Broker-Dealer Firms
80,028 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Phoenix Financial Consulting CRD: 126616 | - | 0 | 0 | - | Unknown |
| Phoenix Financial Corporation CRD: 8340 | - | 0 | 0 | A | INACTIVE |
| Phoenix Financial Engineering, LLC CRD: 284293 | - | 0 | 1 | - | Unknown |
| Phoenix Financial LLC CRD: 286309 | - | 0 | 0 | - | Unknown |
| Phoenix Financial Services Corp CRD: 36889 | - | 7 | 0 | D | INACTIVE |
| Phoenix Global Capital Management, Ltd CRD: 129997 | - | 0 | 0 | A | INACTIVE |
| Phoenix Government Investments, Inc. CRD: 34706 | - | 0 | 0 | A | INACTIVE |
| Phoenix IB CRD: 132710 | PA | 0 | 6 | A | Active |
| Phoenix International Investments LLC CRD: 170692 | - | 0 | 4 | - | Unknown |
| Phoenix Investment CRD: 299731 | - | 0 | 1 | - | Unknown |
| Phoenix Merchant Partners, LP CRD: 324381 | - | 0 | 1 | - | Unknown |
| Phoenix Partners Inc. CRD: 13074 | - | 0 | 0 | A | INACTIVE |
| Phoenix Partners, L.L.C. CRD: 32891 | - | 1 | 0 | B | INACTIVE |
| Phoenix Partners, LP CRD: 113911 | - | 0 | 0 | A | INACTIVE |
| Phoenix Portfolio Management Service, Inc. CRD: 37335 | - | 0 | 0 | A | INACTIVE |
| Phoenix Portfolio Management Services CRD: 136421 | - | 0 | 0 | - | Unknown |
| Phoenix Property Investors Limited CRD: 162476 | - | 0 | 0 | - | Unknown |
| Phoenix Realty Group, LLC CRD: 160249 | - | 0 | 1 | - | Unknown |
| Phoenix Rising Investment Group, LLC CRD: 315186 | - | 0 | 1 | - | Unknown |
| Phoenix Securities Group,Inc. CRD: 14783 | - | 0 | 0 | A | INACTIVE |
| Phoenix Securities, Inc. CRD: 10507 | - | 0 | 0 | A | INACTIVE |
| Phoenix Venture Partners CRD: 162628 | - | 0 | 1 | - | Unknown |
| Phoenix Wealth Advisors Inc. CRD: 118412 | - | 0 | 4 | - | Unknown |
| Phoenix-Veritas Wealth Management CRD: 333158 | - | 0 | 2 | - | Unknown |
| Phoenixlink Investments Inc. CRD: 37272 | - | 1 | 0 | B | INACTIVE |
| Phorcys Capital Partners, LLC CRD: 285635 | - | 0 | 1 | - | Unknown |
| Phoundational LLC CRD: 324552 | - | 0 | 1 | - | Unknown |
| Phraction Management LLC CRD: 298633 | - | 0 | 1 | - | Unknown |
| Phronimos Capital, LLC CRD: 172605 | - | 0 | 1 | - | Unknown |
| Phrygia Management, LLC CRD: 338089 | - | 0 | 1 | - | Unknown |
| PHX Financial, Inc. CRD: 144403 | NY | 6 | 7 | B | Active |
| PHX Manco CRD: 327811 | - | 0 | 1 | - | Unknown |
| Phyllis R. Mitchell Financial Services, Inc. CRD: 121337 | - | 0 | 0 | - | Unknown |
| Physic Ventures CRD: 162100 | - | 0 | 0 | - | Unknown |
| Physican Ventures, Inc. CRD: 23208 | - | 0 | 0 | A | INACTIVE |
| Physician Advising LLC CRD: 288809 | - | 0 | 1 | - | Unknown |
| Physician Family Financial Advisors Inc CRD: 138433 | - | 0 | 2 | - | Unknown |
| Physician Wealth Advisors, Inc. CRD: 106043 | - | 0 | 5 | - | Unknown |
| Physician Wealth Services, LLC CRD: 282338 | - | 0 | 0 | - | Unknown |
| Physician Wealth Solutions CRD: 151570 | - | 0 | 1 | - | Unknown |
| Physicians and Professionals Wealth Advisors LLC CRD: 166654 | - | 0 | 0 | - | Unknown |
| Physicians Capital Management LLC CRD: 170751 | - | 0 | 0 | - | Unknown |
| Physicians Investment Advisory Services of Texas, … CRD: 226736 | - | 0 | 1 | - | Unknown |
| Physicians Thrive Investment Advisors, LLC CRD: 173801 | - | 0 | 0 | - | Unknown |
| Physicians Wealth Solutions, LLC CRD: 170623 | - | 0 | 1 | - | Unknown |
| Physicians' Financial Advisors CRD: 118434 | - | 0 | 0 | - | Unknown |
| Physicians' Financial L.C. CRD: 159109 | - | 0 | 2 | - | Unknown |
| Physis Investment CRD: 304911 | - | 0 | 0 | - | Unknown |
| PI Analytics Investment Adviser CRD: 282508 | - | 0 | 0 | - | Unknown |
| PI Capital Management, LLC CRD: 285301 | - | 0 | 0 | - | Unknown |