Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Pharvision Advisers, LLC CRD: 311739 | - | 0 | 1 | - | Unknown |
| Phase 2 Partners CRD: 311741 | - | 0 | 0 | - | Unknown |
| Phase 2 Wealth Advisors LLC CRD: 287735 | - | 0 | 0 | - | Unknown |
| Phase 3 Advisors, LLC CRD: 304698 | - | 0 | 0 | - | Unknown |
| Phase 3 Capital Management LLC CRD: 294408 | - | 0 | 1 | - | Unknown |
| Phase II Financial, Ltd. CRD: 16249 | - | 0 | 0 | A | INACTIVE |
| Phase Line Capital, LLC CRD: 315116 | - | 0 | 1 | - | Unknown |
| Phase Line Financial CRD: 329068 | - | 0 | 1 | - | Unknown |
| Phase Line Financial CRD: 337906 | - | 0 | 1 | - | Unknown |
| Phase ONE Financial Services, LLC CRD: 290317 | - | 0 | 0 | A | INACTIVE |
| Phase Three Capital, LLC CRD: 171016 | - | 0 | 0 | - | Unknown |
| Phase TWO Capital, LLC CRD: 184512 | - | 0 | 1 | - | Unknown |
| Phase TWO Ventures Management LLC CRD: 327207 | - | 0 | 1 | - | Unknown |
| Phase-Locked Management LLC CRD: 284691 | - | 0 | 0 | - | Unknown |
| Phase4 Partners CRD: 161591 | - | 0 | 0 | - | Unknown |
| Phasecapital LP CRD: 160153 | - | 0 | 0 | - | Unknown |
| Phaseinvesting Technologies, Inc. CRD: 149358 | - | 0 | 0 | - | Unknown |
| Phasic LLC CRD: 337599 | - | 0 | 1 | - | Unknown |
| PHC Merchant Group, LLC CRD: 45031 | - | 0 | 0 | A | INACTIVE |
| PHCP, LLC CRD: 300729 | FL | 0 | 2 | A | Active |
| PHD Biotech Holdings, LLC CRD: 338129 | - | 0 | 1 | - | Unknown |
| PHD Capital CRD: 38785 | - | 8 | 0 | D | INACTIVE |
| PHD Retirement Consulting CRD: 304989 | - | 0 | 1 | - | Unknown |
| Phelan, Lawrence Henry CRD: 46619 | - | 0 | 0 | A | INACTIVE |
| Phelps & Woodhead, Inc. CRD: 7920 | - | 0 | 0 | A | INACTIVE |
| Phelps Financial Advisors CRD: 158682 | - | 0 | 1 | - | Unknown |
| Phelps Salter CRD: 117813 | - | 0 | 0 | - | Unknown |
| Phenomenal Ventures LLC CRD: 329336 | - | 0 | 1 | - | Unknown |
| Phestos Capital, LLC CRD: 338948 | - | 0 | 1 | - | Unknown |
| PHF Equity Sales, Inc. CRD: 6650 | - | 0 | 0 | A | INACTIVE |
| Phibbs Financial CRD: 322093 | - | 0 | 1 | - | Unknown |
| Phifund Managers, LLC CRD: 321049 | - | 0 | 1 | - | Unknown |
| Phil a. Younker & Associates, Ltd. CRD: 311775 | - | 0 | 1 | - | Unknown |
| Phil Advisors LLC CRD: 339339 | - | 0 | 1 | - | Unknown |
| Phil Erlanger Research Co., Inc. CRD: 165299 | - | 0 | 0 | - | Unknown |
| Phil MAR Investment Company, Inc. CRD: 3029 | - | 0 | 0 | A | INACTIVE |
| Philadelphia Brokerage Corporation CRD: 25534 | - | 1 | 0 | B | INACTIVE |
| Philadelphia Corporation for Investment Services CRD: 15275 | - | 1 | 0 | B | INACTIVE |
| Philadelphia Financial CRD: 131413 | - | 0 | 1 | - | Unknown |
| Philadelphia First Group, Inc. CRD: 14748 | - | 0 | 0 | A | INACTIVE |
| Philadelphia Investment Partners, LLC CRD: 122733 | - | 0 | 2 | - | Unknown |
| Philadelphia Investors, Ltd. CRD: 23905 | - | 4 | 0 | C | INACTIVE |
| Philadelphia Partners Capital Management LLC CRD: 139656 | - | 0 | 0 | - | Unknown |
| Philadelphia Partners Capital Management, LLC CRD: 294016 | - | 0 | 1 | - | Unknown |
| Philadelphia Pension Securities Corporation CRD: 3030 | - | 0 | 0 | A | INACTIVE |
| Philadelphus Capital CRD: 336140 | - | 0 | 1 | - | Unknown |
| Philanna Capital, L.L.C CRD: 41717 | - | 1 | 0 | B | INACTIVE |
| Philanthrocorp Inc. CRD: 147596 | - | 0 | 0 | - | Unknown |
| Philes Corporation CRD: 34879 | - | 0 | 0 | A | INACTIVE |
| Philip a. Bleier, CPA CRD: 124936 | - | 0 | 1 | - | Unknown |