |
| PGW Financial CRD: 333607 | - | 0 | 1 | - | Unknown |
| PH Partners, LLC CRD: 130790 | TX | 3 | 2 | B | Active |
| Phaeacian Partners LLC CRD: 307899 | - | 0 | 0 | - | Unknown |
| Phalanx Advisors LLC CRD: 317855 | - | 0 | 1 | - | Unknown |
| Phan Capital CRD: 301304 | - | 0 | 1 | - | Unknown |
| Pharaoh Financial Group, Inc. CRD: 136319 | - | 0 | 1 | - | Unknown |
| Pharmakon Advisors, LP CRD: 161150 | - | 0 | 1 | - | Unknown |
| Pharmd Financial Planning LLC CRD: 311179 | - | 0 | 1 | - | Unknown |
| Pharo Management, Inc. CRD: 141216 | - | 0 | 1 | - | Unknown |
| Pharos Capital Group, LLC CRD: 158849 | - | 0 | 1 | - | Unknown |
| Pharus Capital Management CRD: 165730 | - | 0 | 0 | - | Unknown |
| Pharus Securities, LLC CRD: 148002 | NY | 0 | 2 | A | Active |